2 jobs found for

General Counsel Broker Dealer Jobs in Alpharetta

per page
  • Insurance Defense - General Attorney in Alpharetta, GA

    Alpharetta, GA

    Type: Full Time | Posted Date: Nov 12, 2024

    SUMMARY: Summary: - Job Title: Head of Management Liability - Financial Institutions - Locations: Red Bank, New Jersey; Chicago, IL; Alpharetta, GA - Time Type: Full Time - Posted 6 Days Ago - Job Requisition ID: REQ05667 - Company: AXIS Capital - Opportunity to join a trusted global provider of spe...

  • Corporate - Securities and Capital Markets Attorney in Atlanta, GA

    Atlanta, GA

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/invest...