Investment Banking Compliance Attorney Jobs in Charlotte
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Sponsored Job
Senior Principal Compliance Specialist, Fair Banking
Discover Bank-FDIC | Charlotte, NC
Type: Full-Time | Posted Date: Aug 09, 2022
SUMMARY: Senior Principal Compliance Specialist, Fair Banking The candidate reviews new initiatives to identify and assess the fair banking risks and necessary controls to mitigate those risks. Advises and enhances risk assessment processes. Drafts, reviews, and implements program policies and procedures. I...
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Sponsored Job
Deputy Chief Compliance Officer – Retail Ria
Truist Financial Corporation | Charlotte, NC
Type: Full-Time | Posted Date: Oct 12, 2022
SUMMARY: Deputy Chief Compliance Officer – Retail RIA The candidate will be developing and maintaining a robust compliance program, with a focus on compliance with all laws, regulations, and other guidance related to assigned business and operational activities. Sets strategy and direction of functional a...
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Corporate - Contract Law Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Jul 28, 2024
SUMMARY: SEO Friendly Job Title: Assistant Vice President, Associate Counsel - Institutional Services H1 Friendly Heading: Join LPL Financial as an Assistant Vice President, Associate Counsel in our Institutional Services Legal Team! H2 Friendly Headings: - Be a Part of a Successful and Growing Comp...
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Tax - General Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Jul 31, 2024
SUMMARY: This is a full time position and can be located in any of the following locations: Stamford, CT; Melville, NY; Charlotte, NC; Washington, DC; Florham Park, NJ; New York, NY; or San Francisco, CA. As a Banking and Capital Markets Tax Manager at PwC, you will have the opportunity to work with finan...
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Tax - General Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Jul 29, 2024
SUMMARY: SEO Friendly Job Title: Tax Manager, Tax Analysis & Debt Investments-TARDI H1: Join Our Team at Deloitte Tax LLP! H2: Tax Manager Opportunity: Tax Analysis & Debt Investments-TARDI Bold Headlines: - Take Your Tax and Business Experience to the Next Level with Deloitte Tax LLP - Work wit...
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Tax - General Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Jul 23, 2024
SUMMARY: Job Title: Wealth Advisor III Location: Charlotte, North Carolina, USA Company: Truist Financial Corporation Experience: 8 years in sales and client management in Wealth Management Salary: Competitive, based on experience and qualifications Summary: Truist Financial Corporation is seeking a h...