Investment Law Jobs in Boca Raton
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Estate & Tax Planning Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Dec 19, 2024
SUMMARY: Trust and Estate Planning Associate - Join an Established Team at an AmLaw 100 Firm in Boca Raton, FL Overview: - Join the Estate Planning & Trusts practice at Nelson Mullins law firm in Boca Raton, Florida - Unique opportunity to have your expertise valued - Work with a dynamic and growing team o...
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Attorney in West Palm Beach, FL
West Palm Beach, FL
Type: Full Time | Posted Date: Dec 22, 2024
SUMMARY: MEMBER - SECURITIES The candidate must possess 5 - 10 years of significant experience focused in a variety of securities matters, including securities offerings (public and private), the Securities Act of 1934 (Registered Investment Advisors), the Securities Act of 1940 (Registered Investment Compa...
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Corporate - M&A Attorney / Corporate - Venture Capital/Emerging Companies Attorney in Hollywood, FL
Hollywood, FL
Type: Full Time | Posted Date: Oct 14, 2024
SUMMARY: The Corporate Counsel position at A&D Mortgage is a great opportunity for a highly qualified and experienced legal professional to join our team. With over 20 years of success in providing residential and commercial loans, our Florida-based Nationwide Mortgage Lender is looking for a skilled Corpora...
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Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: The Enforcement Director position at FINRA is a full-time role, responsible for managing a team of 5-8 Enforcement attorneys and overseeing the development and resolution of Enforcement cases. The Director is responsible for ensuring that all cases are handled with complete and accurate factual find...
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Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: SEO Friendly Job Title: Enforcement Counsel at FINRA H1: Join FINRA as an Enforcement Counsel and Make a Difference in Financial Regulatory Matters H2: Resolve Non-Complex Enforcement Matters and Contribute to High Quality Work for Large Complex Matters Organization: FINRA Department: En...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Nov 26, 2024
SUMMARY: FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital status, national origin, race, religion, sex, sexual orientation, gender identity, veteran status ...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while also benefiting fr...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Oct 07, 2024
SUMMARY: Principal Investigator, VAST - FINRA Locations Summary: FINRA, a financial regulatory organization, is seeking a Principal Investigator for their Vulnerable Adults and Seniors Team (VAST) in various locations across the United States. This individual will be responsible for investigating finan...
Corporate - Asset/Investment Management Attorney in Fort Lauderdale, FL
Fort Lauderdale, FL
Type: Full Time | Posted Date: Sep 26, 2024
SUMMARY: Senior Attorney – US Investment Management (Mutual Funds, ETFs and Digital Assets) Franklin Templeton is a leading global investment management firm that offers a variety of opportunities for growth and advancement. We are currently seeking a Senior Attorney to join our legal team in various lo...
Professional Liability Defense Attorney in Fort Lauderdale, FL
Fort Lauderdale, FL
Type: Full Time | Posted Date: Nov 20, 2024
SUMMARY: No fee will be paid to third parties who submit unsolicited candidates directly to our hiring managers. Candidates presenting themselves to Marshall Dennehey without a written search agreement will be deemed the sole property of Marshall Dennehey. This paragraph supersedes all other statements regar...
Tax - General Attorney in Fort Lauderdale, FL
Fort Lauderdale, FL
Type: Full Time | Posted Date: Nov 19, 2024
SUMMARY: The Tax Manager position at EY is an excellent opportunity for experienced professionals in the financial services industry. EY is a global professional services firm with a dedicated business unit for financial services, known as the Financial Services Organization (FSO). This team works with a var...
Tax - General Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Nov 19, 2024
SUMMARY: SEO friendly job title: Tax Manager - Financial Services (Wealth and Asset Management) - EDGE H1: Join EY's FSO EDGE Wealth and Asset Management Team as a Tax Manager H2: Build an Exceptional Career with EY and Help Shape the Financial Services Industry Bold Headlines: - Join EY and Build ...
Tax - General Attorney in West Palm Beach, FL
West Palm Beach, FL
Type: Full Time | Posted Date: Nov 19, 2024
SUMMARY: Tax Manager - Financial Services - Wealth and Asset Management Client Delivery Services - EDGE Salary: Competitive Location: New York Other locations: Anywhere in Country Date: Jul 25, 2024 As a Tax Manager at EY, you have the opportunity to build a unique and fulfilling career with a globa...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Nov 21, 2024
SUMMARY: Principal Investigator, Vulnerable Adults and Seniors Team (VAST) - All FINRA Locations - Conduct complex risk-based investigations of FINRA member firms and registered representatives involving potential Elder Financial Exploitation (EFE) - Provide consultation services to FINRA staff and colla...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Nov 17, 2024
SUMMARY: SEO Friendly Job Title: Principal Intelligence Specialist, Financial Intelligence Unit (FIU), All FINRA Locations H1 Heading: Join FINRA's FIU as a Principal Intelligence Specialist H2 Heading: Lead Strategic and Tactical Intelligence Projects Organization: FINRA Department: National Cau...
Tax - General Attorney in West Palm Beach, FL
West Palm Beach, FL
Type: Full Time | Posted Date: Nov 14, 2024
SUMMARY: Summary: The Domestic/Federal Tax Senior Manager - Partnership Tax at PwC is responsible for providing internal services related to financial services, treasury, and taxation. This role involves working with a team to provide a full range of taxation services to PwC, including complex financial rep...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Oct 30, 2024
SUMMARY: Director, Member Supervision Strategic Engagements & Publications - Any FINRA Location Full time posted on Posted Today job requisition id R-008594 The Director, Strategic Engagements & Publications, is responsible for supporting the Office of Strategic Engagement (OSE) in providing...
Tax - General Attorney in Fort Lauderdale, FL
Fort Lauderdale, FL
Type: Full Time | Posted Date: Oct 08, 2024
SUMMARY: H1: Tax Senior Manager - Ultra High Net Worth - Investment Fund Executives H2: Join our team at RSM and make a difference in the world of professional services! RSM, the leading provider of professional services to the middle market globally, is seeking a Tax Senior Manager to join our Ultra-Hig...
Tax - General Attorney in West Palm Beach, FL
West Palm Beach, FL
Type: Full Time | Posted Date: Oct 08, 2024
SUMMARY: Tax Senior Manager - Ultra High Net Worth - Investment Fund Executives: A competitive full-time position (posted 9 days ago) at RSM, a leading global provider of professional services, for highly experienced individuals with a minimum of 8 years of experience in public accounting. The successful can...
Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 04, 2024
SUMMARY: Introducing an exciting new opportunity for experienced attorneys in the regulatory field – the Assistant General Counsel, Regulatory position at FINRA. This senior-level role offers the chance to make a significant impact within the organization and the securities industry as a whole. With a hybr...