Investment Banking Compliance Attorney Jobs in Pennsylvania
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Sponsored Job
Director Compliance
PGIM, Inc. | Dresher, PA
Type: Full-Time | Posted Date: Aug 30, 2020
SUMMARY: Director Compliance - PGIM Investments Duties: Oversee testing programs and ongoing compliance and other risk assessments; liase with strategic partners (i.e., risk and internal audit) on assessments related to our advisory and mutual fund businesses; Serve as point person regarding maintenance and...
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Sponsored Job
Compliance Attorney
NewRez LLC | Fort Washington, PA
Type: Full-Time | Posted Date: Sep 18, 2020
SUMMARY: Compliance Attorney Duties: Develops, initiates, maintains, and revises policies and procedures for the general operation of the Compliance Program and its related activities to prevent illegal, unethical, or improper conduct. Develops and periodically reviews and updates Standards of Conduct to e...
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Sponsored Job
Senior Principal Compliance Specialist, Fair Banking
Discover Bank-FDIC | Harrisburg, PA
Type: Full-Time | Posted Date: Aug 09, 2022
SUMMARY: Senior Principal Compliance Specialist, Fair Banking The candidate reviews new initiatives to identify and assess the fair banking risks and necessary controls to mitigate those risks. Advises and enhances risk assessment processes. Drafts, reviews, and implements program policies and procedures. I...
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Information Technology Attorney / Litigation - General (consumer) Attorney in Pittsburgh, PA
Pittsburgh, PA
Type: Full Time | Posted Date: Sep 24, 2024
SUMMARY: Requisition Number 2115866 Senior Vice President, Counsel- Technology and Innovation - BNY Overview: BNY is seeking a Senior Vice President, Counsel for their Global Data, Intellectual Property, Technology & Innovation (DITI) Team within the Legal Department. This hybrid role can be based i...
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Tax - General Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Jul 29, 2024
SUMMARY: SEO Friendly Job Title: Tax Manager, Tax Analysis & Debt Investments-TARDI H1: Join Our Team as a Tax Manager in Our TARDI Practice H2: Work with Leading Firms in the Hedge, Private Equity, and Banking Industries Bold Headlines: - Take Your Tax and Business Experience to the Next Level wit...