Investment Adviser Regulatory Counsel Jobs in Alameda
-
Corporate - Asset/Investment Management Attorney in San Francisco, CA
San Francisco, CA
Type: Full Time | Posted Date: Nov 13, 2024
SUMMARY: H1: Join the Prestigious Law Firm of Cole-Frieman & Mallon LLP as an Associate Attorney H2: Experience the Exciting World of Private Funds and Cryptocurrency Transactions - Prestigious boutique law firm seeking Associates with experience in private fund advising - Strong national practice with ...
-
Corporate - Asset/Investment Management Attorney in San Francisco, CA
San Francisco, CA
Type: Full Time | Posted Date: Oct 18, 2024
SUMMARY: Strong academic credentials Excellent communication and analytical skills Ability to manage multiple tasks in a fast-paced environment Admission to the New York State Bar is required H1: Join Our Leading Law Firm as a Registered Funds Associate H2: 3-6 Years of Experience in Investment Com...
-
Corporate - Asset/Investment Management Attorney in Alameda, CA
Alameda, CA
Type: Full Time | Posted Date: Nov 12, 2024
SUMMARY: The job title of Vice President, Legal Counsel - US Mutual Funds and ETFs encompasses a high-level position within the legal department of State Street Global Advisors. This role is responsible for providing legal support, advice, and counsel to the US mutual fund and ETF product and funds managemen...
-
Corporate - Asset/Investment Management Attorney / Finance - Financial Services Regulation Attorney in San Francisco, CA
San Francisco, CA
Type: Full Time | Posted Date: Oct 22, 2024
SUMMARY: Law Firm Seeking Mid-Level to Senior Associate for Financial Services Compliance and Regulatory Role Position Overview: Davis Wright Tremaine LLP, a top-tier law firm, is seeking a mid-level to senior associate attorney with a minimum of four years of experience in compliance and regulatory ma...
-
Corporate - Securities and Capital Markets Attorney in San Francisco, CA
San Francisco, CA
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/invest...