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Investment Funds Lawyer Jobs in Boca Raton

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  • Corporate - Asset/Investment Management Attorney in Fort Lauderdale, FL

    Fort Lauderdale, FL

    Type: Full Time | Posted Date: Sep 05, 2024

    SUMMARY: Senior Attorney – US Investment Management (Mutual Funds, ETFs and Digital Assets) Franklin Templeton is a leading global investment management firm that offers a variety of opportunities for growth and advancement. We are currently seeking a Senior Attorney to join our legal team in various lo...

  • Tax - General Attorney in Fort Lauderdale, FL

    Fort Lauderdale, FL

    Type: Full Time | Posted Date: Aug 31, 2024

    SUMMARY: H1: Tax Senior Manager - Ultra High Net Worth - Investment Fund Executives H2: Join our team at RSM and make a difference in the world of professional services! RSM, the leading provider of professional services to the middle market globally, is seeking a Tax Senior Manager to join our Ultra-Hig...

  • Professional Liability Defense Attorney in Fort Lauderdale, FL

    Fort Lauderdale, FL

    Type: Full Time | Posted Date: Sep 12, 2024

    SUMMARY: No fee will be paid to third parties who submit unsolicited candidates directly to our hiring managers. Candidates presenting themselves to Marshall Dennehey without a written search agreement will be deemed the sole property of Marshall Dennehey. This paragraph supersedes all other statements regar...

  • Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Sep 04, 2024

    SUMMARY: Introducing an exciting new opportunity for experienced attorneys in the regulatory field – the Assistant General Counsel, Regulatory position at FINRA. This senior-level role offers the chance to make a significant impact within the organization and the securities industry as a whole. With a hybr...

  • Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Sep 11, 2024

    SUMMARY: FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while also benefiting fr...

  • Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Sep 13, 2024

    SUMMARY: Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting) Jericho,...

  • Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Sep 03, 2024

    SUMMARY: Vice President, Corporate Financing - Lead the Corporate Financing Department within the Offices of the Chief Legal Officer (OCLO) at FINRA. Locations: Rockville, MD Jersey City, NJ Dallas, TX Chicago, IL Boston, MA Boca Raton, FL Washington, DC Philadelphia, PA New York, NY Full-time ...

  • Tax - General Attorney in Fort Lauderdale, FL

    Fort Lauderdale, FL

    Type: Full Time | Posted Date: Aug 07, 2024

    SUMMARY: This bonus will be in addition to a base salary in the range listed above. Summary: - Tax Senior Manager position in the Ultra High Net Worth Investment Fund Executives team at RSM, a leading provider of professional services to the middle market globally. - Full-time position available in Stamf...

  • Tax - General Attorney in West Palm Beach, FL

    West Palm Beach, FL

    Type: Full Time | Posted Date: Aug 07, 2024

    SUMMARY: SEO Friendly Job Title: Tax Manager - Ultra High Net Worth - Investment Fund Executives H1 Heading: Join Our Team at RSM as a Tax Manager for Ultra High Net Worth Investment Fund Executives H2 Headings: - About RSM - Our Ultra-High Net Worth Fund Executives Team - Job Responsibilities - Ba...

  • Tax - General Attorney in West Palm Beach, FL

    West Palm Beach, FL

    Type: Full Time | Posted Date: Jul 25, 2024

    SUMMARY: The salary range for this position is $60,000 - $90,000. Senior Tax Associate – Private Client Services: - Job title: Senior Tax Associate – Private Client Services - Experience: 2 years of relevant tax experience - Salary range: $60,000 - $90,000 - Location: West Palm Beach, FL - Dep...

  • Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Aug 07, 2024

    SUMMARY: The Enforcement Director position at FINRA is a full-time role, responsible for managing a team of 5-8 Enforcement attorneys and overseeing the development and resolution of Enforcement cases. The Director is responsible for ensuring that all cases are handled with complete and accurate factual find...

  • Tax - General Attorney in West Palm Beach, FL

    West Palm Beach, FL

    Type: Full Time | Posted Date: Aug 07, 2024

    SUMMARY: **This role is not eligible for visa sponsorship.** Real Estate Tax Manager – Opportunity with Leading Professional Services Firm - Locations: Chicago, Phoenix, Birmingham, West Palm Beach, Los Angeles, Houston, Dallas, Irvine - Full-time position with competitive benefits and compensation packa...

  • Tax - General Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Jul 30, 2024

    SUMMARY: SEO Friendly Job Title: Tax Senior Manager - Private Equity (East Region City Locations) H1: Join Our Team as a Senior Tax Manager for Private Equity Clients! H2: Exciting Opportunity for Experienced Tax Professionals in 26 Locations! Position Summary: - Seeking a Senior Tax Manager with exper...

  • Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Aug 20, 2024

    SUMMARY: All resumes submitted by search firms to any employee at FINRA without a valid written agreement and task order in place will be deemed the sole property of FINRA and no fee will be paid in the event that person is hired by FINRA. Associate Principal Analyst, Risk Monitoring - Any FINRA Location ...

  • Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Aug 08, 2024

    SUMMARY: The Vice President, Regulatory Liaison is a high-level position within FINRA, responsible for leading and strengthening the Office of Regulatory Liaison (ORL) within Member Supervision. This role requires an experienced regulatory professional with significant knowledge of securities, compliance, an...

  • Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Jul 23, 2024

    SUMMARY: SEO-Friendly Job Title: Director, Regulatory Services Management at FINRA H1: Join FINRA as Director, Regulatory Services Management H2: Lead Key Operations and Reporting Functions for RSM Bold Headlines: - Manage Operations and Reporting for Regulatory Services Management at FINRA - Ac...

  • Corporate - Securities and Capital Markets Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Jun 27, 2024

    SUMMARY: Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/invest...

  • Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Jun 12, 2024

    SUMMARY: ## Summary: - Job title: Principal Analyst, Regulatory Services Management - Organization: FINRA's Department of Market Regulation and Transparency Services - Location: Various locations (see below for salary information) - Education and experience requirements: Bachelor's degree and 8 years o...

  • Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Jun 12, 2024

    SUMMARY: SEO Friendly Job Title: Senior Principal Analyst, Regulatory Services Management H1 Heading: Join FINRA's Regulatory Services Management Team as a Senior Principal Analyst H2 Heading: Work with Market Regulation and Transparency Services to Ensure Regulatory Compliance Summary: The Senio...