9 jobs found for

Investment Company Act Attorney Jobs in Columbia

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  • Insurance Defense - General Attorney in Baltimore, MD

    Baltimore, MD

    Type: Full Time | Posted Date: Oct 07, 2024

    SUMMARY: program Collaborative and inclusive environment Resilience, a cutting-edge cybersecurity company, is seeking a Senior Claims Counsel to join their global Claims and Incident Management team. This full-time position offers a hybrid work schedule and the opportunity to work with a diverse and tale...

  • Insurance Defense - General Attorney in Baltimore, MD

    Baltimore, MD

    Type: Full Time | Posted Date: Nov 12, 2024

    SUMMARY: Summary: Resilience, a cybersecurity company, is seeking a Senior Claims Counsel to join their global team. This full-time position, located in various cities across the US and Canada, offers a hybrid work schedule and competitive salary. The ideal candidate will have 8 years of experience as a ...

  • Attorney in Rockville, MD

    Rockville, MD

    Type: Full Time | Posted Date: Oct 30, 2024

    SUMMARY: Director, Member Supervision Strategic Engagements & Publications - FINRA H1: Join FINRA as a Director of Strategic Engagements & Publications for Member Supervision H2: Lead the development of publications and materials for FINRA's Board of Governors and other stakeholders In this role, yo...

  • Attorney in Rockville, MD

    Rockville, MD

    Type: Full Time | Posted Date: Sep 06, 2024

    SUMMARY: About FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, mar...

  • Attorney in Rockville, MD

    Rockville, MD

    Type: Full Time | Posted Date: Sep 11, 2024

    SUMMARY: Senior Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA...

  • Corporate - Securities and Capital Markets Attorney in Rockville, MD

    Rockville, MD

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/invest...

  • Corporate - General Attorney in Rockville, MD

    Rockville, MD

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: Vice President, Corporate Financing Department - Salary Information Salary Range: $175,600 - $345,700 Job Title: Vice President, Corporate Financing Experience: Minimum of 10 years in the securities industry with experience in FINRA's Corporate Financing Rules Organization: FINRA (Financ...

  • Legal Staff Paralegal in Baltimore, MD

    Baltimore, MD

    Type: Full Time | Posted Date: Sep 11, 2024

    SUMMARY: Legal Assistant BI/UM - Job ID R0101058 Why USAA? - Opportunity to make a real impact for our members - Core values of honesty, integrity, loyalty, and service - Flexible work environment with option to work from home - Relocation assistance not available The Opportunity - Dedicated L...

  • Attorney in Rockville, MD

    Rockville, MD

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: Director, Regulatory Services Management - Full Time H1: Apply for Director, Regulatory Services Management at FINRA H2: Join Our Team and Make a Difference! Are you looking for a challenging and rewarding career in the financial industry? FINRA, the Financial Industry Regulatory Authority, i...

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