Investment Banking Compliance Attorney Jobs in Morristown
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Sponsored Job
Regulation W Compliance Officer
UBS | Jersey City, NJ
Type: Full-Time | Posted Date: Sep 18, 2020
SUMMARY: Regulation W Compliance Officer The candidate duties will include: To lead the enhancement of the CUSO Banking Regulatory Compliance Regulation W framework, including risk assessment, policy and procedures, corporate governance, testing and monitoring, and training; Conduct compliance oversight re...
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Sponsored Job
Director Compliance
Prudential Financial, Inc | Newark, NJ
Type: Full-Time | Posted Date: May 25, 2021
SUMMARY: Director Compliance The candidate will design and implement an effective, risk-based broker-dealer testing program for Pruco, PIMS and PAD to assist in detecting and preventing violations of, and achieving compliance with, applicable securities laws and regulations, and with appliable FINRA rules; ...
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Sponsored Job
Compliance Testing Sr. Analyst - Branch Examinations- Avp - Hybrid
Citigroup, Inc | Jersey City, NJ
Type: Full-Time | Posted Date: Dec 01, 2022
SUMMARY: Compliance Testing Sr. Analyst - Branch Examinations- AVP - hybrid The candidate will be developing, implementing, and executing compliance testing, continuous assurance, and reporting programs within an assigned region in accordance with the Compliance Testing (CT) Plan for Branch Examinations. Pe...
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Tax - General Attorney in Florham Park, NJ
Florham Park, NJ
Type: Full Time | Posted Date: Sep 30, 2024
SUMMARY: The Banking & Capital Markets Tax Senior Manager will be responsible for the following duties: • Serve as a tax advisor to financial services clients, including banks, investment firms, and insurance companies, providing guidance on tax implications and strategies. • Advise clients on comple...
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Finance - Transportation Finance Attorney in Newark, NJ
Newark, NJ
Type: Full Time | Posted Date: Sep 22, 2024
SUMMARY: H1: VP, Corporate Counsel, Asset-Based Finance - Prudential H2: Experienced Asset-Based Finance Lawyer Wanted in Newark, NJ Prudential is seeking a VP, Corporate Counsel with expertise in asset-based finance to join their team in Newark, NJ. This is a full-time role with a competitive salary ran...
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Legal Staff Paralegal in Roseland, NJ
Roseland, NJ
Type: Full Time | Posted Date: Aug 07, 2024
SUMMARY: Corporate Paralegal, Investment Management (Anti-Money Laundering): Salary, Job Title, and Experience Information Salary Information: - Expected base salary range: $70,000 - $85,000 - Exact compensation will be determined based on individual candidate qualifications and location - Comprehensive ben...
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Labor & Employment Attorney / Employment Law - General Attorney / Employment Law - Litigation Employer Defense Attorney / Employment Law - Litigation Plaintiffs & Class Actions Attorney / Employment Law - Management (Compliance & Counseling) Attorney / Em
Weehawken, NJ
Type: Full Time | Posted Date: Aug 13, 2024
SUMMARY: • able to multi-task and work effectively under pressure Your colleagues Are you truly collaborative? Succeeding at UBS means respecting, understanding and trusting colleagues and clients. Challenging others and being challenged in return. Being passionate about what you do. Driving yourself...
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Tax - General Attorney in Morristown, NJ
Morristown, NJ
Type: Full Time | Posted Date: Jul 30, 2024
SUMMARY: Tax Senior Manager - Private Equity (East Region City Locations) Salary: $114,490 - $272,090 (depending on experience and qualifications) Job Title: Senior Tax Manager Experience: 8 years in corporate tax Locations: 26 cities in the East Region Department: Tax Business Tax Services ...
Tax - General Attorney in Morristown, NJ
Morristown, NJ
Type: Full Time | Posted Date: Jul 29, 2024
SUMMARY: Job Title: Tax Manager - Investment Management/Private Equity (East Region City Locations) Experience: 5 years providing tax planning services or preparing and reviewing client work papers and income tax returns, 3 years with investment management or partnership taxation Salary: Estimated range ...
Tax - General Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: Jul 30, 2024
SUMMARY: Job Title: Tax Senior Manager - Financial Services - Mutual Fund (East Region City Locations) Experience: 8 years Salary Range: $119,490 - $272,090 Locations: Available in 22 cities Position Summary: - Seeking a leader with a passion for financial products and experience in regulated inves...
Tax - General Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: Jul 29, 2024
SUMMARY: SEO Friendly Job Title: Tax Manager, Tax Analysis & Debt Investments-TARDI H1: Join Our Team as a Tax Manager with Deloitte Tax LLP H2: Tax Analysis & Debt Investments-TARDI Bold Headlines: - Take Your Tax and Business Experience to the Next Level - Work with Leading Hedge and Private Equ...