15 jobs found for

Investment Company Law Jobs in Boca Raton

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  • Corporate - Asset/Investment Management Attorney in Fort Lauderdale, FL

    Fort Lauderdale, FL

    Type: Full Time | Posted Date: Sep 26, 2024

    SUMMARY: Senior Attorney – US Investment Management (Mutual Funds, ETFs and Digital Assets) Franklin Templeton is a leading global investment management firm that offers a variety of opportunities for growth and advancement. We are currently seeking a Senior Attorney to join our legal team in various lo...

  • Corporate - M&A Attorney / Corporate - Venture Capital/Emerging Companies Attorney in Hollywood, FL

    Hollywood, FL

    Type: Full Time | Posted Date: Oct 14, 2024

    SUMMARY: The Corporate Counsel position at A&D Mortgage is a great opportunity for a highly qualified and experienced legal professional to join our team. With over 20 years of success in providing residential and commercial loans, our Florida-based Nationwide Mortgage Lender is looking for a skilled Corpora...

  • Attorney in West Palm Beach, FL

    West Palm Beach, FL

    Type: Full Time | Posted Date: Oct 25, 2024

    SUMMARY: MEMBER - SECURITIES The candidate must possess 5 - 10 years of significant experience focused in a variety of securities matters, including securities offerings (public and private), the Securities Act of 1934 (Registered Investment Advisors), the Securities Act of 1940 (Registered Investment Compa...

  • Tax - General Attorney in Fort Lauderdale, FL

    Fort Lauderdale, FL

    Type: Full Time | Posted Date: Oct 08, 2024

    SUMMARY: H1: Tax Senior Manager - Ultra High Net Worth - Investment Fund Executives H2: Join our team at RSM and make a difference in the world of professional services! RSM, the leading provider of professional services to the middle market globally, is seeking a Tax Senior Manager to join our Ultra-Hig...

  • Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Oct 30, 2024

    SUMMARY: Director, Member Supervision Strategic Engagements & Publications - Any FINRA Location Full time posted on Posted Today job requisition id R-008594 The Director, Strategic Engagements & Publications, is responsible for supporting the Office of Strategic Engagement (OSE) in providing...

  • Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Sep 11, 2024

    SUMMARY: FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while also benefiting fr...

  • Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Oct 01, 2024

    SUMMARY: Senior Litigation Counsel, Enforcement The organization is seeking a Senior Litigation Counsel to join their team. This position is responsible for handling complex disciplinary and non-disciplinary proceedings and representing the organization in appeals before the National Adjudicatory Council....

  • Corporate - Securities and Capital Markets Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/invest...

  • Tax - General Attorney in West Palm Beach, FL

    West Palm Beach, FL

    Type: Full Time | Posted Date: Sep 30, 2024

    SUMMARY: Summary: The Domestic/Federal Tax Senior Manager - Partnership Tax at PwC is responsible for providing internal services related to financial services, treasury, and taxation. This role involves working with a team to provide a full range of taxation services to PwC, including complex financial rep...

  • Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: SEO-Friendly Job Title: Director, Regulatory Services Management at FINRA H1: Join FINRA as Director, Regulatory Services Management H2: Lead Key Operations and Reporting Functions for RSM Bold Headlines: - Manage Operations and Reporting for Regulatory Services Management at FINRA - Ac...

  • Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: The Enforcement Director position at FINRA is a full-time role, responsible for managing a team of 5-8 Enforcement attorneys and overseeing the development and resolution of Enforcement cases. The Director is responsible for ensuring that all cases are handled with complete and accurate factual find...

  • Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: SEO Friendly Job Title: Enforcement Counsel at FINRA H1: Join FINRA as an Enforcement Counsel and Make a Difference in Financial Regulatory Matters H2: Resolve Non-Complex Enforcement Matters and Contribute to High Quality Work for Large Complex Matters Organization: FINRA Department: En...

  • Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Sep 04, 2024

    SUMMARY: Introducing an exciting new opportunity for experienced attorneys in the regulatory field – the Assistant General Counsel, Regulatory position at FINRA. This senior-level role offers the chance to make a significant impact within the organization and the securities industry as a whole. With a hybr...

  • Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Sep 03, 2024

    SUMMARY: Vice President, Corporate Financing - Lead the Corporate Financing Department within the Offices of the Chief Legal Officer (OCLO) at FINRA. Locations: Rockville, MD Jersey City, NJ Dallas, TX Chicago, IL Boston, MA Boca Raton, FL Washington, DC Philadelphia, PA New York, NY Full-time ...

  • Construction - General Attorney / Environmental and Land Use - General Attorney / Real Estate - General Attorney in Palm Beach, FL

    Palm Beach, FL

    Type: Full Time | Posted Date: Jul 28, 2024

    SUMMARY: We thank all candidates for their interest, but only those selected for an interview will be contacted. SEO friendly job title: Associate Legal Counsel - Real Estate and Corporate Matters H1: Join Our Team as an Associate Legal Counsel - Real Estate and Corporate Matters H2: Job Opening: Associa...