Investment Funds Attorney Jobs in Maryland
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Corporate - Private Equity Attorney in Baltimore, MD
Baltimore, MD
Type: Full Time | Posted Date: Oct 24, 2024
SUMMARY: #LI-AR1 Law Firm in Baltimore Seeking Fund Formation Associate with 3-4 years of experience in private fund formation matters. H1: Join Our Team as a Fund Formation Associate in Baltimore! H2: Experience Private Fund Formation Matters with Our Law Firm - Job ID: 2978 - Job Title: Fund...
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Attorney in Baltimore, MD
Baltimore, MD
Type: Full Time | Posted Date: Nov 14, 2024
SUMMARY: Summary: - Title: Tax Manager - Financial Svcs - Mutual Fund Tax (East Region City Locations) - Department: Tax Business Tax Services - Job available in 22 locations - Salary range: $84,980 to $193,440 (not including potential bonuses) - Minimum 5 years of experience in tax planning or prepa...
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Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Nov 22, 2024
SUMMARY: H1: Principal Investigator, VAST - All FINRA Locations H2: Job Description, Responsibilities, and Requirements Organization: FINRA (Financial Industry Regulatory Authority) Job Title: Principal Investigator, VAST Location: Multiple Locations (see list below) Employment Type: Full Time Salary...
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Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Nov 12, 2024
SUMMARY: H1: Apply for the Position of Principal Intelligence Specialist at FINRA H2: Join the Financial Intelligence Unit and Enhance Investor Protection Organization: FINRA (Financial Industry Regulatory Authority) Job Title: Principal Intelligence Specialist Experience: Bachelor's degree or equivale...
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Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: Senior Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA...
Corporate - Securities and Capital Markets Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: SEO Friendly Job Title: Vice President & Associate General Counsel, Capital Markets Policy H1: Join FINRA as Vice President & Associate General Counsel, Capital Markets Policy H2: Lead a Team of Attorneys in Developing and Implementing Capital Markets Policy Initiatives Bold Headlines: Expert Kno...
Litigation - Securities Litigation - Defense Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Director, Enforcement - Oversee a team of 5-8 attorneys handling Enforcement cases from start to finish, ensuring accurate and timely resolution. Salary Information: Varies based on location, experience, and qualifications. See below for details. Job Title: Director, Enforcement Experience: Minim...
Litigation - Securities Litigation - Defense Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: FINRA is an Equal Opportunity and Affirmative Action Employer Enforcement Principal Counsel - Job Description Location: Various Locations Organization: FINRA Department: Enforcement Employment Type: Full Time Overview: FINRA, the Financial Industry Regulatory Authority, is seeking a...
Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Principal Analyst, Regulatory Services Management - Full Time Location: Varies (See Below) Job Requisition ID: R-008101 Organization: FINRA Department: Market Regulation and Transparency Services Salary Range: $92,500 - $200,200 (Based on Location and Experience) Responsibilities: ...
Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: FINRA strives to make our career site accessible to all users. If you need a disability-related accommodation for completing the application process, please contact FINRA’s accommodation help line at 240.386.4865. Please note that this number is exclusively for inquiries regarding application acco...
Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: H1: Principal Analyst, Risk Monitoring - Any FINRA Location H2: Job Overview Organization: FINRA Department: Risk Monitoring Job Title: Principal Analyst Time Type: Full-Time Job Requisition ID: R-008249 Date Posted: Posted Today Salary Range: $92,500 - $200,200 (depending on...
Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Job Title: Principal Analyst, Risk Monitoring Organization: FINRA Location: Any FINRA Location Salary Range: $92,500 - $200,200 (Based on location and qualifications) Experience: Bachelor's degree in Finance, Accounting, Business or related field(s), or equivalent combination of educatio...
Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: About FINRA Corporate Actions Analyst – Transparency Services Full Time Rockville, MD R-008286 Overview: Join FINRA's Corporate Actions Transparency Services team as an Analyst and contribute to the day-to-day operational functions of the OTC market. This is an entry-level professional p...
Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: All resumes submitted by search firms to any employee at FINRA without a valid written agreement and task order in place will be deemed the sole property of FINRA and no fee will be paid in the event that person is hired by FINRA. Job Title: Associate Principal Analyst, Risk Monitoring - Any FI...
Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Sep 13, 2024
SUMMARY: Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting) Jericho,...