Investment Adviser Regulatory Counsel Jobs in New York City
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Corporate - Asset/Investment Management Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Dec 24, 2024
SUMMARY: Law Firm is seeking an Investment Funds Regulatory Associate to join its Chicago, Washington, D.C., or New York office. Job Summary Law Firm is seeking a highly qualified associate candidate with at least 3 years of relevant asset management regulatory experience to join its Investment Funds R...
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Corporate - Asset/Investment Management Attorney / Corporate - Private Equity Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Dec 24, 2024
SUMMARY: Associate – Investment Funds Regulatory – Law Firm Overview: - Seeking highly qualified associate with minimum 3 years of relevant asset management regulatory experience - Must have strong knowledge of Investment Advisers Act of 1940 and Investment Company Act of 1940 - Private equity an...
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Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Dec 22, 2024
SUMMARY: The successful candidate may be asked to perform other duties as necessary. Salary Information The salary for this position will be competitive and commensurate with experience. The firm also offers a comprehensive benefits package including medical, dental, vision, and 401k plans. Job Titl...
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Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Dec 08, 2024
SUMMARY: Senior Counsel, Capital Markets - Legal Department Minimum 500 words Salary Information: $155,000 - $175,000 annual bonus (final offers may vary based on geography, candidate experience and expertise, bonus, and other factors) Job Title: Senior Counsel, Capital Markets Experience Information: ...
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Corporate - Asset/Investment Management Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Nov 21, 2024
SUMMARY: H1: Vice President, Registered Funds Legal and Regulatory Team - New York, NY H2: Join Our Team at Brookfield - Apply Today! SEO Friendly Job Title: Vice President, Registered Funds Legal and Regulatory Team - New York, NY Bold Headlines: - Brookfield is Seeking a Vice President for their Re...
Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Dec 06, 2024
SUMMARY: H1: Sustainability Counsel at Apollo: Join a Global Alternative Asset Manager H2: Legal Counsel, Sustainability: Providing Legal Support and Strategic Advice Bullet Points: - Join Apollo, a high-growth, global alternative asset manager - Seeking a Sustainability Counsel to provide legal suppor...
Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Nov 20, 2024
SUMMARY: H1: Chief Counsel & Chief Compliance Officer - Legal & Compliance Role at Global Risk and Strategy Firm H2: Join Our Team at Marsh McLennan: 3 Locations Available - New York, Chicago, and Boston Bold Headline: Seeking Experienced Legal and Compliance Professional for Hybrid Role at Marsh McLen...
Corporate - Securities and Capital Markets Attorney / Finance - Banking Attorney / Finance - Financial Services Regulation Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Nov 11, 2024
SUMMARY: We are committed to providing reasonable accommodations to candidates with disabilities in the recruitment process as required under applicable law. Salary: $172K - $222K Job Title: Regulatory Counsel, Vice President Experience: 4 years Location: New York, NY Key Responsibilities: •...
Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Oct 07, 2024
SUMMARY: Associate - Investment Services (Chicago, IL; Dallas, TX; Los Angeles, CA; Miami, FL; New York, NY; San Francisco, CA; Washington, DC) - At Vedder Price, we are seeking a highly motivated and experienced Corporate associate to join our Investment Services team in any of our US offices. This is a gre...
Finance - Financial Services Regulation Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Nov 26, 2024
SUMMARY: H1: Financial Services Regulatory Counsel, Vice President at MUFG H2: Join a Global Financial Group and Make an Impact as a Regulatory Counsel Summary: MUFG is seeking a highly skilled and motivated attorney to join their dynamic legal team as a Financial Services Regulatory Counsel, Vice Pre...
Corporate - Asset/Investment Management Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Nov 25, 2024
SUMMARY: Job Title: Officer, Counsel Experience: 3-10 years Locations: Newport Beach, CA USA; Austin, TX USA; New York, NY USA Time Type: Full time Company: PIMCO Department: Legal H1: Officer, Counsel – Legal Funds at PIMCO H2: Join Our Dynamic Legal Team at PIMCO Officer, Counsel ...
Corporate - Securities and Capital Markets Attorney / Fintech & Blockchain Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Nov 13, 2024
SUMMARY: Summary: Law Firm: Cole-Frieman & Mallon LLP Job Title: Corporate and Securities Associate Experience: Minimum 3 years in securities law, 2 years in cryptocurrency, blockchain, and digital assets Salary: $115k - $225k (based on experience) Responsibilities: - Provide legal advice on federa...
Corporate - Asset/Investment Management Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Sep 26, 2024
SUMMARY: Senior Attorney – Investment Management (Mutual Funds, ETFs and Digital Assets) - Franklin Templeton - Full Time - Locations: San Mateo, CA; Boston, MA; Stamford, CT; New York, NY; Washington, D.C.; Fort Lauderdale, FL - Job Requisition ID: 858615 - Posted Yesterday Franklin Templeton, a global a...
Corporate - Asset/Investment Management Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Nov 23, 2024
SUMMARY: Excellent academic credentials Strong research, writing and analytical skills Ability to work independently and as part of a team Admission to the New York State Bar preferred H1: Join Our Financial Services Group as a Registered Funds Associate H2: Experienced Associate with Knowledge of ...
Corporate - Asset/Investment Management Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Nov 16, 2024
SUMMARY: Job Title: Investment Funds Associate Location: New York, Washington, D.C. Salary: Dependent on experience Experience: 4 years Department: Investment Funds Firm: Alston & Bird General Summary: - Immediate opening for an Investment Funds Associate - Must have 4 years of Investment Company...
Corporate - Asset/Investment Management Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Nov 14, 2024
SUMMARY: Job Title: Legal, Asset Management Attorney – Registered Funds, Vice President Experience: 4 years Salary: $170,000 - $270,000 Location: New York, New York, United States Opportunity Overview: - This position is for a Vice President level attorney with experience in asset management, spe...
Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Nov 05, 2024
SUMMARY: The law firm of Morgan, Lewis & Bockius LLP is currently seeking a midlevel associate to join their Investment Management – Financial Institutions practice group. The position is available in their New York, Philadelphia, or Washington, DC office, and requires 3-5 years of experience with investme...
Corporate - Private Equity Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Nov 03, 2024
SUMMARY: SEO Friendly Job Title: Investment Funds Associate at Law Firm in New York H1: Join Our Growing Investment Funds Practice at Barnes & Thornburg LLP in New York H2: Seeking Motivated and Experienced Investment Funds Associate Investment Funds Associate Job Description: - Join a dynamic team of cor...
Corporate - Private Equity Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Oct 30, 2024
SUMMARY: Senior Legal Counsel/Attorney – Alternative Investments Fund Formation – New York Full-time position available at DWS Group Role Details: - Provide legal support to the Alternatives business in the U.S. and support non-U.S. businesses with U.S. legal/regulatory matters. - Advise on formation,...
Finance - Banking Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Nov 21, 2024
SUMMARY: H1: Cleary Gottlieb: Mid-Level Associate Position in Financial Institutions Group H2: Join Our Team: Mid-Level Associate for Financial Institutions Group at Cleary Gottlieb Law Firm: Cleary Gottlieb Steen & Hamilton LLP Job Title: Mid-Level Associate in Financial Institutions Group Experience:...