Finra Attorney Jobs in San Francisco
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Litigation - Securities Litigation - Defense Attorney in San Francisco, CA
San Francisco, CA
Type: Full Time | Posted Date: Oct 11, 2024
SUMMARY: The Senior Litigation Counsel, Enforcement will be responsible for representing FINRA in complex disciplinary proceedings and appeals before the National Adjudicatory Council. This role requires a law degree and at least ten years of litigation experience, with a comprehensive knowledge of trial tec...
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Litigation - Securities Litigation - Defense Attorney in San Francisco, CA
San Francisco, CA
Type: Full Time | Posted Date: Sep 10, 2024
SUMMARY: Associate General Counsel, Regulatory - Full Time Provide expert knowledge and advice to senior management and the Board of Governors on high-impact, complex and sensitive regulatory initiatives and rule changes. Direct and manage the complete life cycle of the adoption of new regulatory requi...
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Litigation - Securities Litigation - Defense Attorney in San Francisco, CA
San Francisco, CA
Type: Full Time | Posted Date: Oct 01, 2024
SUMMARY: Senior Litigation Counsel, Enforcement - $146,200 - $296,100 per year Job Title: Senior Litigation Counsel, Enforcement Organization: FINRA (Financial Industry Regulatory Authority) Department: Enforcement Salary: $146,200 - $296,100 per year Experience: 13 years of litigation experience E...
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Attorney in San Francisco, CA
San Francisco, CA
Type: Full Time | Posted Date: Nov 07, 2024
SUMMARY: Senior Analyst, Public Offerings - Salary Information, Job Title, and Experience JOB TITLE: Senior Analyst, Public Offerings ORGANIZATION: FINRA (Financial Industry Regulatory Authority) DEPARTMENT: Corporate Financing Public Offerings EXPERIENCE: 3-5 years of related financial industry ...
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Attorney in San Francisco, CA
San Francisco, CA
Type: Full Time | Posted Date: Oct 30, 2024
SUMMARY: For Additional Information: Noreen McMullan at Noreen.mcmullan@finra.org Director, Member Supervision Strategic Engagements & Publications - Any FINRA Location FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. Director, Member Supervision Strategic Enga...
Attorney in San Francisco, CA
San Francisco, CA
Type: Full Time | Posted Date: Sep 06, 2024
SUMMARY: About FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a...
Attorney in San Francisco, CA
San Francisco, CA
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: Senior Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA...
Attorney in San Francisco, CA
San Francisco, CA
Type: Full Time | Posted Date: Sep 25, 2024
SUMMARY: Introducing: Senior Principal Analyst, Risk Monitoring – Large Diversified – All FINRA Locations Full-time position available at FINRA, with competitive salary and comprehensive benefits package. Join our team and make a difference in the financial industry as a leader in risk monitoring and ...
Attorney in San Francisco, CA
San Francisco, CA
Type: Full Time | Posted Date: Oct 07, 2024
SUMMARY: "Principal Investigator, VAST - All FINRA Locations: A full-time position with FINRA, the Vulnerable Adults and Seniors Team (VAST) is looking for a Principal Investigator to join their specialized unit within the National Cause and Financial Crimes Program (NCFC). The role involves investigating fi...
Litigation - Trusts & Estates - Defense Attorney in San Francisco, CA
San Francisco, CA
Type: Full Time | Posted Date: Nov 12, 2024
SUMMARY: Morgan Stanley is an equal opportunity employer committed to diversifying its workforce (M/F/Disability/Vet). Summary: - Wealth Management Litigation Attorney position available at Morgan Stanley - Job Number: 3261730 - Primary Location: Americas-United States of America-California-San Franc...
Litigation - General (consumer) Attorney in San Francisco, CA
San Francisco, CA
Type: Full Time | Posted Date: Nov 01, 2024
SUMMARY: H1: LITIGATION ASSOCIATE POSITION AT SAN FRANCISCO LAW FIRM H2: JOIN OUR BUSINESS LITIGATION PRACTICE GROUP WITH 3-5 YEARS OF EXPERIENCE Frost Brown Todd, a prestigious full-service law firm with over 575 attorneys in 17 offices across 9 states and Washington D.C., is seeking a highly skilled li...
Corporate - Asset/Investment Management Attorney / Finance - Financial Services Regulation Attorney in San Francisco, CA
San Francisco, CA
Type: Full Time | Posted Date: Oct 22, 2024
SUMMARY: Law Firm Seeking Mid-Level to Senior Associate for Financial Services Compliance and Regulatory Role Position Overview: Davis Wright Tremaine LLP, a top-tier law firm, is seeking a mid-level to senior associate attorney with a minimum of four years of experience in compliance and regulatory ma...
Litigation - Securities Litigation - Defense Attorney in San Francisco, CA
San Francisco, CA
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Summary: Position: Director, Enforcement Organization: FINRA Locations: Woodbridge, NJ; Jersey City, NJ; Jericho, NY; Denver, CO; Dallas, TX; Chicago, IL; Boston, MA; Boca Raton, FL; Washington, DC; San Francisco, CA; Rockville, MD; Philadelphia, PA; New York, NY; Los Angeles, CA Time Type: Fu...
Litigation - Securities Litigation - Defense Attorney in San Francisco, CA
San Francisco, CA
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: H1: Job Title: Director, Enforcement H2: Essential Job Functions: - Manage a team of 5-8 Enforcement attorneys - Develop and resolve Enforcement cases - Ensure timely and accurate factual findings and legal framework - Monitor case aging and progress - Collaborate with Chief Counsel and other Enforc...
Litigation - Securities Litigation - Defense Attorney in San Francisco, CA
San Francisco, CA
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: ©2019 FINRA. All rights reserved. FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. H1: Director, Enforcement - Lead and Manage a Team of Attorneys H2: Essential Job Functions and Responsibilities Organization: FINRA (Financial Industry Regulatory Authori...
Litigation - Securities Litigation - Defense Attorney in San Francisco, CA
San Francisco, CA
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: About FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a...
Litigation - Securities Litigation - Defense Attorney in San Francisco, CA
San Francisco, CA
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: SEO Friendly Job Title: Enforcement Counsel at FINRA H1 Heading: Join the Team at FINRA as an Enforcement Counsel H2 Headings: - Resolve Non-Complex Enforcement Matters with Rigorous Assessment and Effective Advocacy - Achieve Transparent and Timely Enforcement Outcomes - Collaborate with I...
Corporate - Securities and Capital Markets Attorney in San Francisco, CA
San Francisco, CA
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/invest...
Corporate - Securities and Capital Markets Attorney in San Francisco, CA
San Francisco, CA
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Enforcement Director The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the outcome in every matter...
Attorney in San Francisco, CA
San Francisco, CA
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: SEO Friendly Job Title: Principal Investigator, NCP - FINRA (Full-Time) H1 Heading: Join FINRA as a Principal Investigator for the National Cause Program H2 Heading: Conduct Investigations and Provide Subject Matter Expertise for FINRA Organization: FINRA Department: National Cause Progr...