Investment Adviser Regulatory Counsel Jobs
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Corporate - Asset/Investment Management Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Dec 24, 2024
SUMMARY: Law Firm is seeking an Investment Funds Regulatory Associate to join its Chicago, Washington, D.C., or New York office. Job Summary Law Firm is seeking a highly qualified associate candidate with at least 3 years of relevant asset management regulatory experience to join its Investment Funds R...
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Corporate - Asset/Investment Management Attorney in Chicago, IL
Chicago, IL
Type: Full Time | Posted Date: Dec 24, 2024
SUMMARY: Salary The salary for this position is competitive and commensurate with experience. Law Firm is seeking an Investment Funds Regulatory Associate Law Firm is seeking a highly qualified associate candidate with at least 3 years of relevant asset management regulatory experience for its Inves...
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Corporate - Asset/Investment Management Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Dec 24, 2024
SUMMARY: Salary: Competitive Law Firm is looking for an Associate to join its Investment Funds Regulatory Practice. The ideal candidate must have a minimum of 3 years of relevant asset management regulatory experience and a strong working knowledge of the Investment Advisers Act of 1940 and the Investment...
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Corporate - Asset/Investment Management Attorney / Corporate - Private Equity Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Dec 24, 2024
SUMMARY: Associate – Investment Funds Regulatory – Law Firm Overview: - Seeking highly qualified associate with minimum 3 years of relevant asset management regulatory experience - Must have strong knowledge of Investment Advisers Act of 1940 and Investment Company Act of 1940 - Private equity an...
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Corporate - Asset/Investment Management Attorney / Corporate - Private Equity Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Dec 24, 2024
SUMMARY: Job Title: Associate - Corporate - Investment Funds Regulatory H1: Join Our Investment Funds Regulatory Team at a Leading Law Firm H2: Seeking Experienced Associate with Minimum 3 Years of Regulatory Experience Law Firm Seeks Associate for Investment Funds Regulatory Practice Offices: Chicag...
Corporate - Asset/Investment Management Attorney / Corporate - Private Equity Attorney in Chicago, IL
Chicago, IL
Type: Full Time | Posted Date: Dec 24, 2024
SUMMARY: Job Title: Associate — Corporate — Investment Funds Regulatory H1: Join Our Team at a Leading Corporate Law Firm as an Associate in Investment Funds Regulatory Practice H2: Seeking Experienced Associate in Investment Funds Regulatory Practice The Law Firm (previously known as Firm) is c...
Corporate - Asset/Investment Management Attorney / Finance - Financial Services Regulation Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Nov 18, 2024
SUMMARY: Offered salary will be based on your skills, experience and education. Massachusetts: Salary range for this position: 140,000 USD to 190,000 USD. Offered salary will be based on your skills, experience and education. SS&C is a global provider of investment and financial services and software f...
Corporate - Asset/Investment Management Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Oct 15, 2024
SUMMARY: Offered salary will be based on overall qualifications, experience and skill-set of selected candidate. Boston: Salary range for the position: 160,000 USD to 210,000 USD. Offered salary will be based on overall qualifications, experience and skill-set of selected candidate. Braintree: Salary r...
Corporate - Private Equity Attorney / Finance - Structured Finance Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Dec 02, 2024
SUMMARY: Law Firm Seeking Complex Credit and Insurance Solutions Associate with 4-6 Years Experience Salary: $310,000 Job Title: Complex Credit and Insurance Solutions Associate Experience: 4-6 years Responsibilities: Working in complex credit fund formation and insurance solutions for priva...
Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Dec 22, 2024
SUMMARY: Law Firm is an equal opportunity employer committed to promoting diversity and inclusion. Salary Information The salary for this position will be competitive and commensurate with experience. Job Title Registered Funds Attorney (3-6 years) Experience 3-6 years of legal experience a...
Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in Chicago, IL
Chicago, IL
Type: Full Time | Posted Date: Dec 22, 2024
SUMMARY: Salary Information The salary for this position will be competitive and commensurate with experience. Job Title Registered Funds Associate (3 – 6 years) Experience Information 3 – 6 years of legal experience practicing as a Registered Funds Attorney. Department Asset Managem...
Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Dec 22, 2024
SUMMARY: The successful candidate may be asked to perform other duties as necessary. Salary Information The salary for this position will be competitive and commensurate with experience. The firm also offers a comprehensive benefits package including medical, dental, vision, and 401k plans. Job Titl...
Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Dec 08, 2024
SUMMARY: Senior Counsel, Capital Markets - Legal Department Minimum 500 words Salary Information: $155,000 - $175,000 annual bonus (final offers may vary based on geography, candidate experience and expertise, bonus, and other factors) Job Title: Senior Counsel, Capital Markets Experience Information: ...
Corporate - Asset/Investment Management Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Nov 21, 2024
SUMMARY: H1: Vice President, Registered Funds Legal and Regulatory Team - New York, NY H2: Join Our Team at Brookfield - Apply Today! SEO Friendly Job Title: Vice President, Registered Funds Legal and Regulatory Team - New York, NY Bold Headlines: - Brookfield is Seeking a Vice President for their Re...
Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in San Diego, CA
San Diego, CA
Type: Full Time | Posted Date: Nov 27, 2024
SUMMARY: Job Title: VP, Associate Counsel - Regulatory Enforcement Experience: Minimum of 6 years in securities regulatory enforcement, prior employment at a law firm and/or with a securities regulator highly desirable Location: Fort Mill/Charlotte, Boston, MA, San Diego, CA, Washington DC Time Type...
Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Nov 27, 2024
SUMMARY: LPL Financial is currently seeking a VP, Associate Counsel to join their Regulatory Enforcement group within the Legal department. This position is available in Fort Mill, SC, Washington, DC, Boston, MA, or San Diego, CA and offers a competitive salary range of $163,700.00 - $272,900.00. The ideal c...
Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Nov 27, 2024
SUMMARY: Title: VP, Associate Counsel - Regulatory Enforcement Experience: Minimum of 6 years of securities regulatory enforcement experience Salary Range: $163,700 - $272,900 Location: Fort Mill/Charlotte, Boston, San Diego, Washington DC Time Type: Full time Posted On: Posted Today Job Re...
Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Nov 27, 2024
SUMMARY: Job Title: VP, Associate Counsel - Regulatory Enforcement Location: Fort Mill, SC; Washington, DC; Boston, MA; San Diego, CA Time Type: Full-Time Job Requisition ID: R-040581 Salary Range: $163,700.00 - $272,900.00 Overview: LPL Financial is seeking a VP, Associate Counsel to join our Regula...
Corporate - Asset/Investment Management Attorney in Austin, TX
Austin, TX
Type: Full Time | Posted Date: Dec 04, 2024
SUMMARY: Dimensional is seeking a Counsel, Marketing Review to join our Legal division in Austin, Texas. This role will be responsible for providing legal support for Dimensional's global sales, client servicing, and marketing activities. The ideal candidate will have experience in investment management and ...
Corporate - General Attorney in El Segundo, CA
El Segundo, CA
Type: Full Time | Posted Date: Dec 06, 2024
SUMMARY: Targeted Job Start Date 12/01/2024 SEO Friendly Job Title: Senior Counsel - Legal Department at Cetera Financial Group H1 Heading: Join Our Legal Team at Cetera Financial Group H2 Heading: Senior Counsel Opportunity in El Segundo, CA Bold Headlines: - Support and Ensure Success at Cetera Fina...