Investment Adviser Regulatory Counsel Jobs in Dallas
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Corporate - Asset/Investment Management Attorney in Dallas, TX
Dallas, TX
Type: Full Time | Posted Date: Nov 14, 2024
SUMMARY: Job Title: Legal Asset Management Attorney – Registered Funds, Vice President Experience: 4 years related legal experience in a well-regarded law firm or an in-house role Salary Range: USD 1,70,000 - 2,70,000 Responsibilities and Qualifications: - Provide legal counsel and advice related to...
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Corporate - Securities and Capital Markets Attorney in Dallas, TX
Dallas, TX
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/invest...