Finra Attorney Jobs in Rockville
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Litigation - Securities Litigation - Defense Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Sep 10, 2024
SUMMARY: Associate General Counsel, Regulatory: H1: Join FINRA as an Associate General Counsel, Regulatory H2: Lead Regulatory Initiatives and Rule Changes Organization: FINRA Department: Office of General Counsel Job Title: Associate General Counsel, Regulatory Job Type: Full-Time Location: Rem...
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Litigation - Securities Litigation - Defense Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Oct 11, 2024
SUMMARY: H1: Senior Litigation Counsel, Enforcement - Full Time Position at FINRA H2: Essential Job Functions: - Represent FINRA in complex disciplinary proceedings nationwide - Argue appeals before the National Adjudicatory Council - Provide guidance on statutory disqualification and member applicat...
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Employment Law - General Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Oct 21, 2024
SUMMARY: This job description is not intended to be an exhaustive list of all duties, responsibilities, and qualifications required of the position. The incumbent may perform other duties as assigned. Summary: The Assistant General Counsel, Labor & Employment position is a senior-level legal role tha...
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Litigation - Securities Litigation - Defense Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Oct 01, 2024
SUMMARY: Bullet points: - Title: Senior Litigation Counsel, Enforcement - Locations: Washington, DC; Jersey City, NJ; Jericho, NY; Denver, CO; Dallas, TX; Chicago, IL; Boston, MA; Boca Raton, FL; Woodbridge, NJ; San Francisco, CA; Rockville, MD; Philadelphia, PA; New York, NY; Los Angeles, CA - Type: Full...
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Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Nov 05, 2024
SUMMARY: Honors Associate, FINRA Enforcement Program Job Summary: The FINRA Enforcement Associates, Honors Program is an entry-level position that provides meaningful contributions to investigations and decisions involving disciplinary actions against individuals and firms in the financial industry. As...
Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Nov 05, 2024
SUMMARY: Honors Associate, FINRA Enforcement Program Apply Now for Entry-Level Legal Position in Financial Industry Associate, Honors Program at FINRA Enforcement Department Apply Today for Exciting Opportunity in Financial Industry H1: Join the FINRA Enforcement Honors Program and Launch Your Legal ...
Litigation - Securities Litigation - Defense Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Sep 06, 2024
SUMMARY: The Associate General Counsel, Regulatory is a highly specialized and senior-level position responsible for providing expert legal advice and guidance on high-impact, complex, and politically sensitive regulatory initiatives and rule changes. This position requires a law degree, admission to the bar...
Litigation - Securities Litigation - Defense Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Sep 22, 2024
SUMMARY: Director, Enforcement: - Responsible for managing a team of 5-8 Enforcement attorneys and overseeing all stages of Enforcement cases - Ensures that outcomes in each case are supported by thorough and accurate factual findings and clear legal framework - Monitors aging and progress of cases to ens...
Employment Law - General Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Oct 29, 2024
SUMMARY: Summary: FINRA is seeking an experienced Assistant General Counsel, Labor & Employment to provide strategic legal advice and support on labor and employment matters. This position requires a Juris Doctorate (J.D.) and a minimum of eight (8) years of practicing law with significant subject matter ...
Litigation - Securities Litigation - Defense Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Oct 01, 2024
SUMMARY: Senior Litigation Counsel, Enforcement - Full Time The organization is seeking a highly experienced Senior Litigation Counsel to join their Enforcement department. The ideal candidate will have a law degree and at least thirteen years of litigation experience, with a strong background in administ...
Litigation - Securities Litigation - Defense Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Oct 08, 2024
SUMMARY: Title: Senior Litigation Counsel, Enforcement Organization: FINRA Job Type: Full-Time Experience: 10 years of litigation experience Education: Law degree Location: Nationwide Salary: Dependent on location and qualifications, ranging from $127,300 to $296,100 Job Requisition ID:...
Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Nov 07, 2024
SUMMARY: The Senior Analyst, Public Offerings will be responsible for analyzing and investigating complex and high-profile public offering transactions. This role requires a Bachelor's Degree and 3-5 years of related financial industry experience or equivalent business experience. The successful candidate wi...
Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Oct 30, 2024
SUMMARY: Director, Member Supervision Strategic Engagements & Publications - FINRA H1: Join FINRA as a Director of Strategic Engagements & Publications for Member Supervision H2: Lead the development of publications and materials for FINRA's Board of Governors and other stakeholders In this role, yo...
Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Sep 06, 2024
SUMMARY: About FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, mar...
Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: Senior Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA...
Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Sep 25, 2024
SUMMARY: Bullet Points: - Senior Principal Analyst, Risk Monitoring position available at FINRA in all FINRA locations - Full-time position with a competitive salary based on location and experience - Responsible for conducting risk monitoring activities and ongoing risk assessments for FINRA members, wit...
Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Oct 07, 2024
SUMMARY: SEO Friendly Job Title: Principal Investigator, VAST - All FINRA Locations H1: Join the VAST Team as a Principal Investigator at FINRA H2: Investigate Financial Exploitation and Abuse of Seniors and Vulnerable Adults Organization: FINRA Department: Vulnerable Adults and Seniors Team (VAS...
Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Nov 07, 2024
SUMMARY: FINRA abides by the requirements of 41 CFR 60-1.4(a), 60-300.5(a) and 60-741.5(a). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their ...
Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Oct 30, 2024
SUMMARY: FINRA abides by the requirements of 41 CFR 60-1.4(a), 60-300.5(a) and 60-741.5(a). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their ...
Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Oct 07, 2024
SUMMARY: H1 Friendly Headings: H1: Principal Investigator, VAST - All FINRA Locations H2: Overview of the Role H2: Essential Job Functions H2: Education and Experience Requirements H2: Salary Information H2: Important Information Bold Headlines: Principal Investigator, VAST - All FINR...