Investment Advisers Act Attorney Jobs in Denver
-
Corporate - Asset/Investment Management Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Sep 05, 2024
SUMMARY: This policy applies to all terms and conditions of employment, including recruiting, hiring, placement, promotion, termination, layoff, recall, transfer, leaves of absence, compensation and training. The Law Firm is seeking an experienced Asset Management Associate to join our dynamic team in Den...
-
Finance - General Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Jul 25, 2024
SUMMARY: Position: General Counsel & Chief Compliance Officer Experience: Extensive experience in compliance and legal roles within the financial services industry Salary: $180,000 base salary Location: San Francisco, New York, Denver Type: Full time Department: Compound Planning Wealth Management H1: Join...
-
Corporate - Securities and Capital Markets Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Jun 27, 2024
SUMMARY: Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/invest...