Investment Management Counsel Jobs in Holmdel
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Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in Hamilton, NJ
Hamilton, NJ
Type: Full Time | Posted Date: Oct 17, 2024
SUMMARY: Law Firm is seeking an experienced Investment Management and Securities Attorney- Associate to join their team in Hamilton, NJ. As a member of the firm's legal team, you will be responsible for providing regulatory and compliance advice to clients in the investment management and securities industry...
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Personal Injury Defense Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Oct 01, 2024
SUMMARY: Bullet Points: - Job Title: Trial Attorney - Salary: Competitive and commensurate with experience - Job Type: Full-time, regular - Location: Parsippany, NJ - Department: House Counsel - Company: Plymouth Rock Management Company of New Jersey - Experience: At least 5 years of relevant person...
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Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Oct 30, 2024
SUMMARY: The Director, Member Supervision Strategic Engagements & Publications is a senior level position with significant responsibility and influence within the Office of Strategic Engagement (OSE) and Member Supervision (MS) at FINRA. This role is responsible for providing strategic leadership and guidanc...
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Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: Senior Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA...
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Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Sep 25, 2024
SUMMARY: Overview: The organization is seeking a Senior Principal Analyst, Risk Monitoring to join their team. This is a full-time position and is open to all FINRA locations. As the Senior Principal Analyst, you will be responsible for conducting risk monitoring activities and ongoing risk assessments fo...
Corporate - Asset/Investment Management Attorney / Corporate - General Attorney / Corporate - M&A Attorney / Corporate - Private Equity Attorney in Holmdel, NJ
Holmdel, NJ
Type: Full Time | Posted Date: Sep 24, 2024
SUMMARY: Law Firm Seeks Corporate Senior Associate, Counsel or Partner in Bergen County or Monmouth County Position: Corporate Senior Associate, Counsel or Partner Location: Bergen County or Monmouth County, New Jersey Salary: Competitive, based on experience Experience: 6 years of corporate transacti...
Corporate - Securities and Capital Markets Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/invest...
Litigation - Securities Litigation - Defense Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Director, Enforcement - Job Posting The role of Director, Enforcement is responsible for managing and overseeing a team of Enforcement attorneys in resolving cases from start to finish. This includes ensuring that all cases are supported by thorough and accurate factual findings, applied to a cle...
Litigation - Securities Litigation - Defense Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: FINRA abides by the requirements of 29 CFR 513. This regulation prohibits discrimination against qualified individuals on the basis of age, and requires affirmative action by covered prime contractors and subcontractors to employ and advance in employment qualified individuals on the basis of age. ...
Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Sep 13, 2024
SUMMARY: Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting) Jericho,...
Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: FINRA abides by the requirements of 41 CFR 60-25.5(a). This regulation prohibits discrimination against qualified individuals on the basis of race, color, religion, sex, national origin, sexual orientation, gender identity, disability, or veteran status or any other classification protected by appli...
Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: FINRA strives to make our career site accessible to all users. If you need a disability-related accommodation for completing the application process, please contact FINRA’s accommodation help line at 240.386.4865. Please note that this number is exclusively for inquiries regarding application acco...
Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: H1: Principal Analyst, Risk Monitoring - Any FINRA Location H2: Senior-Level Position with the Opportunity for Advancement Organization: FINRA Job Title: Principal Analyst, Risk Monitoring Job Requisition ID: R-008120 Time Type: Full Time Posted On: Posted Today Summary: - Conducts ris...
Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: #Principal Analyst, Risk Monitoring - Any FINRA Location FINRA is seeking a highly skilled Principal Analyst with expertise in risk monitoring to join our team at any of our FINRA locations. This full-time position offers a competitive salary and benefits package, as well as opportunities for gro...
Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: The organization FINRA is currently seeking a Principal Analyst, Risk Monitoring to join their team. This is a full-time position and is posted on the FINRA website today. The job requisition ID is R-008289. This role is responsible for conducting risk monitoring activities and ongoing risk asses...
Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: All resumes submitted by search firms to any employee at FINRA without a valid written agreement and task order in place will be deemed the sole property of FINRA and no fee will be paid in the event that person is hired by FINRA. Summary: Organization: FINRA Job Title: Associate Principal An...
Litigation - Securities Litigation - Defense Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Sep 04, 2024
SUMMARY: FINRA is an Equal Opportunity and Affirmative Action Employer The Assistant General Counsel, Regulatory will be responsible for providing senior-level legal advice and support in connection with the adoption of new regulatory initiatives. This position will also serve as a subject matter expert i...
Law Student - Law Firm in New Brunswick, NJ
New Brunswick, NJ
Type: Full Time | Posted Date: Sep 04, 2024
SUMMARY: Law Clerk The candidate will conduct legal research, draft legal memo, briefs, motions, and petition and court documents on general litigation and appeal matters and immigration law, assist in discovery of evidence and in review of evidence as well as prepare contracts and transactional documents f...