Investment Attorney Jobs in Boca Raton
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Corporate - M&A Attorney / Corporate - Venture Capital/Emerging Companies Attorney in Hollywood, FL
Hollywood, FL
Type: Full Time | Posted Date: Oct 14, 2024
SUMMARY: The Corporate Counsel position at A&D Mortgage is a great opportunity for a highly qualified and experienced legal professional to join our team. With over 20 years of success in providing residential and commercial loans, our Florida-based Nationwide Mortgage Lender is looking for a skilled Corpora...
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Estate & Tax Planning Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Nov 28, 2024
SUMMARY: Trust and Estate Planning Associate - Join an Established Team at an AmLaw 100 Firm in Boca Raton, FL Overview: - Join the Estate Planning & Trusts practice at Nelson Mullins law firm in Boca Raton, Florida - Unique opportunity to have your expertise valued - Work with a dynamic and growing team o...
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Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Oct 01, 2024
SUMMARY: Senior Litigation Counsel, Enforcement The organization is seeking a Senior Litigation Counsel to join their team. This position is responsible for handling complex disciplinary and non-disciplinary proceedings and representing the organization in appeals before the National Adjudicatory Council....
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Professional Liability Defense Attorney in Fort Lauderdale, FL
Fort Lauderdale, FL
Type: Full Time | Posted Date: Nov 20, 2024
SUMMARY: No fee will be paid to third parties who submit unsolicited candidates directly to our hiring managers. Candidates presenting themselves to Marshall Dennehey without a written search agreement will be deemed the sole property of Marshall Dennehey. This paragraph supersedes all other statements regar...
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Tax - General Attorney in West Palm Beach, FL
West Palm Beach, FL
Type: Full Time | Posted Date: Nov 14, 2024
SUMMARY: Summary: The Domestic/Federal Tax Senior Manager - Partnership Tax at PwC is responsible for providing internal services related to financial services, treasury, and taxation. This role involves working with a team to provide a full range of taxation services to PwC, including complex financial rep...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Nov 26, 2024
SUMMARY: FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital status, national origin, race, religion, sex, sexual orientation, gender identity, veteran status ...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Nov 26, 2024
SUMMARY: In today's fast-paced and ever-evolving financial industry, risk monitoring is crucial for ensuring the stability and integrity of the market. As such, FINRA, the Financial Industry Regulatory Authority, is seeking a highly experienced and skilled Senior Director of Risk Monitoring to join their tea...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while also benefiting fr...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 25, 2024
SUMMARY: Job Title: Senior Principal Analyst, Risk Monitoring – Large Diversified – All FINRA Locations Organization: FINRA Department: Risk Monitoring Experience: Prior experience in FINRA's Exam and/or Risk Monitoring program preferred Education: Bachelor's Degree in Finance, Accounting, Business o...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Oct 07, 2024
SUMMARY: Principal Investigator, VAST - FINRA Locations Summary: FINRA, a financial regulatory organization, is seeking a Principal Investigator for their Vulnerable Adults and Seniors Team (VAST) in various locations across the United States. This individual will be responsible for investigating finan...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Nov 21, 2024
SUMMARY: Principal Investigator, Vulnerable Adults and Seniors Team (VAST) - All FINRA Locations - Conduct complex risk-based investigations of FINRA member firms and registered representatives involving potential Elder Financial Exploitation (EFE) - Provide consultation services to FINRA staff and colla...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Nov 17, 2024
SUMMARY: SEO Friendly Job Title: Principal Intelligence Specialist, Financial Intelligence Unit (FIU), All FINRA Locations H1 Heading: Join FINRA's FIU as a Principal Intelligence Specialist H2 Heading: Lead Strategic and Tactical Intelligence Projects Organization: FINRA Department: National Cau...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Nov 07, 2024
SUMMARY: Job Title: Senior Analyst, Public Offerings Organization: FINRA (Financial Industry Regulatory Authority) Experience Level: Intermediate Salary Range: $68,500 - $146,900 (varies by location and individual qualifications) H1: Join FINRA as a Senior Analyst, Public Offerings and Help Regulate th...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Oct 30, 2024
SUMMARY: Director, Member Supervision Strategic Engagements & Publications - Any FINRA Location Full time posted on Posted Today job requisition id R-008594 The Director, Strategic Engagements & Publications, is responsible for supporting the Office of Strategic Engagement (OSE) in providing...
Corporate - Asset/Investment Management Attorney in Fort Lauderdale, FL
Fort Lauderdale, FL
Type: Full Time | Posted Date: Sep 26, 2024
SUMMARY: Senior Attorney – US Investment Management (Mutual Funds, ETFs and Digital Assets) Franklin Templeton is a leading global investment management firm that offers a variety of opportunities for growth and advancement. We are currently seeking a Senior Attorney to join our legal team in various lo...
Attorney in West Palm Beach, FL
West Palm Beach, FL
Type: Full Time | Posted Date: Oct 25, 2024
SUMMARY: MEMBER - SECURITIES The candidate must possess 5 - 10 years of significant experience focused in a variety of securities matters, including securities offerings (public and private), the Securities Act of 1934 (Registered Investment Advisors), the Securities Act of 1940 (Registered Investment Compa...
Tax - General Attorney in West Palm Beach, FL
West Palm Beach, FL
Type: Full Time | Posted Date: Oct 09, 2024
SUMMARY: SEO Friendly Job Title: Tax Manager - Ultra High Net Worth - Investment Fund Executives H1 Heading: Join Our Team at RSM as a Tax Manager for Ultra High Net Worth Investment Fund Executives H2 Headings: - About RSM - Our Ultra-High Net Worth Fund Executives Team - Job Responsibilities - Ba...
Tax - General Attorney in West Palm Beach, FL
West Palm Beach, FL
Type: Full Time | Posted Date: Oct 09, 2024
SUMMARY: SEO Friendly Job Title: Tax Senior Manager - Ultra High Net Worth (St. Louis, Fort Lauderdale, St. Petersburg, Stamford, Nashville) H1 Heading: Join Our Team as a Tax Senior Manager - Ultra High Net Worth H2 Heading: Empower Your Career with RSM Bold Headlines: - Leading Provider of Profes...
Tax - General Attorney in Fort Lauderdale, FL
Fort Lauderdale, FL
Type: Full Time | Posted Date: Oct 08, 2024
SUMMARY: Summary: - Full-time Tax Manager position available at a leading provider of professional services to the middle market globally - Purpose is to instill confidence in a world of change and empower clients and employees to reach their full potential - Focus on post-liquidity families and corpora...
Tax - General Attorney in Fort Lauderdale, FL
Fort Lauderdale, FL
Type: Full Time | Posted Date: Oct 08, 2024
SUMMARY: H1: Tax Senior Manager - Ultra High Net Worth - Investment Fund Executives H2: Join our team at RSM and make a difference in the world of professional services! RSM, the leading provider of professional services to the middle market globally, is seeking a Tax Senior Manager to join our Ultra-Hig...