37 jobs found for

Finra Paralegal Jobs

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  • Legal Staff Paralegal in West Palm Beach, FL

    West Palm Beach, FL

    Type: Full Time | Posted Date: Nov 07, 2024

    SUMMARY: Paralegals The candidate will have broad responsibility and scope and involves a wide variety of corporate and securities matters. Applicants should be detail-oriented and eager to learn and grow. As a paralegal with will use independent judgement while prioritizing competing assignments. Consequen...

  • Legal Staff Paralegal in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Nov 05, 2024

    SUMMARY: In addition to completing all required steps and providing necessary information, you must also be respectful and honest in your communications. c. Wells Fargo does not request or require personal information from candidates during the application process. d. Wells Fargo does not conduct inter...

  • Legal Staff Paralegal in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Oct 28, 2024

    SUMMARY: Department Name Legal Affairs - Insurance H1 heading: Paralegal Opportunity at Ameriprise - Legal Affairs H2 heading: Join Our Team as a Paralegal and Make a Difference Job Title: Paralegal - Legal Affairs Company: Ameriprise Financial Department: Legal Affairs - Insurance Overview: ...

  • Legal Staff Paralegal in Minneapolis, MN

    Minneapolis, MN

    Type: Full Time | Posted Date: Oct 28, 2024

    SUMMARY: Department Department of Legal Affairs City Remote State New York Country United States In this paralegal role at Ameriprise, you will have the opportunity to work with a dynamic and diverse team, assisting attorneys in executing legal transactions and managing SEC filings for insura...

  • Legal Staff Paralegal in Florham Park, NJ

    Florham Park, NJ

    Type: Full Time | Posted Date: Nov 12, 2024

    SUMMARY: Litigation Paralegal (Securities) - Florham Park, NJ Bressler, Amery & Ross, a national law firm, is seeking a Paralegal to join their Securities Practice Group in their Florham Park, NJ office. This is a full-time position with regular business hours and a competitive salary. Essential Duties...

  • Legal Staff Paralegal in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Oct 03, 2024

    SUMMARY: ADR Litigation Paralegal - Legal Support at Securities Law Firm Job Overview: The ADR Litigation Paralegal position at a leading plaintiffs' securities litigation law firm is perfect for a mid-level paralegal with a strong background in litigation support. This role offers an opportunity to work...

  • Litigation - Securities Litigation - Defense Attorney in Chicago, IL

    Chicago, IL

    Type: Full Time | Posted Date: Sep 10, 2024

    SUMMARY: Associate General Counsel, Regulatory - Full Time Posted Yesterday - R-008412 This position is responsible for directing and managing the complete life cycle of the adoption of new regulatory requirements. The incumbent provides expert knowledge to the Board of Governors and senior management,...

  • Litigation - Securities Litigation - Defense Attorney in Jersey City, NJ

    Jersey City, NJ

    Type: Full Time | Posted Date: Sep 10, 2024

    SUMMARY: Job Title: Associate General Counsel, Regulatory Salary Information: - Minimum Salary: $149,600 - Maximum Salary: $351,200 - Actual compensation based on factors such as skill set, experience, education, and internal peer comparisons. - Full pay ranges provided for candidate to consider growth ...

  • Litigation - Securities Litigation - Defense Attorney in Washington, DC

    Washington, DC

    Type: Full Time | Posted Date: Sep 06, 2024

    SUMMARY: The Associate General Counsel, Regulatory is a highly specialized and senior-level position responsible for providing expert legal advice and guidance on high-impact, complex, and politically sensitive regulatory initiatives and rule changes. This position requires a law degree, admission to the bar...

  • Litigation - Securities Litigation - Defense Attorney in Dallas, TX

    Dallas, TX

    Type: Full Time | Posted Date: Sep 10, 2024

    SUMMARY: Summary: - Job Title: Associate General Counsel, Regulatory - Organization: FINRA - Type: Full-time - Location: Hybrid work environment (remote/office) - Salary: Varies based on location and factors such as skill set, experience, and education - Job Requisition ID: R-008412 - Date Posted: Y...

  • Litigation - Securities Litigation - Defense Attorney in San Francisco, CA

    San Francisco, CA

    Type: Full Time | Posted Date: Sep 10, 2024

    SUMMARY: Associate General Counsel, Regulatory - Full Time Provide expert knowledge and advice to senior management and the Board of Governors on high-impact, complex and sensitive regulatory initiatives and rule changes. Direct and manage the complete life cycle of the adoption of new regulatory requi...

  • Legal Staff Paralegal in Washington, DC

    Washington, DC

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. H1: Senior Paralegal, Oversight Liaison and Counsel - Full Time Position with FINRA H2: Join Our Team and Make a Difference in the Financial Industry Organization: FINRA (Financial Industry Regulatory Authority) D...

  • Legal Staff Paralegal in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: Senior Paralegal, Oversight Liaison and Counsel Job Title: Senior Paralegal, Oversight Liaison and Counsel Organization: FINRA (Financial Industry Regulatory Authority) Department: Office of Oversight Liaison and Counsel (OLC) Location: Various locations (Rockville, MD, Washington, DC, New Yor...

  • Legal Staff Paralegal in Rockville, MD

    Rockville, MD

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: H1: Senior Paralegal, Oversight Liaison and Counsel at Organization H2: Full-Time Position with Competitive Salary and Benefits Organization is seeking a Senior Paralegal to provide support to the Office of Oversight Liaison and Counsel (OLC) attorneys and senior management. This role will invol...

  • Legal Staff Paralegal in Washington, DC

    Washington, DC

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Paralegal, Enforcement opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at www.finra.org/careers – no phone calls, please. Job Summar...

  • Legal Staff Paralegal in Los Angeles, CA

    Los Angeles, CA

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: Bold Headline: Paralegal, Enforcement - Join Our Team at FINRA! H1: Paralegal, Enforcement - Legal Support at FINRA H2: Essential Job Functions: - Perform legal research for staff attorneys - Assist with preparing and sharing exhibits for testimony - Conduct customer interviews and prepar...

  • Legal Staff Paralegal in Jericho, NY

    Jericho, NY

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: SEO friendly job title: Paralegal, Enforcement - Legal Support and Investigative Assistant H1: Join FINRA as a Paralegal, Enforcement - Legal Support and Investigative Assistant H2: Job Summary Are you a detail-oriented and highly organized individual with a passion for the legal field? Do ...

  • Legal Staff Paralegal in Denver, CO

    Denver, CO

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital status, national origin, race, religion, sex, sexual orientation, gender identity, veteran status or...

  • Legal Staff Paralegal in Boston, MA

    Boston, MA

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: SEO Friendly Job Title: Paralegal, Enforcement - Legal Support and Research Specialist H1: Join Our Team as a Paralegal, Enforcement at FINRA H2: Essential Job Functions Provide Legal Support and Conduct Research for FINRA Enforcement Team Job Summary: FINRA, the Financial Industry Regu...

  • Legal Staff Paralegal in Philadelphia, PA

    Philadelphia, PA

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: JOB TITLE: Paralegal, Enforcement DEPARTMENT: Enforcement ORGANIZATION: FINRA SALARY: Based on experience EXPERIENCE: Bachelor’s degree and/or paralegal certificate or significant relevant experience H1: Join FINRA as a Paralegal in the Enforcement Department! H2: Investigative a...

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