General Counsel Broker Dealer Jobs in Florida
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Corporate - General Attorney / Corporate - Securities and Capital Markets Attorney in Tampa, FL
Tampa, FL
Type: Full Time | Posted Date: Nov 12, 2024
SUMMARY: The PCAOB is a registered trademark of the Public Company Accounting Oversight Board. The PCAOB logo and slogan are trademarks of the PCAOB. Deputy Chief Counsel, Division of Registration and Inspections - Competitive Salary, Generous Benefits, and Work-Life Flexibility H1: Join the PCAOB as a De...
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Corporate - Contract Law Attorney / Insurance Defense - General Attorney in Miami, FL
Miami, FL
Type: Full Time | Posted Date: Oct 24, 2024
SUMMARY: Salary Information: The pay range for this position is $116,900.00 - $195,300.00, based on factors such as candidate background, experience, and work location. This range also allows for potential salary growth within the position. Job Title: Senior Counsel, Global Auto Experience Info...
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Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Oct 30, 2024
SUMMARY: Director, Member Supervision Strategic Engagements & Publications - Any FINRA Location Full time posted on Posted Today job requisition id R-008594 The Director, Strategic Engagements & Publications, is responsible for supporting the Office of Strategic Engagement (OSE) in providing...
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Attorney in Pensacola, FL
Pensacola, FL
Type: Full Time | Posted Date: Oct 17, 2024
SUMMARY: H1: Manager, Legal & Risk - NFFG H2: About the Organization Organizational Information: - Job title: Manager, Legal & Risk - Organization: Navy Federal Financial Group (NFFG) - Location: Hybrid (Vienna, VA; Pensacola, FL; Winchester, VA; San Diego, CA) - Job category: Operational Risk - J...
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Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: The Vice President, Regulatory Liaison is a high-level position within FINRA, responsible for leading and strengthening the Office of Regulatory Liaison (ORL) within Member Supervision. This role requires an experienced regulatory professional with significant knowledge of securities, compliance, an...
Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 04, 2024
SUMMARY: Introducing an exciting new opportunity for experienced attorneys in the regulatory field – the Assistant General Counsel, Regulatory position at FINRA. This senior-level role offers the chance to make a significant impact within the organization and the securities industry as a whole. With a hybr...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 13, 2024
SUMMARY: Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting) Jericho,...