Investment Company Law Jobs in Holmdel
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Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in Hamilton, NJ
Hamilton, NJ
Type: Full Time | Posted Date: Oct 17, 2024
SUMMARY: Law Firm is seeking an experienced Investment Management and Securities Attorney- Associate to join their team in Hamilton, NJ. As a member of the firm's legal team, you will be responsible for providing regulatory and compliance advice to clients in the investment management and securities industry...
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Tax - General Attorney in Edison, NJ
Edison, NJ
Type: Full Time | Posted Date: Oct 09, 2024
SUMMARY: Summary: RSM is a global professional services firm that provides a wide range of services to middle market clients. They are currently looking for a Tax Senior Manager to join their Ultra High Net Worth Multi-Generational Families team. This team focuses on providing tax services to post liquidi...
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Personal Injury Defense Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Oct 01, 2024
SUMMARY: Bullet Points: - Job Title: Trial Attorney - Salary: Competitive and commensurate with experience - Job Type: Full-time, regular - Location: Parsippany, NJ - Department: House Counsel - Company: Plymouth Rock Management Company of New Jersey - Experience: At least 5 years of relevant person...
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Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Oct 30, 2024
SUMMARY: The Director, Member Supervision Strategic Engagements & Publications is a senior level position with significant responsibility and influence within the Office of Strategic Engagement (OSE) and Member Supervision (MS) at FINRA. This role is responsible for providing strategic leadership and guidanc...
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Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: Senior Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA...
Corporate - Asset/Investment Management Attorney / Corporate - General Attorney / Corporate - M&A Attorney / Corporate - Private Equity Attorney in Holmdel, NJ
Holmdel, NJ
Type: Full Time | Posted Date: Sep 24, 2024
SUMMARY: Law Firm Seeks Corporate Senior Associate, Counsel or Partner in Bergen County or Monmouth County Position: Corporate Senior Associate, Counsel or Partner Location: Bergen County or Monmouth County, New Jersey Salary: Competitive, based on experience Experience: 6 years of corporate transacti...
Corporate - Securities and Capital Markets Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/invest...
Corporate - Securities and Capital Markets Attorney in Holmdel, NJ
Holmdel, NJ
Type: Full Time | Posted Date: Sep 07, 2024
SUMMARY: Securities Senior Associate, Counsel or Partner – Bergen County or Monmouth County Pashman Stein Walder Hayden seeks a full-time senior associate, counsel or partner level candidate with 6 years of transactional securities experience to join the firm. The position is based in Hackensack or Hol...
Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: FINRA abides by the requirements of 41 CFR 60-25.5(a). This regulation prohibits discrimination against qualified individuals on the basis of race, color, religion, sex, national origin, sexual orientation, gender identity, disability, or veteran status or any other classification protected by appli...
Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: FINRA strives to make our career site accessible to all users. If you need a disability-related accommodation for completing the application process, please contact FINRA’s accommodation help line at 240.386.4865. Please note that this number is exclusively for inquiries regarding application acco...
Litigation - Securities Litigation - Defense Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: H1: Director, Enforcement - Full Time Position at FINRA H2: Essential Job Functions and Requirements SEO Job Title: Director, Enforcement - Full Time Position at FINRA Director, Enforcement - Full Time Position at FINRA: Essential Job Functions and Requirements Director, Enforcement - Fu...
Litigation - Securities Litigation - Defense Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: FINRA abides by the requirements of 29 CFR 513. This regulation prohibits discrimination against qualified individuals on the basis of age, and requires affirmative action by covered prime contractors and subcontractors to employ and advance in employment qualified individuals on the basis of age. ...
Litigation - Securities Litigation - Defense Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Sep 04, 2024
SUMMARY: FINRA is an Equal Opportunity and Affirmative Action Employer The Assistant General Counsel, Regulatory will be responsible for providing senior-level legal advice and support in connection with the adoption of new regulatory initiatives. This position will also serve as a subject matter expert i...