Investment Adviser Regulatory Counsel Jobs in California
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Corporate - Asset/Investment Management Attorney in Newport Beach, CA
Newport Beach, CA
Type: Full Time | Posted Date: Oct 15, 2024
SUMMARY: The Officer, Counsel – Legal Funds position at PIMCO is a highly sought-after opportunity for a skilled and motivated legal professional. This full-time role, based in Newport Beach, CA, offers a competitive salary range of $175,000-$240,000 and the chance to join a global leader in active fixed i...
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Corporate - Asset/Investment Management Attorney in San Francisco, CA
San Francisco, CA
Type: Full Time | Posted Date: Nov 13, 2024
SUMMARY: H1: Join the Prestigious Law Firm of Cole-Frieman & Mallon LLP as an Associate Attorney H2: Experience the Exciting World of Private Funds and Cryptocurrency Transactions - Prestigious boutique law firm seeking Associates with experience in private fund advising - Strong national practice with ...
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Corporate - Securities and Capital Markets Attorney in San Diego, CA
San Diego, CA
Type: Full Time | Posted Date: Oct 23, 2024
SUMMARY: Regulatory and Securities Attorney Jacko Law Group, P.C., a corporate, regulatory and securities law firm, is seeking an experienced (5 years) Regulatory and Securities Attorney to advise clients on SEC regulatory and securities issues and to provide counsel on unique and complex legal issue...
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Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Oct 07, 2024
SUMMARY: Law Firm Seeking Experienced Corporate Associate for Investment Services Team in Multiple US Offices Vedder Price, a highly respected law firm with multiple offices across the United States, is seeking an experienced Corporate associate to join our Investment Services team. With a focus on provid...
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Corporate - Asset/Investment Management Attorney in San Francisco, CA
San Francisco, CA
Type: Full Time | Posted Date: Oct 18, 2024
SUMMARY: Strong academic credentials Excellent communication and analytical skills Ability to manage multiple tasks in a fast-paced environment Admission to the New York State Bar is required H1: Join Our Leading Law Firm as a Registered Funds Associate H2: 3-6 Years of Experience in Investment Com...
Corporate - Asset/Investment Management Attorney in Alameda, CA
Alameda, CA
Type: Full Time | Posted Date: Nov 12, 2024
SUMMARY: The job title of Vice President, Legal Counsel - US Mutual Funds and ETFs encompasses a high-level position within the legal department of State Street Global Advisors. This role is responsible for providing legal support, advice, and counsel to the US mutual fund and ETF product and funds managemen...
Corporate - Asset/Investment Management Attorney / Finance - Financial Services Regulation Attorney in Culver City, CA
Culver City, CA
Type: Full Time | Posted Date: Oct 22, 2024
SUMMARY: Law Firm is seeking a mid-level to senior associate with at least four years of experience in financial services compliance and regulatory matters. This is a fantastic opportunity to join our highly regarded Financial Services Practice Group at Davis Wright Tremaine LLP. We are looking for a motivat...
Corporate - Asset/Investment Management Attorney / Finance - Financial Services Regulation Attorney in San Francisco, CA
San Francisco, CA
Type: Full Time | Posted Date: Oct 22, 2024
SUMMARY: Law Firm Seeking Mid-Level to Senior Associate for Financial Services Compliance and Regulatory Role Position Overview: Davis Wright Tremaine LLP, a top-tier law firm, is seeking a mid-level to senior associate attorney with a minimum of four years of experience in compliance and regulatory ma...
Corporate - Asset/Investment Management Attorney / Finance - Financial Services Regulation Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Oct 22, 2024
SUMMARY: Law Firm Seeks Financial Services Compliance & Regulatory Associate H1: Join Our Market-Leading Financial Services Practice Group H2: Exciting Opportunity for Mid-level to Senior Associate Are you a highly skilled attorney with at least four years of experience in compliance and regulatory ...