Investigative Counsel Jobs in Jericho
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Litigation - Securities Litigation - Defense Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Jun 10, 2024
SUMMARY: Counsel, Enforcement The candidate will resolve non-complex Enforcement matters, and contribute meaningful high quality work for large complex matters. Resolve non-complex Enforcement matters based on rigorous assessment and effective advocacy. Execute an effective risk-based legal strategy to asse...
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Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Jun 13, 2024
SUMMARY: The Investigations Director, Specialist Team, is a senior-level professional position within the organization, responsible for managing examinations and investigations of broker-dealers’ compliance with applicable rules and regulations, and financial crimes. This role involves developing and super...
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Litigation - Securities Litigation - Defense Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: May 08, 2024
SUMMARY: The Principal Counsel, Enforcement position is a full-time role within the organization with a minimum of seven years of relevant legal experience in the financial regulatory space. This role is responsible for performing rigorous assessments and effective advocacy in Enforcement matters. The salary...
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Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: May 21, 2024
SUMMARY: H1: Principal Investigator, Specialist Team - All FINRA Locations H2: Conduct High Complexity Investigations, Provide Guidance to Member Supervision Staff Organization: FINRA Job Title: Principal Investigator, Specialist Team Job Type: Full-time Job Location: All FINRA Locations Salary: Mini...
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Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Apr 22, 2024
SUMMARY: #H1 #H2 Principal Investigator, NCP - Any FINRA Location: Full Time FINRA’s National Cause Program (NCP) is seeking a Principal Investigator to join their team. The NCP is responsible for investigating potential fraud and misconduct in the securities industry, and the Principal Investigat...
Corporate - Securities and Capital Markets Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Mar 20, 2024
SUMMARY: Director, Enforcement The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the outcome in every matte...