Finra Attorney Jobs in Pennsylvania
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Litigation - Securities Litigation - Defense Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: About FINRA FINRA is a non-governmental organization that regulates the securities industry. FINRA is dedicated to investor protection and market integrity through effective and efficient regulation of broker-dealers. All individuals who are licensed to conduct securities transactions for FINR...
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Litigation - Securities Litigation - Defense Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: About FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an equal opportunity employer and provides equal opportunity to all individuals without regard to race, color, religion, gender, national origin, age, disability, or any other factor. FINR...
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Litigation - Securities Litigation - Defense Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Oct 11, 2024
SUMMARY: FINRA offers a comprehensive compensation and benefits package to include base salary, annual bonus potential, retirement benefits, as well as health, dental, vision, and life insurance. In addition, FINRA offers tuition reimbursement, a comprehensive parental leave policy, and 401k contributions. ...
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Litigation - Securities Litigation - Defense Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Sep 10, 2024
SUMMARY: Associate General Counsel, Regulatory - Job Summary: - The Associate General Counsel, Regulatory is responsible for managing the adoption of new regulatory requirements and providing expert legal advice to the Board of Governors and senior management. - This position requires a law degree, admissio...
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Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: About FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while als...
Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Nov 26, 2024
SUMMARY: Senior Director, Investigations - All FINRA Locations Job Title: Senior Director, Investigations - All FINRA Locations Experience: Significant securities, compliance or financial regulatory experience Salary Information: Salary ranges based on location and individual qualifications Organizatio...
Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: Senior Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA...
Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Nov 26, 2024
SUMMARY: The Senior Director, Risk Monitoring will serve as the single point of accountability for the risk assessment, planning and execution of examinations for firms within a specific Firm Group or Sub-Group. This role is responsible for providing strategic leadership and ensuring consistency in Risk Moni...
Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Oct 07, 2024
SUMMARY: SEO Friendly Job Title: Principal Investigator - Vulnerable Adults and Seniors Team (VAST) - FINRA's National Cause and Financial Crimes Program (NCFC) H1 Heading: Join FINRA's VAST Team as a Principal Investigator! H2 Heading: Investigate Financial Exploitation and Abuse of Seniors and Vulner...
Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: The Strategic Advisor in Market Regulation & Transparency Services (“MRTS”) is a crucial role within the organization, providing leadership and strategic support to the head of Strategic Regulatory Engagement (“SRE”). The role requires a minimum of ten years of experience in securities, comp...
Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: Search...
Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Nov 26, 2024
SUMMARY: FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital status, national origin, race, religion, sex, sexual orientation, gender identity, veteran status ...
Professional Liability Defense Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Nov 20, 2024
SUMMARY: jobs #attorneyjobs Law Firm Seeking Associate Attorney with 1-5 years of Professional Liability experience in Philadelphia, PA. This position offers the opportunity to work with a diverse and collaborative team, with a focus on defending securities broker-dealers, financial advisors, and life ins...
Legal Staff Paralegal in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: JOB TITLE: Paralegal, Enforcement DEPARTMENT: Enforcement ORGANIZATION: FINRA SALARY: Based on experience EXPERIENCE: Bachelor’s degree and/or paralegal certificate or significant relevant experience H1: Join FINRA as a Paralegal in the Enforcement Department! H2: Investigative a...
Legal Staff Paralegal in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Dec 06, 2024
SUMMARY: Strong attention to detail and organizational skills. Team-oriented mindset. Salary: The salary for this position is competitive and commensurate with experience. Job Title: Litigation Paralegal Experience: 4 years Salary: Competitive and commensurate with experience Department:...
Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Nov 22, 2024
SUMMARY: H1: Principal Investigator, VAST - All FINRA Locations H2: Investigate Financial Exploitation and Abuse of Seniors and Vulnerable Adults Organization: FINRA Department: Vulnerable Adults and Seniors Team (VAST) Job Title: Principal Investigator Job Requisition ID: R-008669 Time Type: Full ti...
Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Nov 17, 2024
SUMMARY: Principal Intelligence Specialist, FIU - All FINRA Locations As a Principal Intelligence Specialist at FINRA's Financial Intelligence Unit (FIU), you will play a critical role in identifying emerging risks and potential threats to investors and the market. You will lead projects and analyze data ...
Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Nov 07, 2024
SUMMARY: FINRA abides by the requirements of 41 CFR 60-1.4(a), 60-300.5(a) and 60-741.5(a). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their ...
Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Oct 30, 2024
SUMMARY: FINRA abides by the requirements of 41 CFR 60-70.5(a). This regulation prohibits discrimination against qualified applicants or employees on the basis of race, color, religion, sex, national origin, age, disability, or status as a Vietnam era or special disabled veteran or any other protected status...
Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Sep 06, 2024
SUMMARY: About FINRA FINRA is a non-governmental organization that regulates the securities industry. FINRA protects investors by making sure the securities industry operates fairly and honestly. FINRA oversees about 3,600 brokerage firms, about 160,000 branch offices and approximately 630,000 registered ...