Investment Funds Attorney Jobs in Maryland
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Sponsored Job
Compliance Associate
Mitsubishi UFJ Fund Services | Rockville, MD
Type: Full-Time | Posted Date: Sep 29, 2020
SUMMARY: Compliance Associate Duties: Providing strategic support to the Compliance Functions in the design, implementation and maintenance of the Compliance programs and related policies & procedures. Will have an active role in the development and implementation of enhancements to the overall Compliance ...
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Sponsored Job
Vp, Corporate Counsel, Private Funds
Prudential Financial, Inc | Bethesda, MD
Type: Full-Time,Work From Home | Posted Date: Apr 28, 2022
SUMMARY: VP, Corporate Counsel, Private Funds Duties: Represent the firm’s Chief Investment Office in connection with its $519 billion portfolios, including over $13.5 billion of alternative asset investments. Representation of the company in the review of private placement memoranda, conducting due dilig...
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Corporate - Securities and Capital Markets Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: SEO Friendly Job Title: Vice President & Associate General Counsel, Capital Markets Policy H1: Join FINRA as Vice President & Associate General Counsel, Capital Markets Policy H2: Lead a Team of Attorneys in Developing and Implementing Capital Markets Policy Initiatives Bold Headlines: Expert Kno...
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Litigation - Securities Litigation - Defense Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Director, Enforcement - Oversee a team of 5-8 attorneys handling Enforcement cases from start to finish, ensuring accurate and timely resolution. Salary Information: Varies based on location, experience, and qualifications. See below for details. Job Title: Director, Enforcement Experience: Minim...
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Litigation - Securities Litigation - Defense Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: FINRA is an Equal Opportunity and Affirmative Action Employer Enforcement Principal Counsel - Job Description Location: Various Locations Organization: FINRA Department: Enforcement Employment Type: Full Time Overview: FINRA, the Financial Industry Regulatory Authority, is seeking a...
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Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Principal Investigator, Specialist Team - All FINRA Locations The organization is seeking a highly experienced Principal Investigator to join their Specialist Team in all FINRA locations. The ideal candidate will have a strong background in conducting routine and special investigations of FINRA m...
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Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Principal Analyst, Regulatory Services Management - Full Time Location: Varies (See Below) Job Requisition ID: R-008101 Organization: FINRA Department: Market Regulation and Transparency Services Salary Range: $92,500 - $200,200 (Based on Location and Experience) Responsibilities: ...
Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: FINRA strives to make our career site accessible to all users. If you need a disability-related accommodation for completing the application process, please contact FINRA’s accommodation help line at 240.386.4865. Please note that this number is exclusively for inquiries regarding application acco...
Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: H1: Principal Analyst, Risk Monitoring - Any FINRA Location H2: Job Overview Organization: FINRA Department: Risk Monitoring Job Title: Principal Analyst Time Type: Full-Time Job Requisition ID: R-008249 Date Posted: Posted Today Salary Range: $92,500 - $200,200 (depending on...
Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Job Title: Principal Analyst, Risk Monitoring Organization: FINRA Location: Any FINRA Location Salary Range: $92,500 - $200,200 (Based on location and qualifications) Experience: Bachelor's degree in Finance, Accounting, Business or related field(s), or equivalent combination of educatio...
Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: About FINRA Corporate Actions Analyst – Transparency Services Full Time Rockville, MD R-008286 Overview: Join FINRA's Corporate Actions Transparency Services team as an Analyst and contribute to the day-to-day operational functions of the OTC market. This is an entry-level professional p...
Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: All resumes submitted by search firms to any employee at FINRA without a valid written agreement and task order in place will be deemed the sole property of FINRA and no fee will be paid in the event that person is hired by FINRA. Job Title: Associate Principal Analyst, Risk Monitoring - Any FI...
Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: Senior Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA...
Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Sep 13, 2024
SUMMARY: Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting) Jericho,...
Tax - General Attorney in Baltimore, MD
Baltimore, MD
Type: Full Time | Posted Date: Jul 30, 2024
SUMMARY: Tax Senior Manager - Financial Services - Mutual Fund (East Region City Locations) Tax Business Tax Services **Position Summary:** We are seeking a highly skilled Tax Senior Manager with a strong background in accounting and taxation to join our team. As a Tax Senior Manager, you will prov...
Tax - General Attorney in Baltimore, MD
Baltimore, MD
Type: Full Time | Posted Date: Jul 29, 2024
SUMMARY: SEO friendly job title: Tax Manager-Investment Management-Private Equity (East Region City Locations) H1 heading: Join our growing team as a Tax Manager in Investment Management H2 headings: - Are you a leader in the tax industry? - Utilize your experience to serve clients in partnership tax...
Tax - International Attorney in Baltimore, MD
Baltimore, MD
Type: Full Time | Posted Date: Aug 01, 2024
SUMMARY: The PwC global network is a network of independent member firms, united by a commitment to act as the best provider of services to clients, through high-quality services, innovative products, and technology-enabled solutions. People and Organization - Director Job Category Human Resources Level D...
Tax - General Attorney in Baltimore, MD
Baltimore, MD
Type: Full Time | Posted Date: Jul 30, 2024
SUMMARY: Tax Senior - Investment Management - Private Equity (22 Locations) Position Summary: - Tax Senior opportunity with the largest growth area in the tax industry - Experience serving clients in partnership taxation and advising on tax and business issues - Join a growing team and serve our larg...
Tax - General Attorney in Baltimore, MD
Baltimore, MD
Type: Full Time | Posted Date: Jul 30, 2024
SUMMARY: Title: Tax Senior Manager - Private Equity (East Region City Locations) Experience: 8 years total corporate tax experience Salary Range: $114,490 - $272,090 (may vary based on location and qualifications) Location: 26 city locations in the East Region Department: Tax Business Tax Servi...
Tax - General Attorney in Baltimore, MD
Baltimore, MD
Type: Full Time | Posted Date: Jul 29, 2024
SUMMARY: Summary: Salary: $84,980 to $193,440 (range estimate, may vary based on location and experience) Job Title: Tax Manager - Financial Services Hedge Fund Tax Experience: 5 years in tax planning or preparing/reviewing tax work papers and returns Locations: 22 locations across the US Department:...
Tax - General Attorney in Baltimore, MD
Baltimore, MD
Type: Full Time | Posted Date: Jul 30, 2024
SUMMARY: SEO Friendly Job Title: Tax Senior Manager - Private Wealth - Investment Management (East Region) H1 Heading: Join Deloitte's Private Wealth Tax Practice H2 Heading: Tax Senior Manager - Private Wealth - Investment Management (East Region) Bold Headlines: - Are you a Leader in Taxation Loo...
Tax - General Attorney in Baltimore, MD
Baltimore, MD
Type: Full Time | Posted Date: Jul 30, 2024
SUMMARY: Tax Senior - Investment Management Reporting Solutions Department: Partnership Solutions Group (PSG) Location: National (remote) Salary Range: $82,880 - $175,500 Experience: 3 years in federal partnership tax compliance or tax compliance for investments with corporate ownership Position Summary: ...