Finra Attorney Jobs in Texas
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Litigation - Securities Litigation - Defense Attorney in Dallas, TX
Dallas, TX
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: About FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while als...
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Litigation - Securities Litigation - Defense Attorney in Dallas, TX
Dallas, TX
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: About FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while als...
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Litigation - Securities Litigation - Defense Attorney in Dallas, TX
Dallas, TX
Type: Full Time | Posted Date: Sep 10, 2024
SUMMARY: Summary: - Job Title: Associate General Counsel, Regulatory - Organization: FINRA - Type: Full-time - Location: Hybrid work environment (remote/office) - Salary: Varies based on location and factors such as skill set, experience, and education - Job Requisition ID: R-008412 - Date Posted: Y...
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Finance - Banking Attorney / Litigation - Securities Litigation - Defense Attorney in Addison, TX
Addison, TX
Type: Full Time | Posted Date: Dec 13, 2024
SUMMARY: Law Firm Seeking Securities Litigation & Regulatory Associate Attorney in Dallas, TX Bressler, Amery & Ross, a national law firm, is seeking a Securities Litigation & Regulatory Associate Attorney to join our Dallas office. This is a great opportunity for an experienced attorney to work with a dy...
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Litigation - Securities Litigation - Defense Attorney in Dallas, TX
Dallas, TX
Type: Full Time | Posted Date: Oct 11, 2024
SUMMARY: H1: Senior Litigation Counsel, Enforcement - Represent FINRA in complex disciplinary proceedings nationwide H2: Essential Job Functions and Responsibilities Bullet Points: - Represents FINRA in complex disciplinary proceedings and appeals before the National Adjudicatory Council - Provides gui...
Attorney in Dallas, TX
Dallas, TX
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: About FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a...
Attorney in Dallas, TX
Dallas, TX
Type: Full Time | Posted Date: Nov 26, 2024
SUMMARY: Senior Director, Investigations - All FINRA Locations Full Time Salary Range: $149,600 - $351,200 Overview: FINRA is currently seeking a Senior Director, Investigations to lead and implement the strategic direction of the Cause Investigations program for a particular firm grouping or groupings...
Attorney in Dallas, TX
Dallas, TX
Type: Full Time | Posted Date: Nov 26, 2024
SUMMARY: FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital status, national origin, race, religion, sex, sexual orientation, gender identity, veteran status ...
Attorney in Dallas, TX
Dallas, TX
Type: Full Time | Posted Date: Nov 26, 2024
SUMMARY: Summary: Organization: FINRA (Financial Industry Regulatory Authority) Job Title: Senior Director, Risk Monitoring Experience: Significant securities, compliance or financial regulatory experience, and Significant experience managing projects and/or people Location: All FINRA Locations ...
Attorney in Dallas, TX
Dallas, TX
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: Senior Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA...
Attorney in Dallas, TX
Dallas, TX
Type: Full Time | Posted Date: Oct 07, 2024
SUMMARY: H1 Headings: H1: FINRA is hiring a Principal Investigator for their Vulnerable Adults and Seniors Team (VAST) in all FINRA locations. Job Title: Principal Investigator, VAST - All FINRA Locations Salary Information: Salary ranges are provided based on location and other factors such a...
Attorney in Dallas, TX
Dallas, TX
Type: Full Time | Posted Date: Nov 22, 2024
SUMMARY: SEO friendly job title: Principal Investigator, VAST - Financial Crimes Program (NCFC) H1: Join FINRA as a Principal Investigator for the Vulnerable Adults and Seniors Team (VAST) H2: Investigate Financial Exploitation and Abuse of Seniors and Vulnerable Adults BOLD HEADLINES: - FINRA Hi...
Corporate - Asset/Investment Management Attorney in Austin, TX
Austin, TX
Type: Full Time | Posted Date: Dec 04, 2024
SUMMARY: Dimensional is seeking a Counsel, Marketing Review to join our Legal division in Austin, Texas. This role will be responsible for providing legal support for Dimensional's global sales, client servicing, and marketing activities. The ideal candidate will have experience in investment management and ...
Litigation - Financial Services - Defense Attorney in Houston, TX
Houston, TX
Type: Full Time | Posted Date: Nov 25, 2024
SUMMARY: Your future team Picture yourself building a successful career at Corebridge Financial working alongside other talented, highly motivated individuals committed to reaching our goal of becoming one of the top companies in our industry. At Corebridge Financial, we believe that our success depends o...
Legal Staff Paralegal in Dallas, TX
Dallas, TX
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: Paralegal, Enforcement: Supporting Legal Investigations and Operations Salary Range: Not specified Job Description: - Provide legal research and support to staff attorneys - Assist with preparation of exhibits and sharing of exhibits for testimony - Conduct customer interviews and prepare memorand...
Attorney in Dallas, TX
Dallas, TX
Type: Full Time | Posted Date: Nov 15, 2024
SUMMARY: Headline: Principal Intelligence Specialist, FIU - All FINRA Locations: Competitive Salary and Benefits Offered! H1: Join FINRA as a Principal Intelligence Specialist and Make a Difference in Protecting Investors and the Market H2: Be Part of the Financial Intelligence Unit and Proactivel...
Attorney in Dallas, TX
Dallas, TX
Type: Full Time | Posted Date: Nov 07, 2024
SUMMARY: Senior Analyst, Public Offerings - Salary and Experience Information Job Title: Senior Analyst, Public Offerings Experience: 3-5 years in financial industry or equivalent business experience Salary Range: $68,500 - $146,900 (depending on location and qualifications) Summary: The Senior An...
Attorney in Dallas, TX
Dallas, TX
Type: Full Time | Posted Date: Oct 30, 2024
SUMMARY: Director, Member Supervision Strategic Engagements & Publications - Any FINRA Location Full time posted on Posted Today job requisition id R-008594 The Director of Strategic Engagements & Publications will lead the Office of Strategic Engagement (OSE) in providing strategic leadersh...
Attorney in Dallas, TX
Dallas, TX
Type: Full Time | Posted Date: Sep 05, 2024
SUMMARY: About FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, mar...
Attorney in Dallas, TX
Dallas, TX
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: SEO friendly job title: Principal Investigator, NCP - All FINRA Locations H1 heading: Join the Investigation Team at FINRA as a Principal Investigator H2 heading: Conduct High-Level Investigations as a Principal Investigator, NCP Organization: FINRA (Financial Industry Regulatory Authority) De...