Investment Company Act Attorney Jobs in Davie
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Corporate - Asset/Investment Management Attorney in Fort Lauderdale, FL
Fort Lauderdale, FL
Type: Full Time | Posted Date: Sep 26, 2024
SUMMARY: Senior Attorney – US Investment Management (Mutual Funds, ETFs and Digital Assets) Franklin Templeton is a leading global investment management firm that offers a variety of opportunities for growth and advancement. We are currently seeking a Senior Attorney to join our legal team in various lo...
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Corporate - Asset/Investment Management Attorney / Corporate - M&A Attorney in Miami, FL
Miami, FL
Type: Full Time | Posted Date: Oct 06, 2024
SUMMARY: Law Firm Seeking Associate for Corporate M&A Practice in Miami Office Polsinelli, a national law firm, is currently seeking a highly qualified and motivated associate to join our Corporate M&A practice in our Miami office. This is an exciting opportunity for a candidate with 2 years of business ...
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Corporate - Asset/Investment Management Attorney / Corporate - General Attorney / Corporate - M&A Attorney / Corporate - Securities and Capital Markets Attorney in Miami, FL
Miami, FL
Type: Full Time | Posted Date: Oct 16, 2024
SUMMARY: Senior Corporate Senior Associate The candidate will assume significant responsibility in complex transactional matters for key clients. Can also expect to be involved with a variety of assignments and receive valuable hands-on experience across a range of disciplines, including cross-border merger...
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Tax - General Attorney in Miami, FL
Miami, FL
Type: Full Time | Posted Date: Nov 14, 2024
SUMMARY: SEO Friendly Job Title: Senior Manager - Renewable Energy Tax H1: Join Our Team as a Senior Manager in Renewable Energy Tax H2: Drive Innovative Tax Solutions for Leading Renewable Energy Companies Job Summary: We are seeking a highly qualified Senior Manager to join our Financial Services Tax pra...
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Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Oct 30, 2024
SUMMARY: Director, Member Supervision Strategic Engagements & Publications - Any FINRA Location Full time posted on Posted Today job requisition id R-008594 The Director, Strategic Engagements & Publications, is responsible for supporting the Office of Strategic Engagement (OSE) in providing...
Corporate - Securities and Capital Markets Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/invest...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: SEO-Friendly Job Title: Director, Regulatory Services Management at FINRA H1: Join FINRA as Director, Regulatory Services Management H2: Lead Key Operations and Reporting Functions for RSM Bold Headlines: - Manage Operations and Reporting for Regulatory Services Management at FINRA - Ac...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: The Vice President, Regulatory Liaison is a high-level position within FINRA, responsible for leading and strengthening the Office of Regulatory Liaison (ORL) within Member Supervision. This role requires an experienced regulatory professional with significant knowledge of securities, compliance, an...