Investment Banking Compliance Attorney Jobs in Philadelphia
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Sponsored Job
Director Compliance
PGIM, Inc. | Dresher, PA
Type: Full-Time | Posted Date: Aug 30, 2020
SUMMARY: Director Compliance - PGIM Investments Duties: Oversee testing programs and ongoing compliance and other risk assessments; liase with strategic partners (i.e., risk and internal audit) on assessments related to our advisory and mutual fund businesses; Serve as point person regarding maintenance and...
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Sponsored Job
Compliance Attorney
NewRez LLC | Fort Washington, PA
Type: Full-Time | Posted Date: Sep 18, 2020
SUMMARY: Compliance Attorney Duties: Develops, initiates, maintains, and revises policies and procedures for the general operation of the Compliance Program and its related activities to prevent illegal, unethical, or improper conduct. Develops and periodically reviews and updates Standards of Conduct to e...
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Sponsored Job
Compliance Advisor Manager
Capital One Financial Corporation | Wilmington, DE
Type: Full-Time | Posted Date: Nov 08, 2022
SUMMARY: Compliance Advisor Manager The candidate will be providing input on business regulatory requirements. Providing guidance on business policies, standards, and procedures. Leading and reviewing department training, as appropriate. Providing compliance advice on complex projects. Providing guidance on...
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Finance - Banking Attorney in Wilmington, DE
Wilmington, DE
Type: Full Time | Posted Date: Sep 09, 2024
SUMMARY: Job Title: - Payments Attorney - Vice President, Assistant General Counsel Job Locations: - Washington, DC - Chicago, IL - Plano, TX - Columbus, OH - Wilmington, MA Job Schedule: - Full time Salary Range: - $199,500.00-$275,000.00 (based on role, experience, skill set, and location)...
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Tax - General Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Jul 29, 2024
SUMMARY: SEO Friendly Job Title: Tax Manager, Tax Analysis & Debt Investments-TARDI H1: Join Our Team as a Tax Manager in Our TARDI Practice H2: Work with Leading Firms in the Hedge, Private Equity, and Banking Industries Bold Headlines: - Take Your Tax and Business Experience to the Next Level wit...