Investment Adviser Investment Management Attorney Jobs in California
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Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in San Diego, CA
San Diego, CA
Type: Full Time | Posted Date: Nov 27, 2024
SUMMARY: Job Title: VP, Associate Counsel - Regulatory Enforcement Experience: Minimum of 6 years in securities regulatory enforcement, prior employment at a law firm and/or with a securities regulator highly desirable Location: Fort Mill/Charlotte, Boston, MA, San Diego, CA, Washington DC Time Type...
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Corporate - Asset/Investment Management Attorney in San Francisco, CA
San Francisco, CA
Type: Full Time | Posted Date: Nov 23, 2024
SUMMARY: Strong academic credentials Excellent communication and analytical skills Ability to manage multiple tasks in a fast-paced environment Admission to the New York State Bar is required H1: Join Our Leading Law Firm as a Registered Funds Associate H2: 3-6 Years of Experience in Investment Com...
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Corporate - General Attorney in El Segundo, CA
El Segundo, CA
Type: Full Time | Posted Date: Dec 06, 2024
SUMMARY: Targeted Job Start Date 12/01/2024 SEO Friendly Job Title: Senior Counsel - Legal Department at Cetera Financial Group H1 Heading: Join Our Legal Team at Cetera Financial Group H2 Heading: Senior Counsel Opportunity in El Segundo, CA Bold Headlines: - Support and Ensure Success at Cetera Fina...
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Corporate - Securities and Capital Markets Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Dec 04, 2024
SUMMARY: Legal Counsel - Join a Growing Wealth Management Firm! Lido Advisors, LLC is seeking a talented and experienced Legal Counsel to join our expanding Legal team. As a Legal Counsel, you will provide legal counsel to our investment advisory business and other areas of the Lido enterprise. This is a ...
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Corporate - Securities and Capital Markets Attorney in Westlake Village, CA
Westlake Village, CA
Type: Full Time | Posted Date: Nov 26, 2024
SUMMARY: Full-Time Position: First VP Senior Counsel Location: Westlake Village, California; Fort Worth, Texas Department: Legal & Compliance Salary: $110,000 - $170,000 Employment Type: Full-Time Overview: - Pennymac is a specialty financial services firm with a focus on the production and se...
Finance - Structured Finance Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Oct 16, 2024
SUMMARY: For Applicants of TIAA residing in Europe and APAC, please click here. Associate General Counsel - CLOs: Protecting and Advancing the Legal Interests of a Leading Investment Firm The position of Associate General Counsel - CLOs at a top investment firm is currently open for qualified candidate...
Corporate - Asset/Investment Management Attorney in San Francisco, CA
San Francisco, CA
Type: Full Time | Posted Date: Sep 27, 2024
SUMMARY: H1: Join our Investment Management Practice at a Prestigious Law Firm in San Francisco H2: Junior/Midlevel Associate Position with Competitive Salary Range of $235,000-$310,000 San Francisco's prestigious law firm, Morgan Lewis, is seeking a talented junior or midlevel associate with two to four...
Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Oct 07, 2024
SUMMARY: Law Firm Seeking Experienced Corporate Associate for Investment Services Team in Multiple US Offices Vedder Price, a highly respected law firm with multiple offices across the United States, is seeking an experienced Corporate associate to join our Investment Services team. With a focus on provid...
Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in San Francisco, CA
San Francisco, CA
Type: Full Time | Posted Date: Oct 07, 2024
SUMMARY: Job Title: Associate - Investment Services (Corporate) Salary: $280,000 - $330,000 annual base salary Location: Multiple offices (Chicago, IL; Dallas, TX; Los Angeles, CA; Miami, FL; New York, NY; San Francisco, CA; Washington, DC) Department: Investment Services Experience: 4-7 years Excitin...
Corporate - Asset/Investment Management Attorney in San Francisco, CA
San Francisco, CA
Type: Full Time | Posted Date: Nov 13, 2024
SUMMARY: H1: Join the Prestigious Law Firm of Cole-Frieman & Mallon LLP as an Associate Attorney H2: Experience the Exciting World of Private Funds and Cryptocurrency Transactions - Prestigious boutique law firm seeking Associates with experience in private fund advising - Strong national practice with ...
Corporate - Asset/Investment Management Attorney in Alameda, CA
Alameda, CA
Type: Full Time | Posted Date: Nov 12, 2024
SUMMARY: The job title of Vice President, Legal Counsel - US Mutual Funds and ETFs encompasses a high-level position within the legal department of State Street Global Advisors. This role is responsible for providing legal support, advice, and counsel to the US mutual fund and ETF product and funds managemen...
Corporate - Asset/Investment Management Attorney / Finance - Financial Services Regulation Attorney in Culver City, CA
Culver City, CA
Type: Full Time | Posted Date: Oct 22, 2024
SUMMARY: Law Firm is seeking a mid-level to senior associate with at least four years of experience in financial services compliance and regulatory matters. This is a fantastic opportunity to join our highly regarded Financial Services Practice Group at Davis Wright Tremaine LLP. We are looking for a motivat...
Corporate - Asset/Investment Management Attorney / Finance - Financial Services Regulation Attorney in San Francisco, CA
San Francisco, CA
Type: Full Time | Posted Date: Oct 22, 2024
SUMMARY: Law Firm Seeking Mid-Level to Senior Associate for Financial Services Compliance and Regulatory Role Position Overview: Davis Wright Tremaine LLP, a top-tier law firm, is seeking a mid-level to senior associate attorney with a minimum of four years of experience in compliance and regulatory ma...
Corporate - Asset/Investment Management Attorney / Finance - Financial Services Regulation Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Oct 22, 2024
SUMMARY: Law Firm Seeks Financial Services Compliance & Regulatory Associate H1: Join Our Market-Leading Financial Services Practice Group H2: Exciting Opportunity for Mid-level to Senior Associate Are you a highly skilled attorney with at least four years of experience in compliance and regulatory ...
Corporate - Asset/Investment Management Attorney in Newport Beach, CA
Newport Beach, CA
Type: Full Time | Posted Date: Oct 15, 2024
SUMMARY: The Officer, Counsel – Legal Funds position at PIMCO is a highly sought-after opportunity for a skilled and motivated legal professional. This full-time role, based in Newport Beach, CA, offers a competitive salary range of $175,000-$240,000 and the chance to join a global leader in active fixed i...
Corporate - Securities and Capital Markets Attorney in San Diego, CA
San Diego, CA
Type: Full Time | Posted Date: Oct 23, 2024
SUMMARY: Regulatory and Securities Attorney Jacko Law Group, P.C., a corporate, regulatory and securities law firm, is seeking an experienced (5 years) Regulatory and Securities Attorney to advise clients on SEC regulatory and securities issues and to provide counsel on unique and complex legal issue...