Fund Lawyer Jobs in Plattsburgh
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Attorney in Plattsburgh, NY
Plattsburgh, NY
Type: Full Time | Posted Date: Nov 15, 2024
SUMMARY: 2025 Summer Public Service Fellowship at the Office of the New York State Attorney General (OAG) - Full-time summer placements for law students with work study or public interest/public service funding - Application deadline is February 28, 2025 - Placements available in various bureaus/offices...
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Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Nov 22, 2024
SUMMARY: Principal Investigator, VAST - All FINRA Locations - Full-time position, posted today - Job requisition ID: R-008669 - Role includes conducting complex risk-based investigations of FINRA member firms and registered representatives involving potential Elder Financial Exploitation (EFE), providin...
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Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Nov 17, 2024
SUMMARY: FIU Principal Intelligence Specialist Job Description: Overview: The Financial Intelligence Unit (FIU) within the National Cause and Financial Crimes Detection Program (NCFC) of FINRA is seeking a Principal Intelligence Specialist to join their team. The FIU is responsible for collecting and a...
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Attorney in Burlington, VT
Burlington, VT
Type: Full Time | Posted Date: Oct 12, 2024
SUMMARY: HR Specialist (Classification) Department of the Treasury Internal Revenue Service Summary Click on "Learn more about this agency" button below to view Eligibilities being considered and other IMPORTANT information. WHERE CAN I FIND OUT MORE ABOUT OTHER IRS CAREERS? Visit us on the web at w...
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Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 05, 2024
SUMMARY: About FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, mar...
Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: Senior Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA...
Law Student - Government in Plattsburgh, NY
Plattsburgh, NY
Type: Full Time | Posted Date: Nov 15, 2024
SUMMARY: * Application Deadline: February 28, 2025. Paid placement offers are made on a rolling basis. 2025 Summer Paid Program: Full-Time, Paid Placements for Law Students Organization: Office of the New York State Attorney General (OAG) Application Deadline: February 28, 2025 Salary: $19.96/hou...
Corporate - Securities and Capital Markets Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/invest...
Real Estate - Foreclosure (Litigation) Attorney in Plattsburgh, NY
Plattsburgh, NY
Type: Full Time | Posted Date: Sep 25, 2024
SUMMARY: Please note that in-person interviews may be required for some positions. All in-person interviews will be conducted in accordance with masking, social distancing, and other safety protocols. The Legal Aid Society of Northeastern New York is an Equal Opportunity/Affirmative Action Employer. Su...
Litigation - Securities Litigation - Defense Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: ©2019 FINRA. All rights reserved. FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. Director, Enforcement at FINRA - Job Description and Salary Information Organization: FINRA Job Title: Director, Enforcement Experience: Minimum 7 years in securities-rel...
Litigation - Securities Litigation - Defense Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Organization: FINRA Department: Enforcement Job Title: Principal Counsel Experience: Minimum of seven years relevant legal experience in the financial regulatory space or related areas Education: Juris Doctor (J.D.) degree from an accredited law school Salary Range: - California: M...
Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: The Principal Investigator, NCP, is responsible for conducting investigations of potential fraud or misconduct, gathering regulatory intelligence, requesting and analyzing records, and providing subject matter expertise and advanced data analysis. This position also involves training and mentoring j...
Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Principal Analyst, Risk Monitoring - Full Time Location: Any FINRA Office Job Requisition ID: R-008120 Overview: This is a senior-level position reporting to a Risk Monitoring Director and supports both that direct manager in identifying existing and emerging risks, and interactions with...
Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Title: Principal Analyst, Risk Monitoring - FINRA Location Salary Information: - California: Minimum Salary $106,400, Maximum Salary $200,200 - Washington, DC/Maryland: Minimum Salary $106,400, Maximum Salary $191,800 - Colorado/Hawaii/Minnesota/Vermont: Minimum Salary $92,500, Maximum Salary $1...
Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: About FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, mar...
Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: The Vice President, Regulatory Liaison will serve as the primary liaison and representative for Member Supervision executive leadership in developing and maintaining strong working relationships with external regulators including the SEC and other Federal and State Regulators. They will also serve a...
Legal Staff Paralegal in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: SEO friendly job title: Paralegal, Enforcement - Legal Support and Investigative Assistant H1: Join FINRA as a Paralegal, Enforcement - Legal Support and Investigative Assistant H2: Job Summary Are you a detail-oriented and highly organized individual with a passion for the legal field? Do ...
Litigation - General (consumer) Attorney in Saint Albans, VT
Saint Albans, VT
Type: Full Time | Posted Date: Sep 09, 2024
SUMMARY: Organizations: Department of State’s Attorneys and Sheriffs Job Title: Limited-Service Deputy State's Attorney Experience: Relevant legal experience and admission to Vermont Bar Salary Range: $30.67 to $60.74 per hour Counties: Bennington, Franklin, Lamoille, and Windham Funding: Available un...
Social Security Law Attorney in Plattsburgh, NY
Plattsburgh, NY
Type: Full Time | Posted Date: Sep 16, 2024
SUMMARY: Organization: Rural Law Center of New York Position: Staff Attorney Experience: Varying levels of experience accepted Salary: Commensurate with experience Employment Type: Full-time Location: Plattsburgh, NY (hybrid opportunities available) About the Organization: - Non-profit agency founded ...
Litigation - Securities Litigation - Defense Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 04, 2024
SUMMARY: ORGANIZATION is seeking a highly motivated and experienced Assistant General Counsel, Regulatory to join our team. This senior-level position will provide legal advice and support in the adoption of new regulatory initiatives and serve as a subject matter expert in various areas of legal expertise. ...