Finra Attorney Jobs in Louisiana
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Sponsored Job
Senior Principal Advisor and Counsel, Market Manipulation
FINRA. | New Orleans, LA
Type: Full-Time | Posted Date: Nov 18, 2022
SUMMARY: Senior Principal Advisor and Counsel, Market Manipulation The candidate will report to the Vice President, Strategic Operations. Assist MMG and MRTS leadership in the oversight of intra-departmental and inter-departmental initiatives, advise on regulatory policy formulation and provide expert guida...
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Sponsored Job
Litigation Director (Non-Disciplinary) - Enforcement
FINRA. | New Orleans, LA
Type: Full-Time | Posted Date: Dec 08, 2022
SUMMARY: Litigation Director (Non-Disciplinary) - Enforcement The candidate will manage a team of dedicated litigation attorneys and other staff, and, as necessary, litigates non-disciplinary and disciplinary proceedings as first or second chair. Work closely with Vice President, Litigation to collaborate w...
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Sponsored Job
Senior Counsel
FINRA. | New Orleans, LA
Type: Full-Time | Posted Date: Dec 08, 2022
SUMMARY: Senior Counsel The candidate will provide expert legal and policy advice to Enforcement management and staff in support of Enforcement Department objectives to foster transparency and predictability in the Department's regulatory responses. Work closely with the Counsel to the Head of Enforcement a...
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Attorney in New Orleans, LA
New Orleans, LA
Type: Full Time | Posted Date: Aug 08, 2024
SUMMARY: Summary: The Vice President, Regulatory Liaison is responsible for leading and strengthening the Office of Regulatory Liaison (ORL) within Member Supervision at FINRA. This role serves as the primary liaison and representative for Member Supervision executive leadership in developing and maintain...