General Counsel Broker Dealer Jobs
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Corporate - General Attorney in El Segundo, CA
El Segundo, CA
Type: Full Time | Posted Date: Dec 06, 2024
SUMMARY: Targeted Job Start Date 12/01/2024 SEO Friendly Job Title: Senior Counsel - Legal Department at Cetera Financial Group H1 Heading: Join Our Legal Team at Cetera Financial Group H2 Heading: Senior Counsel Opportunity in El Segundo, CA Bold Headlines: - Support and Ensure Success at Cetera Fina...
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Corporate - Contract Law Attorney / Insurance Defense - General Attorney in Miami, FL
Miami, FL
Type: Full Time | Posted Date: Oct 24, 2024
SUMMARY: Salary Information: The pay range for this position is $116,900.00 - $195,300.00, based on factors such as candidate background, experience, and work location. This range also allows for potential salary growth within the position. Job Title: Senior Counsel, Global Auto Experience Info...
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Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in Austin, TX
Austin, TX
Type: Full Time | Posted Date: Nov 10, 2024
SUMMARY: - Job title: ERS - Securities/Investment Counsel (00046344) - Organization: Employees Retirement System - Location: Austin, Texas - Department: Legal - Employment status: Regular, full-time - Salary: $10,834.00 - $19,166.66 per month - Experience: 3-5 years in law practice, depending on classi...
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Corporate - Asset/Investment Management Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Nov 27, 2024
SUMMARY: LPL Financial is a leading independent broker-dealer and investment advisory firm with a clear mission: to take care of our advisors so they can take care of their clients. We are one of the largest organizations of independent financial advisors in the United States, with over 17,000 advisors in mo...
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Corporate - Asset/Investment Management Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Nov 27, 2024
SUMMARY: H1: AVP, Associate General Counsel - LPL Financial H2: Join a Dynamic Team at LPL Financial Summary: - LPL Financial is seeking an Assistant Vice President, Associate General Counsel to join their Early Dispute Resolution group. - The role will involve responding to investor complaints, regula...
Corporate - Asset/Investment Management Attorney in Fort Mill, SC
Fort Mill, SC
Type: Full Time | Posted Date: Nov 27, 2024
SUMMARY: Apply for AVP, Associate General Counsel at Leading Financial Services Firm - Competitive Salary Benefits! H1: Join Our Team as AVP, Associate General Counsel at Leading Financial Services Firm H2: Exciting Opportunity for Legal Professionals at LPL Financial Are you a team player with a ...
Corporate - Asset/Investment Management Attorney in Austin, TX
Austin, TX
Type: Full Time | Posted Date: Dec 04, 2024
SUMMARY: Dimensional is seeking a Counsel, Marketing Review to join our Legal division in Austin, Texas. This role will be responsible for providing legal support for Dimensional's global sales, client servicing, and marketing activities. The ideal candidate will have experience in investment management and ...
Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in Fort Mill, SC
Fort Mill, SC
Type: Full Time | Posted Date: Nov 28, 2024
SUMMARY: Job Title: VP Assistant General Counsel Location: San Diego, Fort Mill/Charlotte Time Type: Full time Salary Range: $180,000-$300,100 per year Overview: LPL Financial, a leader in the financial services industry, is seeking a Vice President, Assistant General Counsel to join their corporate l...
Corporate - Securities and Capital Markets Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Nov 28, 2024
SUMMARY: H1 Counsel Position at Ameriprise Financial H2 Join Our Team as a Counsel at Ameriprise Financial Overview Ameriprise Financial is seeking a Counsel to join our General Counsel's Organization (GCO) team. In this role, you will provide legal advice and transaction support to our broker-deale...
Corporate - Securities and Capital Markets Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Nov 28, 2024
SUMMARY: H1: Counsel - Legal Job Opportunity at Leading Financial Services Company H2: Join Our Team as a Counsel and Provide Legal Support for Broker-Dealer Lines of Business Remote Hybrid Position in Minneapolis, Charlotte, New York, or Boston - Apply Today! Are you a legal professional with a JD or...
Corporate - Securities and Capital Markets Attorney in Minneapolis, MN
Minneapolis, MN
Type: Full Time | Posted Date: Nov 28, 2024
SUMMARY: Keywords Counsel, legal advice, transaction support, broker-dealer, marketing, cash products, retail retirement, advisor service group, disclosure documents, contractual provisions, risk mitigation, Chief Counsel, products, services, operations, training, contracts, industry regulations, outside co...
Corporate - General Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: Vice President, Corporate Financing Department - Salary Information Salary Range: $175,600 - $345,700 Job Title: Vice President, Corporate Financing Experience: Minimum of 10 years in the securities industry with experience in FINRA's Corporate Financing Rules Organization: FINRA (Financ...
Corporate - Securities and Capital Markets Attorney in Chicago, IL
Chicago, IL
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: H1: Mid-Level Securities Associate Opportunity at Top Law Firm H2: Join Ice Miller's Business Practice Group in Chicago, Columbus, Indianapolis or Washington, DC Bold Headline: Seeking Experienced Securities Associate for Top Law Firm in Multiple Locations Job Title: Mid-Level Securities Asso...
Corporate - Securities and Capital Markets Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: Mid-Level Securities Associate - Join Ice Miller's Business Practice Group in Multiple Locations! Law Firm Seeking Experienced Associate for Federal and State Securities Law Focus Job Title: Mid-Level Securities Associate Location: Chicago, Columbus, Indianapolis, Washington, D.C. Department: Busi...
Corporate - Securities and Capital Markets Attorney in Indianapolis, IN
Indianapolis, IN
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: SEO Friendly Job Title: Mid-Level Securities Associate at Law Firm in Chicago, Columbus, Indianapolis, or Washington, D.C. H1: Join Our Growing Law Firm as a Mid-Level Securities Associate in Chicago, Columbus, Indianapolis, or Washington, D.C. H2: Opportunity for Advancement and Training in a...
Corporate - Securities and Capital Markets Attorney in Columbus, OH
Columbus, OH
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: or visit our website at www.icemiller.com Summary: Ice Miller, a prestigious law firm, is seeking a Mid-Level Securities Associate to join their Business practice group in Chicago, Columbus, Indianapolis, or Washington, D.C. The ideal candidate will have 2-6 years of law firm experience, a dee...
Corporate - Asset/Investment Management Attorney / Real Estate- Commercial Transactions Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Nov 07, 2024
SUMMARY: Remote work **Associate General Counsel – Commercial Real Estate and Investment Banking (Hybrid)** **Job Title:** Associate General Counsel **Department:** Legal **Company:** M&T Bank **Location:** New York, NY (Hybrid position - in-office work 3 days/week, potential for remote work...
Corporate - Contract Law Attorney / Corporate - M&A Attorney in Hartford, CT
Hartford, CT
Type: Full Time | Posted Date: Nov 11, 2024
SUMMARY: Job Title: General Counsel, Commercial Experience: 7-15 years of corporate law practice, with a focus on transactional commercial law and contract negotiations, review, and drafting. Location: Hartford, CT Salary: Competitive, based on experience Department: Legal Travel: Up to 10% H1: Join ...
Corporate - Venture Capital/Emerging Companies Attorney in Scottsdale, AZ
Scottsdale, AZ
Type: Full Time | Posted Date: Oct 08, 2024
SUMMARY: Nationwide offers a full range of benefits, including: Medical, Dental, Vision, Life Insurance Paid Time Off 401(k) Retirement Plan Pension Plan Business Casual Dress On-site Fitness Center (depending on location) Flexible Work Options Educational Reimbursement Program Adoption A...
Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in San Diego, CA
San Diego, CA
Type: Full Time | Posted Date: Nov 26, 2024
SUMMARY: - Job Title: VP Assistant General Counsel - Experience: 5-7 years - Location: San Diego, Fort Mill/Charlotte - Time Type: Full Time - Job Requisition ID: R-041008 Responsibilities: - Provide legal support for LPL Financial's financial services business - Review, revise, and develop internal...