Finra Attorney Jobs in Maryland
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Litigation - Securities Litigation - Defense Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Oct 11, 2024
SUMMARY: H1: Senior Litigation Counsel, Enforcement - Full Time Position at FINRA H2: Essential Job Functions: - Represent FINRA in complex disciplinary proceedings nationwide - Argue appeals before the National Adjudicatory Council - Provide guidance on statutory disqualification and member applicat...
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Litigation - Securities Litigation - Defense Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Sep 10, 2024
SUMMARY: Associate General Counsel, Regulatory: H1: Join FINRA as an Associate General Counsel, Regulatory H2: Lead Regulatory Initiatives and Rule Changes Organization: FINRA Department: Office of General Counsel Job Title: Associate General Counsel, Regulatory Job Type: Full-Time Location: Rem...
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Corporate - General Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: Vice President, Corporate Financing Department - Salary Information Salary Range: $175,600 - $345,700 Job Title: Vice President, Corporate Financing Experience: Minimum of 10 years in the securities industry with experience in FINRA's Corporate Financing Rules Organization: FINRA (Financ...
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Litigation - Securities Litigation - Defense Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: About FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public trust. FINRA employs a diverse workforce and is an Equal Opportunity Employer. ...
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Litigation - Securities Litigation - Defense Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: FINRA is an Equal Opportunity and Affirmative Action Employer Enforcement Principal Counsel - Job Description Location: Various Locations Organization: FINRA Department: Enforcement Employment Type: Full Time Overview: FINRA, the Financial Industry Regulatory Authority, is seeking a...
Legal Staff Paralegal in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: H1: Senior Paralegal, Oversight Liaison and Counsel at Organization H2: Full-Time Position with Competitive Salary and Benefits Organization is seeking a Senior Paralegal to provide support to the Office of Oversight Liaison and Counsel (OLC) attorneys and senior management. This role will invol...
Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: About FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while als...
Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Nov 26, 2024
SUMMARY: FINRA is currently seeking a Senior Director, Investigations to join our team in various locations across the US. This is a full-time position with competitive salary and benefits. As a Senior Director, Investigations, you will lead and implement the strategic direction of the Cause Investigations p...
Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Nov 26, 2024
SUMMARY: FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital status, national origin, race, religion, sex, sexual orientation, gender identity, veteran status ...
Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: Senior Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA...
Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Nov 26, 2024
SUMMARY: "Organization is seeking a Senior Director, Risk Monitoring to join their team in various locations. This full-time position will be responsible for overseeing the risk assessment and execution of examinations for a specific Firm Group. The ideal candidate will have significant experience in securit...
Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Oct 07, 2024
SUMMARY: SEO Friendly Job Title: Principal Investigator, VAST - All FINRA Locations H1: Join the VAST Team as a Principal Investigator at FINRA H2: Investigate Financial Exploitation and Abuse of Seniors and Vulnerable Adults Organization: FINRA Department: Vulnerable Adults and Seniors Team (VAS...
Corporate - Private Equity Attorney in Owings Mills, MD
Owings Mills, MD
Type: Full Time | Posted Date: Dec 04, 2024
SUMMARY: T. Rowe Price is also committed to providing reasonable accommodations for qualified individuals with disabilities, who may need assistance during the recruitment process. Managing Legal Counsel – US Collective Funds: Salary, Job Title, and Experience Information Salary: Competitive pay and bon...
Legal Staff Paralegal in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: FINRA is seeking a Paralegal to provide investigative and legal support to the Enforcement department. The ideal candidate will have a Bachelor's degree and/or paralegal certificate, strong communication skills, and experience in a legal setting. Proficiency in Lexis/Nexis and Excel is preferred, an...
Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Nov 22, 2024
SUMMARY: H1: Principal Investigator, VAST - All FINRA Locations H2: Job Description, Responsibilities, and Requirements Organization: FINRA (Financial Industry Regulatory Authority) Job Title: Principal Investigator, VAST Location: Multiple Locations (see list below) Employment Type: Full Time Salary...
Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Nov 12, 2024
SUMMARY: H1: Apply for the Position of Principal Intelligence Specialist at FINRA H2: Join the Financial Intelligence Unit and Enhance Investor Protection Organization: FINRA (Financial Industry Regulatory Authority) Job Title: Principal Intelligence Specialist Experience: Bachelor's degree or equivale...
Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Nov 07, 2024
SUMMARY: The Senior Analyst, Public Offerings will be responsible for analyzing and investigating complex and high-profile public offering transactions. This role requires a Bachelor's Degree and 3-5 years of related financial industry experience or equivalent business experience. The successful candidate wi...
Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Oct 30, 2024
SUMMARY: Director, Member Supervision Strategic Engagements & Publications - FINRA H1: Join FINRA as a Director of Strategic Engagements & Publications for Member Supervision H2: Lead the development of publications and materials for FINRA's Board of Governors and other stakeholders In this role, yo...
Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Sep 06, 2024
SUMMARY: About FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, mar...
Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Principal Investigator, National Cause Program (NCP) - Full Time Salary Information: - Minimum salary ranges from $92,500 to $111,000, depending on location - Maximum salary ranges from $166,800 to $200,200, depending on location - Additional bonuses and benefits available, including compreh...