Finra Attorney Jobs in Massachusetts
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Sponsored Job
Senior Principal Advisor and Counsel, Market Manipulation
FINRA. | Boston, MA
Type: Full-Time | Posted Date: Nov 18, 2022
SUMMARY: Senior Principal Advisor and Counsel, Market Manipulation The candidate will report to the Vice President, Strategic Operations. Assist MMG and MRTS leadership in the oversight of intra-departmental and inter-departmental initiatives, advise on regulatory policy formulation and provide expert guida...
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Sponsored Job
Litigation Director (Non-Disciplinary) - Enforcement
FINRA. | Boston, MA
Type: Full-Time | Posted Date: Dec 08, 2022
SUMMARY: Litigation Director (Non-Disciplinary) - Enforcement The candidate will manage a team of dedicated litigation attorneys and other staff, and, as necessary, litigates non-disciplinary and disciplinary proceedings as first or second chair. Work closely with Vice President, Litigation to collaborate w...
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Sponsored Job
Senior Counsel
FINRA. | Boston, MA
Type: Full-Time | Posted Date: Dec 08, 2022
SUMMARY: Senior Counsel The candidate will provide expert legal and policy advice to Enforcement management and staff in support of Enforcement Department objectives to foster transparency and predictability in the Department's regulatory responses. Work closely with the Counsel to the Head of Enforcement a...
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Litigation - Securities Litigation - Defense Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Sep 10, 2024
SUMMARY: SEO-Friendly Job Title: Associate General Counsel, Regulatory - Full Time H1 Heading: Join FINRA as an Associate General Counsel, Regulatory H2 Heading: Expert Legal Counsel Opportunity in the Securities Industry Organization: FINRA Department: Office of General Counsel Job Requisitio...
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Litigation - Securities Litigation - Defense Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Sep 03, 2024
SUMMARY: About FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a...
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Litigation - Securities Litigation - Defense Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Sep 03, 2024
SUMMARY: About FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while als...
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Litigation - Securities Litigation - Defense Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Sep 04, 2024
SUMMARY: Summary: Organization: FINRA Job Title: Assistant General Counsel, Regulatory Experience: 6-8 years Location: Washington, DC; Jericho, NY; Denver, CO; Dallas, TX; Chicago, IL Salary Range: $127,300 - $296,100 (based on location and experience) Employment Type: Full-time Overview: FINRA...
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Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: Senior Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA...
Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Sep 13, 2024
SUMMARY: Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting) Jericho,...
Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Sep 06, 2024
SUMMARY: Senior Director, Enforcement Central Intake Group - Full Time FINRA, the Financial Industry Regulatory Authority, is currently seeking a highly skilled and experienced Senior Director to lead our Enforcement Central Intake Group (CIG). This position is responsible for overseeing the intake, asses...
Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Sep 03, 2024
SUMMARY: The Vice President, Advertising Regulation is a key leadership position within the Corporate Financing and Advertising Regulation team at FINRA. This role is responsible for the effective operation of the Advertising Regulation Department, including managing its regulatory review programs, policy an...
Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Sep 03, 2024
SUMMARY: The Vice President, Corporate Financing Department will be a key member of the Corporate Financing and Advertising Regulation leadership team within the Offices of the Chief Legal Officer (OCLO). This role will involve managing the regulatory review programs, rulemaking and interpretation, and membe...
Corporate - Securities and Capital Markets Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Sep 17, 2024
SUMMARY: Associate (Corporate Securities – Multiple Offices): - Join a growing and dynamic securities group at a leading law firm - Work with experienced attorneys in a supportive and collaborative environment - Opportunity to work in any of our offices in Boston, New York, Philadelphia, or Washin...
Litigation - Securities Litigation - Defense Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Aug 13, 2024
SUMMARY: ©2019 FINRA. All rights reserved. FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. Director, Enforcement - Job Description Summary: - The Director of Enforcement is responsible for managing a team of attorneys to develop and resolve Enforcement cases fro...
Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Aug 08, 2024
SUMMARY: The Vice President, Regulatory Liaison will be responsible for strengthening and leading the Office of Regulatory Liaison (ORL) within Member Supervision. This role will partner closely with FINRA’s Office of Liaison and Counsel (OLC) and Government Relations Group to maintain strong relationships...
Litigation - Securities Litigation - Defense Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Aug 07, 2024
SUMMARY: Director, Enforcement: Job Overview - Full-time position managing a team of 5-8 attorneys - Responsible for overseeing all stages of Enforcement cases, from inception to completion - Day-to-day management of a diverse docket of cases - Ensures that all factual findings and legal frameworks are accu...
Litigation - Securities Litigation - Defense Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Aug 06, 2024
SUMMARY: Director, Enforcement - Job Description H1: Director, Enforcement - Lead a Team of Attorneys in Resolving Enforcement Cases H2: Join the Team at FINRA and Make a Difference in the Securities Industry SEO Job Title: Director, Enforcement - FINRA The Organization: - FINRA (Financial Ind...
Corporate - Securities and Capital Markets Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Aug 13, 2024
SUMMARY: SEO Friendly Job Title: Vice President & Associate General Counsel, Capital Markets Policy H1 Heading: Join FINRA as Vice President & Associate General Counsel, Capital Markets Policy H2 Heading: Lead a Team of Attorneys in Developing and Implementing Capital Markets Policy Initiatives Bold...
Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Aug 20, 2024
SUMMARY: All resumes will be reviewed by FINRA's Talent Acquisition team and only those resumes that meet the criteria will be forwarded to the hiring manager for consideration. Job Title: Associate Principal Analyst, Risk Monitoring - Any FINRA Location Organization: FINRA Location: Any FINRA Loc...
Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Aug 01, 2024
SUMMARY: About FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while als...
Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Jul 23, 2024
SUMMARY: SEO Friendly Job Title: Director, Regulatory Services Management H1 Heading: Join FINRA as the Director of Regulatory Services Management H2 Heading: Manage Key Operations and Reporting for RSM in Market Regulation and Transparency Services The Director of Regulatory Services Management (RS...
Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Jul 30, 2024
SUMMARY: FINRA strives to make our career site accessible to all users. If you need a disability-related accommodation for completing the application process, please contact FINRA's accommodation help line at 240.386.4865. Please note that this number is exclusively for inquiries regarding application accomm...
Corporate - Contract Law Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Jul 28, 2024
SUMMARY: LPL Financial LLC (“LPL”) is an Equal Opportunity Employer and is committed to diversity in its workforce. We encourage applicants from a diverse background to apply. H1: LPL Financial is Hiring an AVP, Associate Counsel for Institutional Services H2: Join Our Team and Provide Dynamic Legal Ad...