Investment Company Law Jobs in Maryland
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Insurance Defense - General Attorney in Baltimore, MD
Baltimore, MD
Type: Full Time | Posted Date: Nov 12, 2024
SUMMARY: Summary: Resilience, a cybersecurity company, is seeking a Senior Claims Counsel to join their global team. This full-time position, located in various cities across the US and Canada, offers a hybrid work schedule and competitive salary. The ideal candidate will have 8 years of experience as a ...
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Attorney in Baltimore, MD
Baltimore, MD
Type: Full Time | Posted Date: Nov 13, 2024
SUMMARY: SEO friendly job title: Tax Senior - Investment Management - Private Wealth (East Coast) H1: Join Deloitte's Private Wealth Tax Practice H2: Tax Senior - Investment Management - Private Wealth (East Coast) Position Summary: - Leader and strategic thinker with extensive knowledge in taxation -...
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Attorney in Baltimore, MD
Baltimore, MD
Type: Full Time | Posted Date: Nov 14, 2024
SUMMARY: Summary: - Title: Tax Manager - Financial Svcs - Mutual Fund Tax (East Region City Locations) - Department: Tax Business Tax Services - Job available in 22 locations - Salary range: $84,980 to $193,440 (not including potential bonuses) - Minimum 5 years of experience in tax planning or prepa...
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Tax - General Attorney in Baltimore, MD
Baltimore, MD
Type: Full Time | Posted Date: Nov 14, 2024
SUMMARY: for this job Domestic/Federal Tax Senior Manager - Partnership Tax - Salary range: $89,000 - $315,000, plus potential annual discretionary bonus - Job ID: 562157WD - Job category: Finance - Level: Senior Manager - Specialty/Competency: IFS - Finance - Time type: Full time - Travel requirements: Up...
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Health Care - General Attorney in Salisbury, MD
Salisbury, MD
Type: Full Time | Posted Date: Oct 24, 2024
SUMMARY: Ability to work independently and efficiently, prioritize multiple tasks and projects, and meet deadlines. Ability to work within a collaborative and collegial environment. Effective writing skills. Strong interpersonal skills. High level of professionalism. Strong organizational...
Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Nov 22, 2024
SUMMARY: H1: Principal Investigator, VAST - All FINRA Locations H2: Job Description, Responsibilities, and Requirements Organization: FINRA (Financial Industry Regulatory Authority) Job Title: Principal Investigator, VAST Location: Multiple Locations (see list below) Employment Type: Full Time Salary...
Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Oct 07, 2024
SUMMARY: SEO Friendly Job Title: Principal Investigator, VAST - All FINRA Locations H1: Join the VAST Team as a Principal Investigator at FINRA H2: Investigate Financial Exploitation and Abuse of Seniors and Vulnerable Adults Organization: FINRA Department: Vulnerable Adults and Seniors Team (VAS...
Insurance Defense - General Attorney in Baltimore, MD
Baltimore, MD
Type: Full Time | Posted Date: Oct 07, 2024
SUMMARY: program Collaborative and inclusive environment Resilience, a cutting-edge cybersecurity company, is seeking a Senior Claims Counsel to join their global Claims and Incident Management team. This full-time position offers a hybrid work schedule and the opportunity to work with a diverse and tale...
Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Nov 12, 2024
SUMMARY: H1: Apply for the Position of Principal Intelligence Specialist at FINRA H2: Join the Financial Intelligence Unit and Enhance Investor Protection Organization: FINRA (Financial Industry Regulatory Authority) Job Title: Principal Intelligence Specialist Experience: Bachelor's degree or equivale...
Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Oct 30, 2024
SUMMARY: Director, Member Supervision Strategic Engagements & Publications - FINRA H1: Join FINRA as a Director of Strategic Engagements & Publications for Member Supervision H2: Lead the development of publications and materials for FINRA's Board of Governors and other stakeholders In this role, yo...
Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Sep 06, 2024
SUMMARY: About FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, mar...
Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: Senior Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA...
Legal Staff Paralegal in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: H1: Senior Paralegal, Oversight Liaison and Counsel at Organization H2: Full-Time Position with Competitive Salary and Benefits Organization is seeking a Senior Paralegal to provide support to the Office of Oversight Liaison and Counsel (OLC) attorneys and senior management. This role will invol...
Corporate - Securities and Capital Markets Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: SEO Friendly Job Title: Vice President & Associate General Counsel, Capital Markets Policy H1: Join FINRA as Vice President & Associate General Counsel, Capital Markets Policy H2: Lead a Team of Attorneys in Developing and Implementing Capital Markets Policy Initiatives Bold Headlines: Expert Kno...
Corporate - General Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Vice President, Corporate Financing Department - Salary Information Salary Range: $175,600 - $345,700 Job Title: Vice President, Corporate Financing Experience: Minimum of 10 years in the securities industry with experience in FINRA's Corporate Financing Rules Organization: FINRA (Financ...
Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: FINRA strives to make our career site accessible to all users. If you need a disability-related accommodation for completing the application process, please contact FINRA’s accommodation help line at 240.386.4865. Please note that this number is exclusively for inquiries regarding application acco...
Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Director, Regulatory Services Management - Full Time H1: Apply for Director, Regulatory Services Management at FINRA H2: Join Our Team and Make a Difference! Are you looking for a challenging and rewarding career in the financial industry? FINRA, the Financial Industry Regulatory Authority, i...
Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: About FINRA Corporate Actions Analyst – Transparency Services Full Time Rockville, MD R-008286 Overview: Join FINRA's Corporate Actions Transparency Services team as an Analyst and contribute to the day-to-day operational functions of the OTC market. This is an entry-level professional p...
Litigation - Securities Litigation - Defense Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Director, Enforcement - Oversee a team of 5-8 attorneys handling Enforcement cases from start to finish, ensuring accurate and timely resolution. Salary Information: Varies based on location, experience, and qualifications. See below for details. Job Title: Director, Enforcement Experience: Minim...
Litigation - Securities Litigation - Defense Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: FINRA abides by the requirements of 29 CFR 51304(c). This regulation prohibits discrimination against qualified individuals on the basis of race, color, religion, sex, age, national origin, sexual orientation, gender identity, marital status, disability, genetic information or status as a member of ...