Investment Adviser Regulatory Counsel Jobs
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Corporate - Asset/Investment Management Attorney in Austin, TX
Austin, TX
Type: Full Time | Posted Date: Nov 20, 2024
SUMMARY: Officer, Counsel - Legal Funds Experience: 3-10 years Location: Newport Beach, CA; Austin, TX; New York, NY Time Type: Full time Job Requisition ID: R104651 PIMCO, a global leader in active fixed income, is seeking a highly skilled and motivated Officer, Counsel to join our dynamic legal te...
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Corporate - Asset/Investment Management Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Nov 21, 2024
SUMMARY: Law Firm is seeking an Investment Funds Regulatory Associate to join its Chicago, Washington, D.C., or New York office. Job Summary Law Firm is seeking a highly qualified associate candidate with at least 3 years of relevant asset management regulatory experience to join its Investment Funds R...
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Corporate - Asset/Investment Management Attorney in Chicago, IL
Chicago, IL
Type: Full Time | Posted Date: Nov 21, 2024
SUMMARY: Salary The salary for this position is competitive and commensurate with experience. Law Firm is seeking an Investment Funds Regulatory Associate Law Firm is seeking a highly qualified associate candidate with at least 3 years of relevant asset management regulatory experience for its Inves...
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Corporate - Asset/Investment Management Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Nov 21, 2024
SUMMARY: Salary: Competitive Law Firm is looking for an Associate to join its Investment Funds Regulatory Practice. The ideal candidate must have a minimum of 3 years of relevant asset management regulatory experience and a strong working knowledge of the Investment Advisers Act of 1940 and the Investment...
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Corporate - Asset/Investment Management Attorney / Corporate - Private Equity Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Nov 21, 2024
SUMMARY: Associate – Investment Funds Regulatory – Law Firm Overview: - Seeking highly qualified associate with minimum 3 years of relevant asset management regulatory experience - Must have strong knowledge of Investment Advisers Act of 1940 and Investment Company Act of 1940 - Private equity an...
Corporate - Asset/Investment Management Attorney / Corporate - Private Equity Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Nov 21, 2024
SUMMARY: Job Title: Associate - Corporate - Investment Funds Regulatory H1: Join Our Investment Funds Regulatory Team at a Leading Law Firm H2: Seeking Experienced Associate with Minimum 3 Years of Regulatory Experience Law Firm Seeks Associate for Investment Funds Regulatory Practice Offices: Chicag...
Corporate - Asset/Investment Management Attorney / Corporate - Private Equity Attorney in Chicago, IL
Chicago, IL
Type: Full Time | Posted Date: Nov 21, 2024
SUMMARY: Job Title: Associate — Corporate — Investment Funds Regulatory H1: Join Our Team at a Leading Corporate Law Firm as an Associate in Investment Funds Regulatory Practice H2: Seeking Experienced Associate in Investment Funds Regulatory Practice The Law Firm (previously known as Firm) is c...
Corporate - Securities and Capital Markets Attorney in Chicago, IL
Chicago, IL
Type: Full Time | Posted Date: Nov 20, 2024
SUMMARY: Job Title: Chief Counsel & Chief Compliance Officer Locations: New York, NY; Chicago, IL; Boston, MA Salary Range: $138,700 - $277,300 Responsibilities: - Serve as the trusted adviser for Marsh McLennan Agency (MMA) Asset Management, MMA Securities, and Marsh McLennan Company (MMC) Securities ...
Corporate - Asset/Investment Management Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Nov 20, 2024
SUMMARY: and collaboration Must be able to maintain the highest level of confidentiality Strong organizational skills with the ability to manage multiple tasks simultaneously Ability to exercise sound business judgment Ability to work independently Salary Information Salary: $90,000 - ...
Corporate - Asset/Investment Management Attorney / Finance - Financial Services Regulation Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Nov 18, 2024
SUMMARY: Offered salary will be based on your skills, experience and education. Massachusetts: Salary range for this position: 140,000 USD to 190,000 USD. Offered salary will be based on your skills, experience and education. SS&C is a global provider of investment and financial services and software f...
Corporate - Asset/Investment Management Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Oct 15, 2024
SUMMARY: Offered salary will be based on overall qualifications, experience and skill-set of selected candidate. Boston: Salary range for the position: 160,000 USD to 210,000 USD. Offered salary will be based on overall qualifications, experience and skill-set of selected candidate. Braintree: Salary r...
Corporate - Asset/Investment Management Attorney in Braintree, MA
Braintree, MA
Type: Full Time | Posted Date: Nov 13, 2024
SUMMARY: Offered salary will be based on overall qualifications, experience and level of work complexity. Massachusetts: Salary range for this position: 140,000 USD to 180,000 USD. Offered salary will be based on overall qualifications, experience and level of work complexity. Principal Legal Counsel...
Corporate - Asset/Investment Management Attorney in San Francisco, CA
San Francisco, CA
Type: Full Time | Posted Date: Nov 13, 2024
SUMMARY: H1: Join the Prestigious Law Firm of Cole-Frieman & Mallon LLP as an Associate Attorney H2: Experience the Exciting World of Private Funds and Cryptocurrency Transactions - Prestigious boutique law firm seeking Associates with experience in private fund advising - Strong national practice with ...
Corporate - Asset/Investment Management Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Nov 13, 2024
SUMMARY: Associate Attorney (Private Funds) - San Francisco or Denver - Cole-Frieman & Mallon LLP About the Law Firm: - Prestigious boutique law firm with a national practice - Specializes in representing private funds and their managers - Advises on over 300 fund launches annually - Highly regarded p...
Corporate - Securities and Capital Markets Attorney / Fintech & Blockchain Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Nov 13, 2024
SUMMARY: Summary: Law Firm: Cole-Frieman & Mallon LLP Job Title: Corporate and Securities Associate Experience: Minimum 3 years in securities law, 2 years in cryptocurrency, blockchain, and digital assets Salary: $115k - $225k (based on experience) Responsibilities: - Provide legal advice on federa...
Corporate - Securities and Capital Markets Attorney / Fintech & Blockchain Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Nov 13, 2024
SUMMARY: Corporate and Securities Associate Position at Prestigious Law Firm in San Francisco, New York, or Denver H1: Join Our Team as a Corporate and Securities Associate at a Top Law Firm in San Francisco, New York, or Denver H2: Exciting Opportunity for Experienced Corporate and Securities Associat...
Corporate - Asset/Investment Management Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Sep 26, 2024
SUMMARY: Senior Attorney – Investment Management (Mutual Funds, ETFs and Digital Assets) - Franklin Templeton - Full Time - Locations: San Mateo, CA; Boston, MA; Stamford, CT; New York, NY; Washington, D.C.; Fort Lauderdale, FL - Job Requisition ID: 858615 - Posted Yesterday Franklin Templeton, a global a...
Corporate - Asset/Investment Management Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Nov 23, 2024
SUMMARY: Excellent academic credentials Strong analytical, drafting, and negotiation skills Ability to work independently and as part of a team Strong organizational and time management skills Admitted to the bar and in good standing in the jurisdiction H1: Join Our Financial Services Group as a R...
Corporate - Asset/Investment Management Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Nov 23, 2024
SUMMARY: Outstanding academic credentials H1: Registered Funds Associate Position at Leading Financial Services Law Firm H2: Join Our Team with 3-6 Years of Experience in Registered Investment Companies Law Firm Overview: - Leading adviser to financial services firms, asset managers, and investment f...
Corporate - Asset/Investment Management Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Nov 23, 2024
SUMMARY: Excellent academic credentials Strong research, writing and analytical skills Ability to work independently and as part of a team Admission to the New York State Bar preferred H1: Join Our Financial Services Group as a Registered Funds Associate H2: Experienced Associate with Knowledge of ...