Finra Attorney Jobs in Illinois
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Sponsored Job
Senior Principal Advisor and Counsel, Market Manipulation
FINRA. | Chicago, IL
Type: Full-Time | Posted Date: Nov 18, 2022
SUMMARY: Senior Principal Advisor and Counsel, Market Manipulation The candidate will report to the Vice President, Strategic Operations. Assist MMG and MRTS leadership in the oversight of intra-departmental and inter-departmental initiatives, advise on regulatory policy formulation and provide expert guida...
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Sponsored Job
Litigation Director (Non-Disciplinary) - Enforcement
FINRA. | Chicago, IL
Type: Full-Time | Posted Date: Dec 08, 2022
SUMMARY: Litigation Director (Non-Disciplinary) - Enforcement The candidate will manage a team of dedicated litigation attorneys and other staff, and, as necessary, litigates non-disciplinary and disciplinary proceedings as first or second chair. Work closely with Vice President, Litigation to collaborate w...
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Sponsored Job
Senior Counsel
FINRA. | Chicago, IL
Type: Full-Time | Posted Date: Dec 08, 2022
SUMMARY: Senior Counsel The candidate will provide expert legal and policy advice to Enforcement management and staff in support of Enforcement Department objectives to foster transparency and predictability in the Department's regulatory responses. Work closely with the Counsel to the Head of Enforcement a...
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Litigation - Securities Litigation - Defense Attorney in Chicago, IL
Chicago, IL
Type: Full Time | Posted Date: Sep 10, 2024
SUMMARY: SEO Friendly Job Title: Associate General Counsel, Regulatory - Full Time H1: Join FINRA as Our Associate General Counsel, Regulatory H2: Be Part of a Dynamic and Innovative Team Organization: FINRA Department: Office of General Counsel Location: Remote/Office (Hybrid) Salary Range...
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Litigation - Securities Litigation - Defense Attorney in Chicago, IL
Chicago, IL
Type: Full Time | Posted Date: Sep 10, 2024
SUMMARY: Associate General Counsel, Regulatory - Full Time Posted Yesterday - R-008412 This position is responsible for directing and managing the complete life cycle of the adoption of new regulatory requirements. The incumbent provides expert knowledge to the Board of Governors and senior management,...
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Litigation - Securities Litigation - Defense Attorney in Chicago, IL
Chicago, IL
Type: Full Time | Posted Date: Sep 04, 2024
SUMMARY: FINRA abides by the requirements of 41 CFR 60-1.4(a), 60-300.5(a) and 60-741.5(a). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their ...
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Litigation - Securities Litigation - Defense Attorney in Chicago, IL
Chicago, IL
Type: Full Time | Posted Date: Sep 03, 2024
SUMMARY: H1: Principal Counsel, Enforcement - Full Time Job with Organization H2: Job Overview FINRA is seeking a highly skilled and experienced Principal Counsel to join our Enforcement team. This role plays a crucial role in assessing and advocating for fair and effective outcomes in Enforcement matt...
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Litigation - Securities Litigation - Defense Attorney in Chicago, IL
Chicago, IL
Type: Full Time | Posted Date: Sep 03, 2024
SUMMARY: About FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while als...
Litigation - Securities Litigation - Defense Attorney in Chicago, IL
Chicago, IL
Type: Full Time | Posted Date: Sep 03, 2024
SUMMARY: Search...
Attorney in Chicago, IL
Chicago, IL
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: Senior Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA...
Attorney in Chicago, IL
Chicago, IL
Type: Full Time | Posted Date: Sep 13, 2024
SUMMARY: Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting) Jericho,...
Attorney in Chicago, IL
Chicago, IL
Type: Full Time | Posted Date: Sep 03, 2024
SUMMARY: About FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an equal opportunity employer and provides equal employment opportunity to all individuals regardless of race, color, religion, gender, sexual orientation, national origin, age, disability...
Attorney in Chicago, IL
Chicago, IL
Type: Full Time | Posted Date: Sep 05, 2024
SUMMARY: About FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, mar...
Attorney in Chicago, IL
Chicago, IL
Type: Full Time | Posted Date: Sep 03, 2024
SUMMARY: Vice President, Corporate Financing Department - Full-time role in the Corporate Financing and Advertising Regulation leadership team of the OCLO - Policy-making and regulatory oversight responsibilities for public and private offerings - Direct contact with senior management and collaboration wi...
Corporate - Securities and Capital Markets Attorney in Chicago, IL
Chicago, IL
Type: Full Time | Posted Date: Sep 18, 2024
SUMMARY: Associate General Counsel at Lincoln International (View all jobs) Chicago, IL Salary: Competitive salary Job Title: Associate General Counsel Experience: 5-7 years of experience in M&A/corporate law at a top-tier law firm and as in-house counsel at a public company Location: Chicago, IL J...
Corporate - Securities and Capital Markets Attorney in Chicago, IL
Chicago, IL
Type: Full Time | Posted Date: Aug 13, 2024
SUMMARY: Vice President & Associate General Counsel, Capital Markets Policy - Full Time FINRA is seeking a Vice President & Associate General Counsel, Capital Markets Policy to join their team in various locations including New York, NY, Chicago, IL, Boston, MA, Washington, DC, Rockville, MD, and Philadelph...
Corporate - Securities and Capital Markets Attorney in Chicago, IL
Chicago, IL
Type: Full Time | Posted Date: Aug 13, 2024
SUMMARY: FINRA abides by the requirements of 41 CFR 60-70.5(a). This regulation prohibits discrimination against qualified applicants or employees on the basis of race, color, religion, sex, national origin, age, disability, or where otherwise prohibited by applicable law. FINRA abides by the requirements of...
Litigation - Securities Litigation - Defense Attorney in Chicago, IL
Chicago, IL
Type: Full Time | Posted Date: Aug 13, 2024
SUMMARY: ©2019 FINRA. All rights reserved. FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. Director, Enforcement - Job Description Apply for the position of Director, Enforcement at Organization. Location: New York, NY Jersey City, NJ Jericho, NY Denver, CO...
Litigation - Securities Litigation - Defense Attorney in Chicago, IL
Chicago, IL
Type: Full Time | Posted Date: Aug 07, 2024
SUMMARY: Apply The position of Director, Enforcement is a full-time role within the organization. The job requisition ID for this position is R-008299 and it was posted today. The Enforcement Director will manage a team of 5-8 Enforcement attorneys and will be responsible for developing and resolving Enfo...
Litigation - Securities Litigation - Defense Attorney in Chicago, IL
Chicago, IL
Type: Full Time | Posted Date: Aug 06, 2024
SUMMARY: Director, Enforcement - Job Requisition ID: R-008297 Organization: FINRA Location: Various locations across the US (Full-time) Posted: Today Salary Range: $127,300 - $296,100 (Actual salary based on experience and qualifications) FINRA is seeking a highly skilled and experienced Enfor...
Attorney in Chicago, IL
Chicago, IL
Type: Full Time | Posted Date: Aug 08, 2024
SUMMARY: Vice President, Regulatory Liaison - All FINRA Locations Salary Information: - Based on location, salary offers range from minimum to mid-point of salary range - Actual compensation based on various factors such as skill set, experience, education, and internal peer compensation comparisons - ...
Attorney in Chicago, IL
Chicago, IL
Type: Full Time | Posted Date: Aug 01, 2024
SUMMARY: About FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, mar...
Attorney in Chicago, IL
Chicago, IL
Type: Full Time | Posted Date: Jul 23, 2024
SUMMARY: Director, Regulatory Services Management: -Hybrid work environment -Responsible for managing operations and reporting for RSM -Acts as centralized resource for RegOps concerning CMRWG and ISG matters -Manages and executes all aspects of quarterly RSA Exchange ROC meetings -Leads ongoing effor...