16 jobs found for

Investment Lawyer Jobs in Holmdel

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  • Tax - General Attorney in Edison, NJ

    Edison, NJ

    Type: Full Time | Posted Date: Jun 24, 2024

    SUMMARY: ...

  • Corporate - Securities and Capital Markets Attorney in Woodbridge, NJ

    Woodbridge, NJ

    Type: Full Time | Posted Date: Jun 27, 2024

    SUMMARY: Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/invest...

  • Corporate - Securities and Capital Markets Attorney in Holmdel, NJ

    Holmdel, NJ

    Type: Full Time | Posted Date: May 29, 2024

    SUMMARY: Securities Senior Associate, Counsel or Partner – Bergen County or Monmouth County Pashman Stein Walder Hayden seeks a full-time senior associate, counsel or partner level candidate with 6 years of transactional securities experience to join the firm. The position is based in Hackensack or Hol...

  • Tax - General Attorney in Woodbridge, NJ

    Woodbridge, NJ

    Type: Full Time | Posted Date: Jun 26, 2024

    SUMMARY: Salary Range $84,000 - $107,500 # Tax Senior, Alternative Investments, Core Tax Services ## Job Summary As a Tax Senior in our alternative investments practice, you will play a key role in providing tax compliance and consulting services to our venture capital, private equity, hedge fund, and...

  • Tax - General Attorney in Edison, NJ

    Edison, NJ

    Type: Full Time | Posted Date: Jun 19, 2024

    SUMMARY: Tax Senior Manager - Financial Services/Financial Institutions Full time Competitive salary and bonus potential Job ID: JR105034 Location: Various locations Company: RSM Department: Financial Services Experience: 8 years in business taxation Education: Bachelor's Deg...

  • Attorney in Woodbridge, NJ

    Woodbridge, NJ

    Type: Full Time | Posted Date: Jun 13, 2024

    SUMMARY: H1: Principal Analyst, Risk Monitoring - Any FINRA Location H2: Senior-Level Position with the Opportunity for Advancement Organization: FINRA Job Title: Principal Analyst, Risk Monitoring Job Requisition ID: R-008120 Time Type: Full Time Posted On: Posted Today Summary: - Conducts ris...

  • Attorney in Woodbridge, NJ

    Woodbridge, NJ

    Type: Full Time | Posted Date: Jun 13, 2024

    SUMMARY: FINRA strives to make our career site accessible to all users. If you need a disability-related accommodation for completing the application process, please contact FINRA’s accommodation help line at 240.386.4865. Please note that this number is exclusively for inquiries regarding application acco...

  • Attorney in Woodbridge, NJ

    Woodbridge, NJ

    Type: Full Time | Posted Date: Jun 10, 2024

    SUMMARY: The Director of Risk Monitoring is a senior level position within the Risk Monitoring department at FINRA. This role is responsible for overseeing a team of Risk Monitoring Analysts and ensuring the successful implementation and completion of the Risk Monitoring Program for a specific Firm Grouping ...

  • Tax - General Attorney in Edison, NJ

    Edison, NJ

    Type: Full Time | Posted Date: May 28, 2024

    SUMMARY: Tax Senior Manager - Ultra High Net Worth Are you a highly skilled tax professional with experience working with ultra high net worth individuals? Do you have a passion for providing exceptional client service? If so, RSM is looking for you! As the leading provider of professional services to the...

  • Litigation - Securities Litigation - Defense Attorney in Woodbridge, NJ

    Woodbridge, NJ

    Type: Full Time | Posted Date: May 24, 2024

    SUMMARY: Summary: Assistant General Counsel, Regulatory Salary: $127,300 - $296,100 Job Title: Assistant General Counsel, Regulatory Experience: 6-8 years of legal experience Organization: FINRA (Financial Industry Regulatory Authority) Location: Various locations (CA, Washington DC, CO, HI, New York, N...

  • Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Attorney in Woodbridge, NJ

    Woodbridge, NJ

    Type: Full Time | Posted Date: May 19, 2024

    SUMMARY: Senior Litigation Counsel, Enforcement - Any FINRA Location Job Title: Senior Litigation Counsel, Enforcement Salary Range: Minimum salary $127,300 - Maximum salary $296,100 (based on location and qualifications) Experience: Minimum of 10 years of litigation experience Job Description: Th...

  • Litigation - Securities Litigation - Defense Attorney in Woodbridge, NJ

    Woodbridge, NJ

    Type: Full Time | Posted Date: May 08, 2024

    SUMMARY: H1: Principal Counsel, Enforcement - Join FINRA and Make a Difference in Financial Regulation H2: Overview: - Role: Principal Counsel, Enforcement - Organization: FINRA - Location: Multiple locations (see job posting) - Time type: Full time - Job requisition ID: R-007990 - Education/Experience: Mi...

  • Attorney in Woodbridge, NJ

    Woodbridge, NJ

    Type: Full Time | Posted Date: May 21, 2024

    SUMMARY: FINRA abides by the requirements of 41 CFR 60-1.4(a), 60-300.5(a) and 60-741.5(a). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and require affirmative action by covered prime contractors and sub...

  • Law Student - Law Firm in New Brunswick, NJ

    New Brunswick, NJ

    Type: Full Time | Posted Date: May 22, 2024

    SUMMARY: Law Clerk The candidate will conduct legal research, draft legal memo, briefs, motions, and petition and court documents on general litigation and appeal matters and immigration law, assist in discovery of evidence and in review of evidence as well as prepare contracts and transactional documents f...

  • Litigation - General (consumer) Attorney in Woodbridge, NJ

    Woodbridge, NJ

    Type: Full Time | Posted Date: Apr 11, 2024

    SUMMARY: SEO Friendly Job Title: Senior Litigation Counsel - Enforcement H1: Join FINRA as a Senior Litigation Counsel H2: Represent FINRA in Complex Securities Cases Organization: FINRA Department: Office of Hearing Officers Experience: Minimum of 10 years of litigation experience Salary I...

  • Litigation - White Collar Crime & Government Investigations Attorney / Litigation - White Collar Crime & Government Investigations - Defense Attorney / Litigation - White Collar Crime & Government Investigations - Plaintiffs Attorney in Woodbridge, NJ

    Woodbridge, NJ

    Type: Full Time | Posted Date: Mar 22, 2024

    SUMMARY: Senior Director, Special Investigations Unit - Any FINRA Location Full Time R-007744 Overview: The Senior Director within FINRA’s Special Investigations Unit (SIU) will be responsible for overseeing the anti-money laundering (AML) and anti-fraud investigative functions. This includes l...