General Counsel Broker Dealer Jobs in Texas
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Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in Austin, TX
Austin, TX
Type: Full Time | Posted Date: Nov 10, 2024
SUMMARY: - Job title: ERS - Securities/Investment Counsel (00046344) - Organization: Employees Retirement System - Location: Austin, Texas - Department: Legal - Employment status: Regular, full-time - Salary: $10,834.00 - $19,166.66 per month - Experience: 3-5 years in law practice, depending on classi...
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Corporate - Asset/Investment Management Attorney in Austin, TX
Austin, TX
Type: Full Time | Posted Date: Dec 04, 2024
SUMMARY: Dimensional is seeking a Counsel, Marketing Review to join our Legal division in Austin, Texas. This role will be responsible for providing legal support for Dimensional's global sales, client servicing, and marketing activities. The ideal candidate will have experience in investment management and ...
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Litigation - Securities Litigation - Defense Attorney in Dallas, TX
Dallas, TX
Type: Full Time | Posted Date: Sep 10, 2024
SUMMARY: Summary: - Job Title: Associate General Counsel, Regulatory - Organization: FINRA - Type: Full-time - Location: Hybrid work environment (remote/office) - Salary: Varies based on location and factors such as skill set, experience, and education - Job Requisition ID: R-008412 - Date Posted: Y...
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Attorney in Dallas, TX
Dallas, TX
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: Senior Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA...
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Corporate - General Attorney / Corporate - Securities and Capital Markets Attorney in Houston, TX
Houston, TX
Type: Full Time | Posted Date: Nov 12, 2024
SUMMARY: Requirements Juris doctor (JD) from an accredited law school in the United States. Active member of the Bar. Minimum of 15 years of recent experience with a law firm, government agency, corporation, or regulatory body (or combination). Experience in an environment related to account...
Tax - General Attorney in Austin, TX
Austin, TX
Type: Full Time | Posted Date: Nov 13, 2024
SUMMARY: Job Title: Tax Senior - Financial Services Industries - Hedge Fund Tax (Central Region Locations) Salary Range: $63,420 to $126,620 (based on experience and qualifications) Job Type: Full-time, permanent Experience: 3 years in tax planning or preparing/reviewing tax workpapers and returns Locat...
Attorney in Dallas, TX
Dallas, TX
Type: Full Time | Posted Date: Oct 30, 2024
SUMMARY: Director, Member Supervision Strategic Engagements & Publications - Any FINRA Location Full time posted on Posted Today job requisition id R-008594 The Director of Strategic Engagements & Publications will lead the Office of Strategic Engagement (OSE) in providing strategic leadersh...
Attorney in Dallas, TX
Dallas, TX
Type: Full Time | Posted Date: Sep 13, 2024
SUMMARY: Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting) Jericho,...
Attorney in Dallas, TX
Dallas, TX
Type: Full Time | Posted Date: Sep 03, 2024
SUMMARY: The Vice President, Corporate Financing will be a key member of the Corporate Financing and Advertising Regulation team within the Offices of the Chief Legal Officer (OCLO) at FINRA, a leading securities industry regulator. This position requires a minimum of 10 years of experience in the securities...