Finra Attorney Jobs in Pennsylvania
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Sponsored Job
Assistant General Counsel, Regulatory
FINRA. | Philadelphia, PA
Type: Full-Time | Posted Date: Oct 19, 2022
SUMMARY: Assistant General Counsel, Regulatory The candidate will render senior-level legal advice and support in connection with the complete life cycle of the adoption of new regulatory initiatives, and serve as subject matter resource in one or more areas of legal expertise. With limited oversight, advis...
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Sponsored Job
Senior Principal Advisor and Counsel, Market Manipulation
FINRA. | Philadelphia, PA
Type: Full-Time | Posted Date: Nov 18, 2022
SUMMARY: Senior Principal Advisor and Counsel, Market Manipulation The candidate will report to the Vice President, Strategic Operations. Assist MMG and MRTS leadership in the oversight of intra-departmental and inter-departmental initiatives, advise on regulatory policy formulation and provide expert guida...
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Sponsored Job
Senior Counsel
FINRA. | Philadelphia, PA
Type: Full-Time | Posted Date: Dec 08, 2022
SUMMARY: Senior Counsel The candidate will provide expert legal and policy advice to Enforcement management and staff in support of Enforcement Department objectives to foster transparency and predictability in the Department's regulatory responses. Work closely with the Counsel to the Head of Enforcement a...
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Litigation - Securities Litigation - Defense Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Sep 10, 2024
SUMMARY: Associate General Counsel, Regulatory - Job Summary: - The Associate General Counsel, Regulatory is responsible for managing the adoption of new regulatory requirements and providing expert legal advice to the Board of Governors and senior management. - This position requires a law degree, admissio...
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Litigation - Securities Litigation - Defense Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Sep 03, 2024
SUMMARY: About FINRA FINRA is a non-governmental organization that regulates the securities industry. FINRA is dedicated to investor protection and market integrity through effective and efficient regulation of broker-dealers. All individuals who are licensed to conduct securities transactions for FINR...
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Litigation - Securities Litigation - Defense Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Sep 03, 2024
SUMMARY: About FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an equal opportunity employer and provides equal opportunity to all individuals without regard to race, color, religion, gender, national origin, age, disability, or any other factor. FINR...
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Litigation - Securities Litigation - Defense Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Sep 04, 2024
SUMMARY: SEO friendly job title: Assistant General Counsel, Regulatory H1 heading: Join FINRA as an Assistant General Counsel in Regulatory H2 heading: Senior-Level Legal Advisor in Regulatory Initiatives Bold headline: FINRA is seeking an experienced Assistant General Counsel to provide senior-leve...
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Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: Senior Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA...
Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Sep 13, 2024
SUMMARY: Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting) Jericho,...
Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Sep 06, 2024
SUMMARY: About FINRA FINRA is a non-governmental organization that regulates the securities industry. FINRA protects investors by making sure the securities industry operates fairly and honestly. FINRA oversees about 3,600 brokerage firms, about 160,000 branch offices and approximately 630,000 registered ...
Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Sep 03, 2024
SUMMARY: H1: Vice President, Corporate Financing - Lead Regulatory Policy and Compliance for FINRA's Corporate Financing Rules H2: Join the Leadership Team at FINRA as the Vice President of Corporate Financing Department Bold Headline: Lead the Corporate Financing Department at FINRA and Protect Investors ...
Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Sep 03, 2024
SUMMARY: Search...
Corporate - Securities and Capital Markets Attorney in Allentown, PA
Allentown, PA
Type: Full Time | Posted Date: Sep 18, 2024
SUMMARY: Corporate Attorneys — Capital Markets and Securities — Pennsylvania and New Jersey Stevens & Lee represents publicly traded and private companies in the complete range of corporate and securities matters, including public offerings, follow-on-equity offerings, private placements and private i...
Corporate - Securities and Capital Markets Attorney in Bala Cynwyd, PA
Bala Cynwyd, PA
Type: Full Time | Posted Date: Sep 18, 2024
SUMMARY: Corporate Attorneys — Capital Markets and Securities — Pennsylvania and New Jersey Stevens & Lee represents publicly traded and private companies in the complete range of corporate and securities matters, including public offerings, follow-on-equity offerings, private placements and private i...
Corporate - Securities and Capital Markets Attorney in Harrisburg, PA
Harrisburg, PA
Type: Full Time | Posted Date: Sep 18, 2024
SUMMARY: Corporate Attorneys — Capital Markets and Securities — Pennsylvania and New Jersey Stevens & Lee represents publicly traded and private companies in the complete range of corporate and securities matters, including public offerings, follow-on-equity offerings, private placements and private i...
Corporate - Securities and Capital Markets Attorney in Lancaster, PA
Lancaster, PA
Type: Full Time | Posted Date: Sep 18, 2024
SUMMARY: Corporate Attorneys — Capital Markets and Securities — Pennsylvania and New Jersey Stevens & Lee represents publicly traded and private companies in the complete range of corporate and securities matters, including public offerings, follow-on-equity offerings, private placements and private i...
Corporate - Securities and Capital Markets Attorney in King of Prussia, PA
King of Prussia, PA
Type: Full Time | Posted Date: Sep 18, 2024
SUMMARY: Corporate Attorneys — Capital Markets and Securities — Pennsylvania and New Jersey Stevens & Lee represents publicly traded and private companies in the complete range of corporate and securities matters, including public offerings, follow-on-equity offerings, private placements and private i...
Corporate - Securities and Capital Markets Attorney in Scranton, PA
Scranton, PA
Type: Full Time | Posted Date: Sep 18, 2024
SUMMARY: Corporate Attorneys — Capital Markets and Securities — Pennsylvania and New Jersey Stevens & Lee represents publicly traded and private companies in the complete range of corporate and securities matters, including public offerings, follow-on-equity offerings, private placements and private i...
Corporate - Private Equity Attorney / Corporate - Securities and Capital Markets Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Sep 17, 2024
SUMMARY: Law Firm Seeking Experienced Senior Associate or Counsel for Corporate Securities Group Saul Ewing, a prestigious law firm, is seeking an experienced senior associate or counsel to join our expanding securities group. This is an excellent opportunity to join a sophisticated and entrepreneurial pr...
Corporate - Securities and Capital Markets Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Sep 17, 2024
SUMMARY: Law Firm Seeks Experienced Corporate Securities Associate for Multiple Offices Saul Ewing, a leading law firm, is seeking an experienced corporate securities associate to join our expanding securities group. This is an exciting opportunity to join a sophisticated and entrepreneurial practice in a...
Legal Staff Paralegal in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Aug 31, 2024
SUMMARY: JOB TITLE: Paralegal, Enforcement DEPARTMENT: Enforcement ORGANIZATION: FINRA SALARY: Based on experience EXPERIENCE: Bachelor’s degree and/or paralegal certificate or significant relevant experience H1: Join FINRA as a Paralegal in the Enforcement Department! H2: Investigative a...
Legal Staff Paralegal in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Sep 18, 2024
SUMMARY: Excellent writing skills. Salary: $60,000-$80,000 per year, depending on experience and qualifications. Job Title: Experienced Litigation Paralegal at Law Firm in Philadelphia H1: Join Our Team as an Experienced Litigation Paralegal in Philadelphia H2: Gain Valuable Experience in Securit...
Litigation - Securities Litigation - Defense Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Aug 13, 2024
SUMMARY: ©2019 FINRA. All rights reserved. FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. Director, Enforcement Salary Information: - Minimum salary: $127,300 - Maximum salary: $296,100 Job Title: Director, Enforcement Experience Information: - Minimum of 7 yea...