General Counsel Broker Dealer Jobs in North Carolina
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Corporate - Asset/Investment Management Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Nov 27, 2024
SUMMARY: LPL Financial is a leading independent broker-dealer and investment advisory firm with a clear mission: to take care of our advisors so they can take care of their clients. We are one of the largest organizations of independent financial advisors in the United States, with over 17,000 advisors in mo...
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Corporate - Securities and Capital Markets Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Nov 28, 2024
SUMMARY: H1 Counsel Position at Ameriprise Financial H2 Join Our Team as a Counsel at Ameriprise Financial Overview Ameriprise Financial is seeking a Counsel to join our General Counsel's Organization (GCO) team. In this role, you will provide legal advice and transaction support to our broker-deale...
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Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Nov 25, 2024
SUMMARY: LPL Financial is looking for a VP Assistant General Counsel to join their corporate legal advice team in either San Diego or Fort Mill/Charlotte. This role will report to a Senior Vice President and provide strategic legal advice to various business units, primarily focusing on the broker-dealer and...
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Corporate - Asset/Investment Management Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Nov 12, 2024
SUMMARY: Please note, any information provided regarding a job application will not be kept on file and will not be used in any manner for any other purpose. Title: VP, Assistant General Counsel, Alternative Investments - Join LPL Financial's Legal Team H1: Join the LPL Financial Legal Team as VP, As...
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Finance - Financial Services Regulation Attorney / Probate Attorney / Trusts and Estates - General Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Nov 12, 2024
SUMMARY: The Legal Department at LPL Financial is currently seeking an AVP, Associate Counsel to support the firm and our financial professionals in providing financial services to clients across the United States. This role will provide legal advice on agreements, laws and regulations impacting vulnerable i...