Investment Banking Compliance Attorney Jobs in Plano
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Sponsored Job
Senior Manager Compliance Advisor- Auto Finance
Capital One Financial Corporation | Plano, TX
Type: Full-Time | Posted Date: Sep 14, 2020
SUMMARY: Senior Manager Compliance Advisor- Auto Finance Responsibilities: Review Complaints generated from lines of business and provide guidance on remediation, escalate and facilitate with subject matter experts, when necessary. Identify trends in data and proactively advise on identified external and i...
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Sponsored Job
Senior Principal Compliance Specialist, Fair Banking
Discover Bank-FDIC | Dallas, TX
Type: Full-Time | Posted Date: Aug 09, 2022
SUMMARY: Senior Principal Compliance Specialist, Fair Banking The candidate reviews new initiatives to identify and assess the fair banking risks and necessary controls to mitigate those risks. Advises and enhances risk assessment processes. Drafts, reviews, and implements program policies and procedures. I...
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Sponsored Job
Compliance Advisor Manager
Capital One Financial Corporation | Plano, TX
Type: Full-Time | Posted Date: Nov 08, 2022
SUMMARY: Compliance Advisor Manager The candidate will be providing input on business regulatory requirements. Providing guidance on business policies, standards, and procedures. Leading and reviewing department training, as appropriate. Providing compliance advice on complex projects. Providing guidance on...
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Finance - Banking Attorney in Plano, TX
Plano, TX
Type: Full Time | Posted Date: Sep 13, 2024
SUMMARY: Preferred qualifications, capabilities, and skills Experience with wealth management and investment advisory issues including the Investment Advisers Act of 1940 and related regulations. Knowledge of insurance products and related regulations and laws. Experience with legal issues related to...
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Finance - Banking Attorney / Finance - Financial Services Regulation Attorney / Litigation - Financial Services - Defense Attorney in Plano, TX
Plano, TX
Type: Full Time | Posted Date: Sep 26, 2024
SUMMARY: The Control Functions Attorney - Legal and Regulatory Change Management - Assistant Vice President, Sr. Counsel will play a pivotal role in monitoring, analyzing, and advising on regulatory changes impacting Consumer & Community Banking (CCB). This is a full-time position within the Corporate Sector...
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Finance - Banking Attorney / Finance - Financial Services Regulation Attorney / Litigation - Financial Services - Defense Attorney in Plano, TX
Plano, TX
Type: Full Time | Posted Date: Sep 26, 2024
SUMMARY: We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected att...
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Real Estate- Commercial Transactions Attorney in Plano, TX
Plano, TX
Type: Full Time | Posted Date: Sep 18, 2024
SUMMARY: Director, Assistant General Counsel: Commercial Real Estate - New York, NY/ Plano, TX/ McLean, VA Salary Information: Minimum: $233,100 - $266,000 for Director, Asst General Counsel (New York City) Maximum: Based on location and experience Job Title: Director, Assistant General Counsel: ...
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Government - General Attorney / Health Care - General Attorney in Plano, TX
Plano, TX
Type: Full Time | Posted Date: Sep 13, 2024
SUMMARY: Job Title: Government, Healthcare Attorney – Vice President, Assistant General Counsel Company: JPMorgan Chase & Co. Department: Commercial Banking Innovation & Products and Shared Services Legal Salary: Commensurate with experience Job Location: Chicago, IL, United States H1: Join Our Team...
Corporate - Securities and Capital Markets Attorney in Dallas, TX
Dallas, TX
Type: Full Time | Posted Date: Jul 16, 2024
SUMMARY: Comerica Bank Tower 800 Comerica Bank Tower Dallas, TX 75201 Comerica Bank Tower 800 Comerica Bank Tower Dallas, TX 75201 Salary Information: The salary for the position of Deputy General Counsel – Securities, Corporate and Human Resources at Comerica Bank is competitive and will be base...
Tax - State & Local Attorney in Dallas, TX
Dallas, TX
Type: Full Time | Posted Date: Aug 01, 2024
SUMMARY: The State and Local Tax Financial Services Director will play a key role in PwC's Financial Services State and Local Tax practice, providing tax consulting services to clients in the financial services industry. The director will work with a team of professionals to help clients navigate complex sta...
Government and Government Relations Attorney in Dallas, TX
Dallas, TX
Type: Full Time | Posted Date: Jul 23, 2024
SUMMARY: Compliance, RPG - Futures & Commodities Regulatory Exams & Inquiries, Associate: H1: Join Goldman Sachs as an Associate in the RPG team, responsible for regulatory exams and inquiries in Dallas, Texas. H2: About the Role and Company Summary: - Goldman Sachs is seeking a talented Associate to...