General Counsel Broker Dealer Jobs in Massachusetts
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Corporate - Asset/Investment Management Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Nov 27, 2024
SUMMARY: H1: AVP, Associate General Counsel - LPL Financial H2: Join a Dynamic Team at LPL Financial Summary: - LPL Financial is seeking an Assistant Vice President, Associate General Counsel to join their Early Dispute Resolution group. - The role will involve responding to investor complaints, regula...
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Corporate - Securities and Capital Markets Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Nov 28, 2024
SUMMARY: H1: Counsel - Legal Job Opportunity at Leading Financial Services Company H2: Join Our Team as a Counsel and Provide Legal Support for Broker-Dealer Lines of Business Remote Hybrid Position in Minneapolis, Charlotte, New York, or Boston - Apply Today! Are you a legal professional with a JD or...
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Litigation - General (consumer) Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Dec 05, 2024
SUMMARY: https://www.aig.com/careers/benefits. If you are a current employee of our organization please use the following link instead: https://www.aig.com/careers/employees For positions outside of the United States, please click ‘Apply’ to create an account and apply directly. We have an op...
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Litigation - Securities Litigation - Defense Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Sep 10, 2024
SUMMARY: SEO-Friendly Job Title: Associate General Counsel, Regulatory - Full Time H1 Heading: Join FINRA as an Associate General Counsel, Regulatory H2 Heading: Expert Legal Counsel Opportunity in the Securities Industry Organization: FINRA Department: Office of General Counsel Job Requisitio...
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Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: Senior Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA...
Corporate - General Attorney / Corporate - Securities and Capital Markets Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Nov 12, 2024
SUMMARY: Organization is an equal opportunity employer committed to creating and maintaining a diverse workforce. We value diversity and our differences and foster an inclusive culture where employees are respected and feel they belong. We encourage applicants from diverse backgrounds to apply. Deputy Chie...
Corporate - Asset/Investment Management Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Nov 12, 2024
SUMMARY: Summary: Job Title: VP, Assistant General Counsel, Alternative Investments Location: Fort Mill/Charlotte, San Diego, Boston Time Type: Full time Salary: $163,700.00 - $272,900.00 Job Requisition ID: R-038826 Posted: 30 Days Ago The company is searching for a VP, Assistant General Counsel...
Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Oct 30, 2024
SUMMARY: Director, Strategic Engagements & Publications - Member Supervision Full-Time Job Requisition ID: R-008594 **Bold Headline: Join the Team at FINRA as a Director, Strategic Engagements & Publications!** FINRA, the Financial Industry Regulatory Authority, is seeking a highly skilled and ex...
Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Sep 13, 2024
SUMMARY: Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting) Jericho,...