General Counsel Broker Dealer Jobs in New Jersey
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Litigation - Securities Litigation - Defense Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: Sep 10, 2024
SUMMARY: Job Title: Associate General Counsel, Regulatory Salary Information: - Minimum Salary: $149,600 - Maximum Salary: $351,200 - Actual compensation based on factors such as skill set, experience, education, and internal peer comparisons. - Full pay ranges provided for candidate to consider growth ...
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Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: Nov 05, 2024
SUMMARY: H1: Director, Member Supervision Strategic Engagements & Publications - Any FINRA Location H2: Role Overview - Responsible for providing strategic leadership and guidance to the Office of Strategic Engagement (OSE) in developing publications for member firms and materials for the FINRA Board o...
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Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Oct 30, 2024
SUMMARY: The Director, Member Supervision Strategic Engagements & Publications is a senior level position with significant responsibility and influence within the Office of Strategic Engagement (OSE) and Member Supervision (MS) at FINRA. This role is responsible for providing strategic leadership and guidanc...
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Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: Senior Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA...
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Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: Senior Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA...
Litigation - Securities Litigation - Defense Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: FINRA abides by the requirements of 29 CFR 513. This regulation prohibits discrimination against qualified individuals on the basis of age, and requires affirmative action by covered prime contractors and subcontractors to employ and advance in employment qualified individuals on the basis of age. ...
Insurance Defense - General Attorney in Princeton, NJ
Princeton, NJ
Type: Full Time | Posted Date: Sep 18, 2024
SUMMARY: Also, the range displayed is specifically for full-time positions in the United States and does not include all potential pay options or benefits. Salary Range: $162,500 - $216,500 Job Title: Head of Management Liability Experience: Minimum of 10 years Locations: New York, NY; Chicago, I...
Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: FINRA strives to make our career site accessible to all users. If you need a disability-related accommodation for completing the application process, please contact FINRA’s accommodation help line at 240.386.4865. Please note that this number is exclusively for inquiries regarding application acco...
Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Summary: - Job title: Strategic Advisor, Market Regulation & Transparency Services - Organization: FINRA (Financial Industry Regulatory Authority) - Experience: Minimum of 10 years in securities, compliance or financial regulation - Education: Bachelor's degree required, MBA, JD, or other rele...
Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: All applicants for this position must possess unrestricted authorization to work in the United States. The organization is currently seeking an experienced Associate Principal Analyst, Risk Monitoring to join their team at any FINRA location. This is a full-time position with a competitive sala...
Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: Sep 13, 2024
SUMMARY: Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting) Jericho,...
Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Sep 13, 2024
SUMMARY: Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting) Jericho,...