Finra Attorney Jobs in King Of Prussia
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Litigation - Securities Litigation - Defense Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Sep 10, 2024
SUMMARY: Associate General Counsel, Regulatory - Job Summary: - The Associate General Counsel, Regulatory is responsible for managing the adoption of new regulatory requirements and providing expert legal advice to the Board of Governors and senior management. - This position requires a law degree, admissio...
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Litigation - Securities Litigation - Defense Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Oct 01, 2024
SUMMARY: The Senior Litigation Counsel position at FINRA is an exciting opportunity for experienced litigators to join a dynamic and collaborative legal team. As a Senior Litigation Counsel, you will have the chance to represent FINRA in complex disciplinary proceedings and appeals, and provide guidance and ...
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Litigation - Securities Litigation - Defense Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Oct 11, 2024
SUMMARY: FINRA offers a comprehensive compensation and benefits package to include base salary, annual bonus potential, retirement benefits, as well as health, dental, vision, and life insurance. In addition, FINRA offers tuition reimbursement, a comprehensive parental leave policy, and 401k contributions. ...
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Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Nov 07, 2024
SUMMARY: FINRA abides by the requirements of 41 CFR 60-1.4(a), 60-300.5(a) and 60-741.5(a). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their ...
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Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Oct 30, 2024
SUMMARY: FINRA abides by the requirements of 41 CFR 60-70.5(a). This regulation prohibits discrimination against qualified applicants or employees on the basis of race, color, religion, sex, national origin, age, disability, or status as a Vietnam era or special disabled veteran or any other protected status...
Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Sep 06, 2024
SUMMARY: About FINRA FINRA is a non-governmental organization that regulates the securities industry. FINRA protects investors by making sure the securities industry operates fairly and honestly. FINRA oversees about 3,600 brokerage firms, about 160,000 branch offices and approximately 630,000 registered ...
Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: Senior Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA...
Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Sep 25, 2024
SUMMARY: SEO Friendly Job Title: Senior Principal Analyst, Risk Monitoring H1 Heading: Join FINRA as a Senior Principal Analyst, Risk Monitoring H2 Heading: Conduct Risk Monitoring and Assessments for FINRA's Highest Impact Firms Organization: FINRA Department: Risk Monitoring Location: All FI...
Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Oct 07, 2024
SUMMARY: SEO Friendly Job Title: Principal Investigator - Vulnerable Adults and Seniors Team (VAST) - FINRA's National Cause and Financial Crimes Program (NCFC) H1 Heading: Join FINRA's VAST Team as a Principal Investigator! H2 Heading: Investigate Financial Exploitation and Abuse of Seniors and Vulner...
Corporate - Securities and Capital Markets Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Nov 01, 2024
SUMMARY: H1: Senior Associate or Counsel (Corporate Securities) - Multiple Offices H2: Join the Growing Securities Group at Saul Ewing Saul Ewing, a leading law firm, is seeking an experienced senior associate or counsel to join our expanding securities group. This is a great opportunity to become part o...
Corporate - Private Equity Attorney / Corporate - Securities and Capital Markets Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Nov 01, 2024
SUMMARY: Law Firm Seeking Experienced Senior Associate or Counsel for Corporate Securities Group Saul Ewing, a prestigious law firm, is seeking an experienced senior associate or counsel to join our expanding securities group. This is an excellent opportunity to join a sophisticated and entrepreneurial pr...
Legal Staff Paralegal in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Oct 09, 2024
SUMMARY: Law Firm in Philadelphia is seeking a highly experienced Litigation Paralegal to join our team. This is a great opportunity for a skilled paralegal with at least 4 years of experience in litigation to take the next step in their career. In this role, you will work closely with our team of attorneys ...
Litigation - Securities Litigation - Defense Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Director, Enforcement - Oversee a team of 5-8 Enforcement attorneys in developing and resolving cases Salary information: Ranges from $127,300-$296,100 depending on location and experience Job title: Director, Enforcement Experience: Minimum of 7 years in securities-related regulatory and/or comp...
Litigation - Securities Litigation - Defense Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Director, Enforcement - Full Time Job Requisition ID: R-008299 Organization: FINRA Location: Flexible (various office locations) The Enforcement Director at FINRA is responsible for managing a team of 5-8 attorneys and overseeing the development and resolution of Enforcement cases. This ...
Litigation - Securities Litigation - Defense Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: ©2019 FINRA. All rights reserved. FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. Director, Enforcement Salary Information: - Minimum salary: $127,300 - Maximum salary: $296,100 Job Title: Director, Enforcement Experience Information: - Minimum of 7 yea...
Litigation - Securities Litigation - Defense Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: About FINRA FINRA is a non-governmental organization that regulates the securities industry. FINRA is dedicated to investor protection and market integrity through effective and efficient regulation of broker-dealers. All individuals who are licensed to conduct securities transactions for FINR...
Litigation - Securities Litigation - Defense Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: About FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an equal opportunity employer and provides equal opportunity to all individuals without regard to race, color, religion, gender, national origin, age, disability, or any other factor. FINR...
Corporate - Securities and Capital Markets Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/invest...
Corporate - Securities and Capital Markets Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Enforcement Director The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the outcome in every matter...
Corporate - Securities and Capital Markets Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Vice President & Associate General Counsel, Capital Markets Policy - $175,600 to $345,700 (Remove contact information, replace company name with organization, replace firm name with organization, replace department name with department) H1: Vice President & Associate General Counsel, Capital Market...