Investment Company Act Attorney Jobs in Davie
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Corporate - Asset/Investment Management Attorney in Fort Lauderdale, FL
Fort Lauderdale, FL
Type: Full Time | Posted Date: Sep 26, 2024
SUMMARY: Senior Attorney – US Investment Management (Mutual Funds, ETFs and Digital Assets) Franklin Templeton is a leading global investment management firm that offers a variety of opportunities for growth and advancement. We are currently seeking a Senior Attorney to join our legal team in various lo...
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Corporate - Asset/Investment Management Attorney / Corporate - General Attorney / Corporate - M&A Attorney / Corporate - Securities and Capital Markets Attorney in Miami, FL
Miami, FL
Type: Full Time | Posted Date: Sep 12, 2024
SUMMARY: Senior Corporate Senior Associate The candidate will assume significant responsibility in complex transactional matters for key clients. Can also expect to be involved with a variety of assignments and receive valuable hands-on experience across a range of disciplines, including cross-border merger...
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Corporate - Asset/Investment Management Attorney / Corporate - M&A Attorney in Miami, FL
Miami, FL
Type: Full Time | Posted Date: Sep 12, 2024
SUMMARY: Law Firm Seeking Associate for Corporate M&A Practice in Miami Office Polsinelli, a national law firm, is currently seeking a highly qualified and motivated associate to join our Corporate M&A practice in our Miami office. This is an exciting opportunity for a candidate with 2 years of business ...
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Corporate - Contract Law Attorney in Coral Gables, FL
Coral Gables, FL
Type: Full Time | Posted Date: Sep 25, 2024
SUMMARY: Lead Legal Counsel - Senior Legal Counsel for SS&C Locations: Boston, MA; Chicago, IL; Coral Gables, FL; Denver, CO; New York, NY; Windsor, CT - Hybrid Time Type: Full time Job Requisition ID: R27755 Posted on: Posted Yesterday SS&C is a global provider of investment and financial ser...
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Corporate - Securities and Capital Markets Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/invest...
Tax - General Attorney in Miami, FL
Miami, FL
Type: Full Time | Posted Date: Sep 04, 2024
SUMMARY: SEO Friendly Job Title: Senior Manager - Renewable Energy Tax H1: Join Our Team as a Senior Manager in Renewable Energy Tax H2: Drive Innovative Tax Solutions for Leading Renewable Energy Companies Job Summary: We are seeking a highly qualified Senior Manager to join our Financial Services Tax pra...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 25, 2024
SUMMARY: H1: Principal Investigator, Specialist Team - All FINRA Locations H2: Conduct High Complexity Investigations and Provide Guidance to Member Supervision Staff Organization: FINRA (Financial Industry Regulatory Authority) Job Title: Principal Investigator, Specialist Team Employment Type: Full-t...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: SEO-Friendly Job Title: Director, Regulatory Services Management at FINRA H1: Join FINRA as Director, Regulatory Services Management H2: Lead Key Operations and Reporting Functions for RSM Bold Headlines: - Manage Operations and Reporting for Regulatory Services Management at FINRA - Ac...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: The Vice President, Regulatory Liaison is a high-level position within FINRA, responsible for leading and strengthening the Office of Regulatory Liaison (ORL) within Member Supervision. This role requires an experienced regulatory professional with significant knowledge of securities, compliance, an...
Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in Miami, FL
Miami, FL
Type: Full Time | Posted Date: Aug 05, 2024
SUMMARY: Job Title: Associate - Investment Services Location: Chicago, IL; Dallas, TX; Los Angeles, CA; Miami, FL; New York, NY; San Francisco, CA; Washington, DC Salary: $280,000 - $330,000 per year Experience: 4-7 years The law firm of Vedder Price is seeking a talented and experienced Corporate asso...