Investment Advisers Act Attorney Jobs in New Rochelle
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Corporate - Asset/Investment Management Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Jan 05, 2025
SUMMARY: Senior Attorney – Investment Management (Mutual Funds, ETFs and Digital Assets) - Franklin Templeton - Full Time - Locations: San Mateo, CA; Boston, MA; Stamford, CT; New York, NY; Washington, D.C.; Fort Lauderdale, FL - Job Requisition ID: 858615 - Posted Yesterday Franklin Templeton, a global a...
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Corporate - Asset/Investment Management Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Jan 03, 2025
SUMMARY: Job Title: Investment Management Associate Location: Chicago, New York, Philadelphia, or Washington D.C. Experience: 3-8 years Salary Range: $250,000 - $415,000 Application Deadline: Nov 08, 2025 Faegre Drinker, a leading law firm, is seeking an experienced Investment Management Associate to join t...
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Corporate - Asset/Investment Management Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Dec 24, 2024
SUMMARY: Law Firm is seeking an Investment Funds Regulatory Associate to join its Chicago, Washington, D.C., or New York office. Job Summary Law Firm is seeking a highly qualified associate candidate with at least 3 years of relevant asset management regulatory experience to join its Investment Funds R...
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Corporate - Asset/Investment Management Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Nov 21, 2024
SUMMARY: H1: Vice President, Registered Funds Legal and Regulatory Team - New York, NY H2: Join Our Team at Brookfield - Apply Today! SEO Friendly Job Title: Vice President, Registered Funds Legal and Regulatory Team - New York, NY Bold Headlines: - Brookfield is Seeking a Vice President for their Re...
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Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Jan 09, 2025
SUMMARY: The successful candidate may be asked to perform other duties as necessary. Salary Information The salary for this position will be competitive and commensurate with experience. The firm also offers a comprehensive benefits package including medical, dental, vision, and 401k plans. Job Titl...
Corporate - Asset/Investment Management Attorney / Finance - Financial Services Regulation Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Jan 08, 2025
SUMMARY: Law Firm Seeking Mid-Level to Senior Associate for Financial Services Compliance & Regulatory Role Overview: - Davis Wright Tremaine LLP, a leading law firm, is seeking an associate attorney with a minimum of four years’ experience in compliance and regulatory matters to join their Financial S...
Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Jan 08, 2025
SUMMARY: Associate - Investment Services (Chicago, IL; Dallas, TX; Los Angeles, CA; Miami, FL; New York, NY; San Francisco, CA; Washington, DC) - At Vedder Price, we are seeking a highly motivated and experienced Corporate associate to join our Investment Services team in any of our US offices. This is a gre...
Corporate - Asset/Investment Management Attorney / Corporate - Private Equity Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Dec 24, 2024
SUMMARY: Associate – Investment Funds Regulatory – Law Firm Overview: - Seeking highly qualified associate with minimum 3 years of relevant asset management regulatory experience - Must have strong knowledge of Investment Advisers Act of 1940 and Investment Company Act of 1940 - Private equity an...
Corporate - Private Equity Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Jan 09, 2025
SUMMARY: Law Firm Seeks Mid-Level Associate for Investment Funds Practice Area in New York Office Salary Information: View our associate salary disclosures Job Title: Mid-Level Associate - Investment Funds Practice Area Experience: 4-6 years of significant experience in private equity fund formation...
Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Dec 08, 2024
SUMMARY: Senior Counsel, Capital Markets - Legal Department Minimum 500 words Salary Information: $155,000 - $175,000 annual bonus (final offers may vary based on geography, candidate experience and expertise, bonus, and other factors) Job Title: Senior Counsel, Capital Markets Experience Information: ...
Finance - Banking Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Dec 31, 2024
SUMMARY: Vice President, Legal – Private Credit Debt Capital Markets Apply Vice President, Legal – Private Credit Debt Capital Markets Apply locations New York, NY time type Full time posted on Posted 8 Days Ago time left to apply End Date: January 27, 2025 (30 days left to apply)...
Finance - Structured Finance Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Oct 16, 2024
SUMMARY: For Applicants of TIAA residing in Europe and APAC, please click here. Associate General Counsel - CLOs - Provides legal advice and counsel to the Symphony CLO platform within Nuveen Leveraged Finance. - Assists in protecting organization's legal interests and ensuring legal activities meet cur...
Corporate - Asset/Investment Management Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Nov 25, 2024
SUMMARY: Job Title: Officer, Counsel Experience: 3-10 years Locations: Newport Beach, CA USA; Austin, TX USA; New York, NY USA Time Type: Full time Company: PIMCO Department: Legal H1: Officer, Counsel – Legal Funds at PIMCO H2: Join Our Dynamic Legal Team at PIMCO Officer, Counsel ...
Corporate - Asset/Investment Management Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Nov 26, 2024
SUMMARY: Apollo is an Equal Opportunity Employer. We are committed to equal employment opportunity for all applicants and employees regardless of race, color, religion, creed, gender, sexual orientation, gender identity or expression, national origin, ancestry, age, marital status, citizenship status, vetera...
Corporate - Asset/Investment Management Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Nov 23, 2024
SUMMARY: Excellent academic credentials Strong research, writing and analytical skills Ability to work independently and as part of a team Admission to the New York State Bar preferred H1: Join Our Financial Services Group as a Registered Funds Associate H2: Experienced Associate with Knowledge of ...
Corporate - Asset/Investment Management Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Nov 16, 2024
SUMMARY: Job Title: Investment Funds Associate Location: New York, Washington, D.C. Salary: Dependent on experience Experience: 4 years Department: Investment Funds Firm: Alston & Bird General Summary: - Immediate opening for an Investment Funds Associate - Must have 4 years of Investment Company...
Corporate - Asset/Investment Management Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Nov 16, 2024
SUMMARY: Law Firm Seeking Investment Funds Associate in New York or Washington, D.C. Job Title: Investment Funds Associate Salary: Competitive, based on experience Experience: 4 years of Investment Company Act and Investment Advisers Act experience Overview: Alston & Bird, a leading law firm, is se...
Corporate - Asset/Investment Management Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Nov 14, 2024
SUMMARY: Job Title: Legal, Asset Management Attorney – Registered Funds, Vice President Experience: 4 years Salary: $170,000 - $270,000 Location: New York, New York, United States Opportunity Overview: - This position is for a Vice President level attorney with experience in asset management, spe...
Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Dec 06, 2024
SUMMARY: H1: Sustainability Counsel at Apollo: Join a Global Alternative Asset Manager H2: Legal Counsel, Sustainability: Providing Legal Support and Strategic Advice Bullet Points: - Join Apollo, a high-growth, global alternative asset manager - Seeking a Sustainability Counsel to provide legal suppor...
Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Nov 20, 2024
SUMMARY: H1: Chief Counsel & Chief Compliance Officer - Legal & Compliance Role at Global Risk and Strategy Firm H2: Join Our Team at Marsh McLennan: 3 Locations Available - New York, Chicago, and Boston Bold Headline: Seeking Experienced Legal and Compliance Professional for Hybrid Role at Marsh McLen...