Finra Attorney Jobs in Missouri
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Attorney in Kansas City, MO
Kansas City, MO
Type: Full Time | Posted Date: Nov 07, 2024
SUMMARY: FINRA abides by the requirements of 29 CFR 503. This regulation prohibits discrimination against qualified individuals on the basis of disability and requires affirmative action by covered prime contractors and subcontractors to employ and advance in employment qualified individuals with disabilitie...
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Corporate - Compliance Attorney in Saint Louis, MO
Saint Louis, MO
Type: Full Time | Posted Date: Oct 16, 2024
SUMMARY: Salary Information: Competitive salary Comprehensive benefits package Job Title: Compliance Counsel Experience: At least 3 years of legal and/or compliance experience required Company: Edward Jones Location: Saint Louis, MO Job Number: 97546BR Headquarters Hybrid Compliance C...
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Finance - Financial Services Regulation Attorney in Saint Louis, MO
Saint Louis, MO
Type: Full Time | Posted Date: Oct 18, 2024
SUMMARY: Deputy General Counsel-Regulatory: Providing Legal Guidance and Mitigating Risk for Stifel Financial Stifel, a global wealth management and investment banking firm, is seeking a Deputy General Counsel-Regulatory to join their team. This role will involve advising the organization on regulatory, ris...
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Attorney in Kansas City, MO
Kansas City, MO
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: The Principal Analyst, Regulatory Services Management is a senior-level professional position responsible for performing a variety of tasks in support of establishing and maintaining controls for regulatory reports to be delivered to FINRA's customers. This position reports to the Senior Director, R...
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Attorney in Kansas City, MO
Kansas City, MO
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Director, Regulatory Services Management - Full Time FINRA is currently seeking a Director, Regulatory Services Management to join our team in Market Regulation and Transparency Services (MRTS). As the Director, RSM, you will be responsible for managing key operations and reporting functions for ...
Attorney in Kansas City, MO
Kansas City, MO
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: FINRA strives to make our career site accessible to all users. If you need a disability-related accommodation for completing the application process, please contact FINRA’s accommodation help line at 240.386.4865. Please note that this number is exclusively for inquiries regarding application acco...
Legal Staff Paralegal in Kansas City, MO
Kansas City, MO
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Please note: If the “Apply Now” button on a job board posting does not take you directly to the FINRA Careers site, enter www.finra.org/careers into your browser to reach our site directly. FINRA is seeking a Paralegal to provide investigative and legal support to the Enforcement department. ...