Investment Adviser Regulatory Counsel Jobs in New York
-
Corporate - Securities and Capital Markets Attorney / Fintech & Blockchain Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Nov 13, 2024
SUMMARY: Summary: Law Firm: Cole-Frieman & Mallon LLP Job Title: Corporate and Securities Associate Experience: Minimum 3 years in securities law, 2 years in cryptocurrency, blockchain, and digital assets Salary: $115k - $225k (based on experience) Responsibilities: - Provide legal advice on federa...
-
Corporate - Asset/Investment Management Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Sep 26, 2024
SUMMARY: Senior Attorney – Investment Management (Mutual Funds, ETFs and Digital Assets) - Franklin Templeton - Full Time - Locations: San Mateo, CA; Boston, MA; Stamford, CT; New York, NY; Washington, D.C.; Fort Lauderdale, FL - Job Requisition ID: 858615 - Posted Yesterday Franklin Templeton, a global a...
-
Corporate - Asset/Investment Management Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Oct 24, 2024
SUMMARY: Law Firm is seeking an Investment Funds Regulatory Associate to join its Chicago, Washington, D.C., or New York office. Job Summary Law Firm is seeking a highly qualified associate candidate with at least 3 years of relevant asset management regulatory experience to join its Investment Funds R...
-
Corporate - Asset/Investment Management Attorney / Corporate - Private Equity Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Oct 24, 2024
SUMMARY: Associate – Investment Funds Regulatory – Law Firm Overview: - Seeking highly qualified associate with minimum 3 years of relevant asset management regulatory experience - Must have strong knowledge of Investment Advisers Act of 1940 and Investment Company Act of 1940 - Private equity an...
-
Corporate - Asset/Investment Management Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Nov 14, 2024
SUMMARY: Job Title: Legal, Asset Management Attorney – Registered Funds, Vice President Experience: 4 years Salary: $170,000 - $270,000 Location: New York, New York, United States Opportunity Overview: - This position is for a Vice President level attorney with experience in asset management, spe...
Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Nov 05, 2024
SUMMARY: The law firm of Morgan, Lewis & Bockius LLP is currently seeking a midlevel associate to join their Investment Management – Financial Institutions practice group. The position is available in their New York, Philadelphia, or Washington, DC office, and requires 3-5 years of experience with investme...
Corporate - Private Equity Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Nov 03, 2024
SUMMARY: SEO Friendly Job Title: Investment Funds Associate at Law Firm in New York H1: Join Our Growing Investment Funds Practice at Barnes & Thornburg LLP in New York H2: Seeking Motivated and Experienced Investment Funds Associate Investment Funds Associate Job Description: - Join a dynamic team of cor...
Corporate - Private Equity Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Nov 01, 2024
SUMMARY: Investment Funds, Regulatory Associate The candidate ‘must have Juris Doctor, Master of Law, or foreign equivalent. Requires admission to the New York State bar. Requires 1 to 5 years of experience working as an Associate in the Investment Management practice group of a global law firm. Prior exp...
Corporate - Private Equity Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Oct 30, 2024
SUMMARY: Senior Legal Counsel/Attorney – Alternative Investments Fund Formation – New York Full-time position available at DWS Group Role Details: - Provide legal support to the Alternatives business in the U.S. and support non-U.S. businesses with U.S. legal/regulatory matters. - Advise on formation,...
Corporate - Asset/Investment Management Attorney in Hauppauge, NY
Hauppauge, NY
Type: Full Time | Posted Date: Oct 24, 2024
SUMMARY: Min Hiring Rate $130,000.00 Max Hiring Rate $160,000.00 Job Description The AVP, Legal Counsel is a highly important role within the Ultimus Legal Administration team. This virtual position, based in Denver, CO, is responsible for providing top-notch legal services to multiple clients. ...
Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Oct 22, 2024
SUMMARY: The successful candidate may be asked to perform other duties as necessary. Salary Information The salary for this position will be competitive and commensurate with experience. The firm also offers a comprehensive benefits package including medical, dental, vision, and 401k plans. Job Titl...
Corporate - Asset/Investment Management Attorney / Finance - Financial Services Regulation Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Oct 22, 2024
SUMMARY: Law Firm Seeking Mid-Level to Senior Associate for Financial Services Compliance & Regulatory Role Overview: - Davis Wright Tremaine LLP, a leading law firm, is seeking an associate attorney with a minimum of four years’ experience in compliance and regulatory matters to join their Financial S...
Corporate - Asset/Investment Management Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Oct 22, 2024
SUMMARY: Law Firm Seeks Investment Management Regulatory Mid-Level Associate with 4-6 Years of Experience H1: Join Our Team as an Investment Management Regulatory Mid-Level Associate H2: Asset Management Regulatory Experience Required - $310,000 Salary Offered Summary: Law firm is looking for ...
Trusts and Estates - General Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Nov 05, 2024
SUMMARY: Senior Corporate Counsel – Institutional Trust and Custody Attorney Job Summary - Location: Minneapolis, MN, United States Washington, DC, United States Atlanta, GA, United States Charlotte, NC, United States New York, NY, United States - Salary Range: $129,455.00 - $152,300.00 - $167,530...
Corporate - Asset/Investment Management Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Oct 14, 2024
SUMMARY: H1: VP, Corporate Counsel - Investment Management at Prudential in New York, NY H2: Join a Leading Financial Services Institution as a Corporate Counsel in Investment Management Job Title: VP, Corporate Counsel - Investment Management Company: Prudential Department: Jennison Law Department Lo...
Corporate - Asset/Investment Management Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Oct 10, 2024
SUMMARY: Excellent academic credentials Strong research, writing and analytical skills Ability to work independently and as part of a team Admission to the New York State Bar preferred H1: Join Our Financial Services Group as a Registered Funds Associate H2: Experienced Associate with Knowledge of ...
Corporate - Asset/Investment Management Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Oct 04, 2024
SUMMARY: Job Title: Investment Funds Associate Location: New York, Washington, D.C. Salary: Dependent on experience Experience: 4 years Department: Investment Funds Firm: Alston & Bird General Summary: - Immediate opening for an Investment Funds Associate - Must have 4 years of Investment Company...
Finance - Structured Finance Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Sep 21, 2024
SUMMARY: 4-6 years of experience in complex credit fund formation and insurance solutions for private fund sponsors Law Firm Seeking Complex Credit and Insurance Solutions Associate with 4-6 Years Experience H1: Join Our Market Leading Team as a Complex Credit and Insurance Solutions Associate H2:...
Finance - Financial Services Regulation Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Sep 10, 2024
SUMMARY: H1: Financial Services Regulatory Counsel, Vice President at MUFG H2: Join a Global Financial Group and Make an Impact as a Regulatory Counsel Summary: MUFG is seeking a highly skilled and motivated attorney to join their dynamic legal team as a Financial Services Regulatory Counsel, Vice Pre...
Corporate - Compliance Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Aug 06, 2024
SUMMARY: SEO Friendly Job Title: Conflicts Compliance Officer at KKR H1: Join KKR as a Conflicts Compliance Officer in New York H2: About KKR & Co. Inc. H2: Job Summary H2: Ideal Experience H2: Responsibilities H2: Qualifications H2: Salary Information H2: Equal Opportunity Employer ...