Investment Company Act Attorney Jobs in Aurora
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Corporate - Asset/Investment Management Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Sep 05, 2024
SUMMARY: This policy applies to all terms and conditions of employment, including recruiting, hiring, placement, promotion, termination, layoff, recall, transfer, leaves of absence, compensation and training. The Law Firm is seeking an experienced Asset Management Associate to join our dynamic team in Den...
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Corporate - Asset/Investment Management Attorney / Corporate - General Attorney / Corporate - M&A Attorney / Corporate - Securities and Capital Markets Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Sep 12, 2024
SUMMARY: Senior Corporate Senior Associate The candidate will assume significant responsibility in complex transactional matters for key clients. Can also expect to be involved with a variety of assignments and receive valuable hands-on experience across a range of disciplines, including cross-border merger...
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Partner in Corporate - Asset/Investment Management in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Sep 15, 2024
SUMMARY: Temporary Investment Fund Partner The candidate should have excellent academic credentials with a J.D. from an ABA-accredited law school. Must be a senior investment funds attorney with 7 years of corporate or transactional experience, specifically in investment funds. Should have strong experienc...
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Computer Science Attorney / Electrical Engineering Attorney / Mechanical Attorney in Lafayette, CO
Lafayette, CO
Type: Full Time | Posted Date: Sep 05, 2024
SUMMARY: Job Title: Senior Principal IP Legal Counsel, Acute Care & Monitoring Department: Legal Company: Medtronic Location: Lafayette, Colorado, United States of America Time Type: Full time Salary Range: $190,400.00 - $285,600.00 Benefits: Flexible benefits package, short-term and annual long-term incenti...
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Litigation - Securities Litigation - Defense Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Sep 04, 2024
SUMMARY: Job Title: Assistant General Counsel, Regulatory (Remote/Hybrid) Organization: FINRA (Financial Industry Regulatory Authority) Experience: Minimum 6-8 years of directly related legal experience Salary Range: - California: $146,200 - $296,100 - Colorado/Hawaii/Minnesota/Vermont: $127,300 - $246,...
Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: Senior Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA...
Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Sep 05, 2024
SUMMARY: About FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, mar...
Corporate - Asset/Investment Management Attorney / Corporate - Contract Law Attorney / Corporate - General Attorney / Corporate - M&A Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Aug 16, 2024
SUMMARY: We offer flexible work arrangements. · Gould & Ratner LLP is an Equal Opportunity Employer. Law Firm Seeking Experienced Corporate Associate in Denver or Chicago H1: Corporate Associate Position Available at Leading Law Firm H2: Join Our Corporate Practice Team at Gould & Ratner LLP ...
Finance - General Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Jul 25, 2024
SUMMARY: Position: General Counsel & Chief Compliance Officer Experience: Extensive experience in compliance and legal roles within the financial services industry Salary: $180,000 base salary Location: San Francisco, New York, Denver Type: Full time Department: Compound Planning Wealth Management H1: Join...
Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Jul 23, 2024
SUMMARY: Director, Regulatory Services Management Experience: 10 years Salary: $127,300 - $296,100 (varies by location) Hiring Organization: FINRA Time Type: Full-time Job Requisition ID: R-008259 Introduction: FINRA is seeking a highly experienced and skilled Director, Regulatory Servi...
Corporate - Securities and Capital Markets Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Jun 27, 2024
SUMMARY: Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/invest...
Corporate Attorney
Glendale, CO
Type: Full Time | Posted Date: Oct 11, 2021
SUMMARY: General Purpose: To maximize overall productivity, efficiency, and quality of Legal Department. To ensure full legal compliance with all federal, state, county, city, and local laws as they pertain to the company, and the company’s Partners, employees and customers. Assist the General Counse...