Finra Attorney Jobs in Maryland
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Litigation - Securities Litigation - Defense Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Sep 10, 2024
SUMMARY: Associate General Counsel, Regulatory: H1: Join FINRA as an Associate General Counsel, Regulatory H2: Lead Regulatory Initiatives and Rule Changes Organization: FINRA Department: Office of General Counsel Job Title: Associate General Counsel, Regulatory Job Type: Full-Time Location: Rem...
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Litigation - Securities Litigation - Defense Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Oct 11, 2024
SUMMARY: H1: Senior Litigation Counsel, Enforcement - Full Time Position at FINRA H2: Essential Job Functions: - Represent FINRA in complex disciplinary proceedings nationwide - Argue appeals before the National Adjudicatory Council - Provide guidance on statutory disqualification and member applicat...
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Employment Law - General Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Oct 21, 2024
SUMMARY: This job description is not intended to be an exhaustive list of all duties, responsibilities, and qualifications required of the position. The incumbent may perform other duties as assigned. Summary: The Assistant General Counsel, Labor & Employment position is a senior-level legal role tha...
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Litigation - Securities Litigation - Defense Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Oct 01, 2024
SUMMARY: Bullet points: - Title: Senior Litigation Counsel, Enforcement - Locations: Washington, DC; Jersey City, NJ; Jericho, NY; Denver, CO; Dallas, TX; Chicago, IL; Boston, MA; Boca Raton, FL; Woodbridge, NJ; San Francisco, CA; Rockville, MD; Philadelphia, PA; New York, NY; Los Angeles, CA - Type: Full...
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Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Nov 07, 2024
SUMMARY: The Senior Analyst, Public Offerings will be responsible for analyzing and investigating complex and high-profile public offering transactions. This role requires a Bachelor's Degree and 3-5 years of related financial industry experience or equivalent business experience. The successful candidate wi...
Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Oct 30, 2024
SUMMARY: Director, Member Supervision Strategic Engagements & Publications - FINRA H1: Join FINRA as a Director of Strategic Engagements & Publications for Member Supervision H2: Lead the development of publications and materials for FINRA's Board of Governors and other stakeholders In this role, yo...
Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Sep 06, 2024
SUMMARY: About FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, mar...
Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: Senior Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA...
Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Sep 25, 2024
SUMMARY: Bullet Points: - Senior Principal Analyst, Risk Monitoring position available at FINRA in all FINRA locations - Full-time position with a competitive salary based on location and experience - Responsible for conducting risk monitoring activities and ongoing risk assessments for FINRA members, wit...
Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Oct 07, 2024
SUMMARY: SEO Friendly Job Title: Principal Investigator, VAST - All FINRA Locations H1: Join the VAST Team as a Principal Investigator at FINRA H2: Investigate Financial Exploitation and Abuse of Seniors and Vulnerable Adults Organization: FINRA Department: Vulnerable Adults and Seniors Team (VAS...
Litigation - Securities Litigation - Defense Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Director, Enforcement - Oversee a team of 5-8 attorneys handling Enforcement cases from start to finish, ensuring accurate and timely resolution. Salary Information: Varies based on location, experience, and qualifications. See below for details. Job Title: Director, Enforcement Experience: Minim...
Litigation - Securities Litigation - Defense Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Summary: The Enforcement Director position is a full-time role responsible for managing a team of Enforcement attorneys and overseeing all stages of Enforcement cases. The Director is responsible for ensuring high-quality and timely outcomes in each matter, as well as collaborating with other dep...
Litigation - Securities Litigation - Defense Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: FINRA abides by the requirements of 29 CFR 51304(c). This regulation prohibits discrimination against qualified individuals on the basis of race, color, religion, sex, age, national origin, sexual orientation, gender identity, marital status, disability, genetic information or status as a member of ...
Corporate - Securities and Capital Markets Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: SEO Friendly Job Title: Vice President & Associate General Counsel, Capital Markets Policy H1: Join FINRA as Vice President & Associate General Counsel, Capital Markets Policy H2: Lead a Team of Attorneys in Developing and Implementing Capital Markets Policy Initiatives Bold Headlines: Expert Kno...
Corporate - General Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Vice President, Corporate Financing Department - Salary Information Salary Range: $175,600 - $345,700 Job Title: Vice President, Corporate Financing Experience: Minimum of 10 years in the securities industry with experience in FINRA's Corporate Financing Rules Organization: FINRA (Financ...
Litigation - Securities Litigation - Defense Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: About FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public trust. FINRA employs a diverse workforce and is an Equal Opportunity Employer. ...
Litigation - Securities Litigation - Defense Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: FINRA is an Equal Opportunity and Affirmative Action Employer Enforcement Principal Counsel - Job Description Location: Various Locations Organization: FINRA Department: Enforcement Employment Type: Full Time Overview: FINRA, the Financial Industry Regulatory Authority, is seeking a...
Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Principal Investigator, National Cause Program (NCP) - Full Time Salary Information: - Minimum salary ranges from $92,500 to $111,000, depending on location - Maximum salary ranges from $166,800 to $200,200, depending on location - Additional bonuses and benefits available, including compreh...
Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Principal Analyst, Regulatory Services Management - Full Time Location: Varies (See Below) Job Requisition ID: R-008101 Organization: FINRA Department: Market Regulation and Transparency Services Salary Range: $92,500 - $200,200 (Based on Location and Experience) Responsibilities: ...
Attorney in Rockville, MD
Rockville, MD
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: FINRA strives to make our career site accessible to all users. If you need a disability-related accommodation for completing the application process, please contact FINRA’s accommodation help line at 240.386.4865. Please note that this number is exclusively for inquiries regarding application acco...