Finra Attorney Jobs in Irving
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Litigation - Securities Litigation - Defense Attorney in Dallas, TX
Dallas, TX
Type: Full Time | Posted Date: Sep 10, 2024
SUMMARY: Summary: - Job Title: Associate General Counsel, Regulatory - Organization: FINRA - Type: Full-time - Location: Hybrid work environment (remote/office) - Salary: Varies based on location and factors such as skill set, experience, and education - Job Requisition ID: R-008412 - Date Posted: Y...
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Litigation - Securities Litigation - Defense Attorney in Dallas, TX
Dallas, TX
Type: Full Time | Posted Date: Oct 01, 2024
SUMMARY: Senior Litigation Counsel, Enforcement The organization is currently seeking a Senior Litigation Counsel to join their Enforcement team. This role will be responsible for representing the organization in complex disciplinary and non-disciplinary proceedings, as well as handling appeals before the...
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Finance - Banking Attorney / Litigation - Securities Litigation - Defense Attorney in Addison, TX
Addison, TX
Type: Full Time | Posted Date: Nov 12, 2024
SUMMARY: Law Firm Seeking Securities Litigation & Regulatory Associate Attorney in Dallas, TX Bressler, Amery & Ross, a national law firm, is seeking a Securities Litigation & Regulatory Associate Attorney to join our Dallas office. This is a great opportunity for an experienced attorney to work with a dy...
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Finance - Banking Attorney in Dallas, TX
Dallas, TX
Type: Full Time | Posted Date: Oct 21, 2024
SUMMARY: Attorney – Consumer Banking: - Responsible for providing legal counsel for the Consumer banking business at Bank of America, including the sale of banking and investing products and services. - Offers guidance on the Retail Sale of Non-deposit Investment Products (RSNIP) and leads legal suppor...
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Litigation - Securities Litigation - Defense Attorney in Dallas, TX
Dallas, TX
Type: Full Time | Posted Date: Oct 11, 2024
SUMMARY: H1: Senior Litigation Counsel, Enforcement - Represent FINRA in complex disciplinary proceedings nationwide H2: Essential Job Functions and Responsibilities Bullet Points: - Represents FINRA in complex disciplinary proceedings and appeals before the National Adjudicatory Council - Provides gui...
Attorney in Dallas, TX
Dallas, TX
Type: Full Time | Posted Date: Nov 07, 2024
SUMMARY: Senior Analyst, Public Offerings - Salary and Experience Information Job Title: Senior Analyst, Public Offerings Experience: 3-5 years in financial industry or equivalent business experience Salary Range: $68,500 - $146,900 (depending on location and qualifications) Summary: The Senior An...
Attorney in Dallas, TX
Dallas, TX
Type: Full Time | Posted Date: Oct 30, 2024
SUMMARY: Director, Member Supervision Strategic Engagements & Publications - Any FINRA Location Full time posted on Posted Today job requisition id R-008594 The Director of Strategic Engagements & Publications will lead the Office of Strategic Engagement (OSE) in providing strategic leadersh...
Attorney in Dallas, TX
Dallas, TX
Type: Full Time | Posted Date: Sep 05, 2024
SUMMARY: About FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, mar...
Attorney in Dallas, TX
Dallas, TX
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: Senior Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA...
Attorney in Dallas, TX
Dallas, TX
Type: Full Time | Posted Date: Oct 07, 2024
SUMMARY: H1 Headings: H1: FINRA is hiring a Principal Investigator for their Vulnerable Adults and Seniors Team (VAST) in all FINRA locations. Job Title: Principal Investigator, VAST - All FINRA Locations Salary Information: Salary ranges are provided based on location and other factors such a...
Attorney in Dallas, TX
Dallas, TX
Type: Full Time | Posted Date: Sep 25, 2024
SUMMARY: Senior Principal Analyst, Risk Monitoring – Large Diversified – All FINRA Locations Full time posted on Posted Today job requisition id R-008444 Overview: The Senior Principal Analyst, Risk Monitoring will be responsible for conducting risk monitoring activities and ongoing r...
Litigation - Securities Litigation - Defense Attorney in Dallas, TX
Dallas, TX
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: H1: Director, Enforcement - Manage Team of Attorneys and Cases for FINRA H2: Essential Job Functions and Responsibilities Organization: FINRA (Financial Industry Regulatory Authority) Job Title: Director, Enforcement Job Type: Full-Time Experience Required: Minimum 7 years of regulatory and/o...
Litigation - Securities Litigation - Defense Attorney in Dallas, TX
Dallas, TX
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: The Director of Enforcement is a key leadership role within the organization, responsible for managing a team of 5-8 Enforcement attorneys and overseeing the development and resolution of Enforcement cases. This position requires a law degree and a minimum of seven years of experience in securities-...
Litigation - Securities Litigation - Defense Attorney in Dallas, TX
Dallas, TX
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: About FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while als...
Litigation - Securities Litigation - Defense Attorney in Dallas, TX
Dallas, TX
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: About FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while als...
Corporate - Securities and Capital Markets Attorney in Dallas, TX
Dallas, TX
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/invest...
Corporate - Securities and Capital Markets Attorney in Dallas, TX
Dallas, TX
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Enforcement Director The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the outcome in every matter...
Litigation - Securities Litigation - Defense Attorney in Dallas, TX
Dallas, TX
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA strives to make our career site accessible to all users. If you need a disability-related accommodation for completing the application process, please contact FINRA's accommodation help line at 240.386.4865...
Attorney in Dallas, TX
Dallas, TX
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: SEO friendly job title: Principal Investigator, NCP - All FINRA Locations H1 heading: Join the Investigation Team at FINRA as a Principal Investigator H2 heading: Conduct High-Level Investigations as a Principal Investigator, NCP Organization: FINRA (Financial Industry Regulatory Authority) De...
Attorney in Dallas, TX
Dallas, TX
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Investigative Director, Specialist Team - All FINRA Locations Apply Logo time type Full time posted on Posted Today job requisition id R-008114 The Investigations Director, Specialist Team, manages examinations and investigations of broker-dealers’ compliance with applicable r...