Finra Attorney Jobs in Missouri
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Sponsored Job
Senior Principal Advisor and Counsel, Market Manipulation
FINRA. | Kansas City, MO
Type: Full-Time | Posted Date: Nov 18, 2022
SUMMARY: Senior Principal Advisor and Counsel, Market Manipulation The candidate will report to the Vice President, Strategic Operations. Assist MMG and MRTS leadership in the oversight of intra-departmental and inter-departmental initiatives, advise on regulatory policy formulation and provide expert guida...
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Sponsored Job
Litigation Director (Non-Disciplinary) - Enforcement
FINRA. | Kansas City, MO
Type: Full-Time | Posted Date: Dec 08, 2022
SUMMARY: Litigation Director (Non-Disciplinary) - Enforcement The candidate will manage a team of dedicated litigation attorneys and other staff, and, as necessary, litigates non-disciplinary and disciplinary proceedings as first or second chair. Work closely with Vice President, Litigation to collaborate w...
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Sponsored Job
Senior Counsel
FINRA. | Kansas City, MO
Type: Full-Time | Posted Date: Dec 08, 2022
SUMMARY: Senior Counsel The candidate will provide expert legal and policy advice to Enforcement management and staff in support of Enforcement Department objectives to foster transparency and predictability in the Department's regulatory responses. Work closely with the Counsel to the Head of Enforcement a...
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Attorney in Kansas City, MO
Kansas City, MO
Type: Full Time | Posted Date: Jul 30, 2024
SUMMARY: FINRA strives to make our career site accessible to all users. If you need a disability-related accommodation for completing the application process, please contact FINRA’s accommodation help line at 240.386.4865. Please note that this number is exclusively for inquiries regarding application acco...
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Attorney in Kansas City, MO
Kansas City, MO
Type: Full Time | Posted Date: Jul 23, 2024
SUMMARY: Director, Regulatory Services Management - Full Time FINRA is currently seeking a Director, Regulatory Services Management to join our team in Market Regulation and Transparency Services (MRTS). As the Director, RSM, you will be responsible for managing key operations and reporting functions for ...
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Attorney in Kansas City, MO
Kansas City, MO
Type: Full Time | Posted Date: Jun 12, 2024
SUMMARY: The Principal Analyst, Regulatory Services Management is a senior-level professional position responsible for performing a variety of tasks in support of establishing and maintaining controls for regulatory reports to be delivered to FINRA's customers. This position reports to the Senior Director, R...