21 jobs found for

Investment Attorney Jobs in Jericho

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  • Litigation - Securities Litigation - Defense Attorney in Jericho, NY

    Jericho, NY

    Type: Full Time | Posted Date: Sep 04, 2024

    SUMMARY: ORGANIZATION is seeking a highly motivated and experienced Assistant General Counsel, Regulatory to join our team. This senior-level position will provide legal advice and support in the adoption of new regulatory initiatives and serve as a subject matter expert in various areas of legal expertise. ...

  • Litigation - Securities Litigation - Defense Attorney in Jericho, NY

    Jericho, NY

    Type: Full Time | Posted Date: Sep 03, 2024

    SUMMARY: Organization: FINRA Department: Enforcement Job Title: Principal Counsel Experience: Minimum of seven years relevant legal experience in the financial regulatory space or related areas Education: Juris Doctor (J.D.) degree from an accredited law school Salary Range: - California: M...

  • Litigation - Securities Litigation - Defense Attorney in Jericho, NY

    Jericho, NY

    Type: Full Time | Posted Date: Sep 03, 2024

    SUMMARY: About FINRA FINRA is a non-governmental organization that regulates the securities industry. FINRA’s independent regulation plays a critical role in America’s financial system–all at no cost to taxpayers. FINRA touches virtually every aspect of the securities business—from registering and...

  • Attorney in Jericho, NY

    Jericho, NY

    Type: Full Time | Posted Date: Sep 13, 2024

    SUMMARY: Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting) Jericho,...

  • Attorney in Jericho, NY

    Jericho, NY

    Type: Full Time | Posted Date: Sep 11, 2024

    SUMMARY: Senior Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA...

  • Attorney in Jericho, NY

    Jericho, NY

    Type: Full Time | Posted Date: Sep 05, 2024

    SUMMARY: About FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, mar...

  • Litigation - Securities Litigation - Defense Attorney in Jericho, NY

    Jericho, NY

    Type: Full Time | Posted Date: Aug 13, 2024

    SUMMARY: ©2019 FINRA. All rights reserved. FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. Director, Enforcement at FINRA - Job Description and Salary Information Organization: FINRA Job Title: Director, Enforcement Experience: Minimum 7 years in securities-rel...

  • Litigation - Securities Litigation - Defense Attorney in Jericho, NY

    Jericho, NY

    Type: Full Time | Posted Date: Aug 07, 2024

    SUMMARY: SEO Friendly Job Title: Director, Enforcement H1: Director, Enforcement - Job Description and Salary Information H2: Overview of Director, Enforcement Position Bold Headlines: Director, Enforcement: Leading and Managing a Team of Attorneys Job Title: Director, Enforcement Salary Information: Sal...

  • Litigation - Securities Litigation - Defense Attorney in Jericho, NY

    Jericho, NY

    Type: Full Time | Posted Date: Aug 06, 2024

    SUMMARY: Director, Enforcement - Job Description Title: Director, Enforcement Location: Woodbridge, NJ; Jersey City, NJ; Jericho, NY; Denver, CO; Dallas, TX; Chicago, IL; Boston, MA; Boca Raton, FL; Washington, DC; San Francisco, CA; Rockville, MD; Philadelphia, PA; New York, NY; Los Angeles, CA E...

  • Tax - General Attorney in Jericho, NY

    Jericho, NY

    Type: Full Time | Posted Date: Jul 29, 2024

    SUMMARY: - Job title: Tax Manager - Financial Services, Hedge Fund Tax (East Region City Locations) - Salary range: $84,980 to $193,440 (plus potential for additional discretionary annual incentive) - Experience required: 5 years in tax planning or preparing/reviewing tax returns - Location: Various locatio...

  • Tax - General Attorney in Jericho, NY

    Jericho, NY

    Type: Full Time | Posted Date: Jul 30, 2024

    SUMMARY: Job Title: Tax Senior - Real Estate Tax (East Region Office Locations) Experience: Minimum of 3 years experience providing tax planning services or preparing client work papers and income tax returns Salary Range: $63,420 to $144,300 (not adjusted for geographic differential) Locations: 22 locati...

  • Tax - General Attorney in Jericho, NY

    Jericho, NY

    Type: Full Time | Posted Date: Jul 30, 2024

    SUMMARY: Tax Senior - Investment Management - Private Equity (East Coast City Locations) Position Summary: We are seeking a Tax Senior to join our team and be a part of the largest growth area in the tax industry. This role will involve serving clients in partnership taxation and providing tax complian...

  • Tax - General Attorney in Jericho, NY

    Jericho, NY

    Type: Full Time | Posted Date: Jul 30, 2024

    SUMMARY: Job Title: Tax Senior Manager - Financial Services - Mutual Fund Experience: 8 years Salary Range: $119,490 to $272,090 Locations: 22 locations in the East Region Position Summary: - Seeking a leader with a passion for financial products and a strong understanding of regulated investment c...

  • Tax - General Attorney in Jericho, NY

    Jericho, NY

    Type: Full Time | Posted Date: Jul 30, 2024

    SUMMARY: Tax Senior - Investment Management Reporting Solutions (National Locations) - PSG Experience in investment management tax compliance or tax compliance for investments with corporate ownership Strong understanding of federal partnership tax compliance Ability to work in a hybrid work model, co-loc...

  • Tax - General Attorney in Jericho, NY

    Jericho, NY

    Type: Full Time | Posted Date: Jul 29, 2024

    SUMMARY: Bullet Points: - Tax Manager position available in 20 locations - National Federal Tax Services (NFTS) is a national practice within Deloitte Tax LLP - NFTS offers a variety of tax services to the largest organizations across all industries - Tax Analysis & Information Reporting for Debt Inves...

  • Attorney in Jericho, NY

    Jericho, NY

    Type: Full Time | Posted Date: Aug 08, 2024

    SUMMARY: The Vice President, Regulatory Liaison will serve as the primary liaison and representative for Member Supervision executive leadership in developing and maintaining strong working relationships with external regulators including the SEC and other Federal and State Regulators. They will also serve a...

  • Attorney in Jericho, NY

    Jericho, NY

    Type: Full Time | Posted Date: Aug 01, 2024

    SUMMARY: About FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, mar...

  • Corporate - Securities and Capital Markets Attorney in Jericho, NY

    Jericho, NY

    Type: Full Time | Posted Date: Jun 27, 2024

    SUMMARY: Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/invest...

  • Attorney in Jericho, NY

    Jericho, NY

    Type: Full Time | Posted Date: Jul 16, 2024

    SUMMARY: Title: Principal Analyst, Risk Monitoring - FINRA Location Salary Information: - California: Minimum Salary $106,400, Maximum Salary $200,200 - Washington, DC/Maryland: Minimum Salary $106,400, Maximum Salary $191,800 - Colorado/Hawaii/Minnesota/Vermont: Minimum Salary $92,500, Maximum Salary $1...

  • Attorney in Jericho, NY

    Jericho, NY

    Type: Full Time | Posted Date: Jun 13, 2024

    SUMMARY: Principal Analyst, Risk Monitoring - Full Time Location: Any FINRA Office Job Requisition ID: R-008120 Overview: This is a senior-level position reporting to a Risk Monitoring Director and supports both that direct manager in identifying existing and emerging risks, and interactions with...