Finra Attorney Jobs in Illinois
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Litigation - Securities Litigation - Defense Attorney in Chicago, IL
Chicago, IL
Type: Full Time | Posted Date: Sep 10, 2024
SUMMARY: SEO Friendly Job Title: Associate General Counsel, Regulatory - Full Time H1: Join FINRA as Our Associate General Counsel, Regulatory H2: Be Part of a Dynamic and Innovative Team Organization: FINRA Department: Office of General Counsel Location: Remote/Office (Hybrid) Salary Range...
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Litigation - Securities Litigation - Defense Attorney in Chicago, IL
Chicago, IL
Type: Full Time | Posted Date: Sep 10, 2024
SUMMARY: Associate General Counsel, Regulatory - Full Time Posted Yesterday - R-008412 This position is responsible for directing and managing the complete life cycle of the adoption of new regulatory requirements. The incumbent provides expert knowledge to the Board of Governors and senior management,...
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Litigation - Securities Litigation - Defense Attorney in Chicago, IL
Chicago, IL
Type: Full Time | Posted Date: Oct 01, 2024
SUMMARY: Senior Litigation Counsel, Enforcement - Represent FINRA in complex disciplinary proceedings and appeals involving violations of federal securities laws and SRO rules. Salary Range: - CA: Minimum Salary $146,200, Maximum Salary $296,100 - CO/HI/MN/VT*: Minimum Salary $127,300, Maximum Salary $246,...
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Litigation - Securities Litigation - Defense Attorney in Chicago, IL
Chicago, IL
Type: Full Time | Posted Date: Oct 11, 2024
SUMMARY: Offers may vary based on the candidate’s skills, experience and qualifications. Job Title: Senior Litigation Counsel, Enforcement Organization: FINRA Department: Enforcement Salary: $127,300 - $296,100 (depending on location and qualifications) Experience: 10 years of litigation experience...
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Attorney in Chicago, IL
Chicago, IL
Type: Full Time | Posted Date: Nov 26, 2024
SUMMARY: SEO friendly job title: Senior Director, Risk Monitoring - FINRA H1 and H2 friendly headings: - Overview of Senior Director, Risk Monitoring role at FINRA - Essential Job Functions for Senior Director, Risk Monitoring - Education and Experience requirements for Senior Director, Risk Monitoring...
Attorney in Chicago, IL
Chicago, IL
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: Senior Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA...
Attorney in Chicago, IL
Chicago, IL
Type: Full Time | Posted Date: Nov 26, 2024
SUMMARY: Senior Director, Risk Monitoring - All FINRA Locations FINRA, the Financial Industry Regulatory Authority, is seeking a Senior Director, Risk Monitoring for all FINRA locations. This role will be responsible for overseeing the risk assessment, planning, and execution of examinations for a specifi...
Attorney in Chicago, IL
Chicago, IL
Type: Full Time | Posted Date: Sep 25, 2024
SUMMARY: Senior Principal Analyst, Risk Monitoring – Large Diversified – All FINRA Locations Full Time Job Requisition ID: R-008444 Organization: FINRA Salary Range: - CA: Minimum Salary $124,300, Maximum Salary $235,500 - CO/HI/MN/VT*: Minimum Salary $108,200, Maximum Salary $196,200 - ...
Attorney in Chicago, IL
Chicago, IL
Type: Full Time | Posted Date: Nov 17, 2024
SUMMARY: Principal Intelligence Specialist, FIU - All FINRA Locations The Principal Intelligence Specialist is responsible for collecting, analyzing, and distributing intelligence to proactively identify risks and potential threats to investors and the market. They work within the Financial Intelligence U...
Attorney in Chicago, IL
Chicago, IL
Type: Full Time | Posted Date: Oct 07, 2024
SUMMARY: SEO Friendly Job Title: Principal Investigator, Vulnerable Adults and Seniors Team (VAST) - All FINRA Locations H1 Heading: Join the VAST Team as a Principal Investigator H2 Heading: Investigate Financial Exploitation and Abuse of Seniors and Vulnerable Adults Organization: FINRA (Financial...
Attorney in Chicago, IL
Chicago, IL
Type: Full Time | Posted Date: Nov 22, 2024
SUMMARY: The Vulnerable Adults and Seniors Team (VAST) is currently seeking a Principal Investigator to join their team. This is a full-time position with a competitive salary and benefits package. The successful candidate will have a Bachelor's degree or equivalent experience, advanced knowledge of FINRA ru...
Attorney in Chicago, IL
Chicago, IL
Type: Full Time | Posted Date: Nov 22, 2024
SUMMARY: SEO-friendly Job Title: Principal Investigator, VAST - Financial Crimes Investigator - All FINRA Locations H1: Join the Fight Against Financial Exploitation with FINRA's VAST Team H2: Investigate Complex Financial Crimes and Protect Seniors and Vulnerable Adults Organization: FINRA Depar...
Attorney in Chicago, IL
Chicago, IL
Type: Full Time | Posted Date: Nov 17, 2024
SUMMARY: Summary: Job Title: Principal Intelligence Specialist, FIU - All FINRA Locations Organization: FINRA Job Type: Full-Time Experience Level: Advanced Salary Range: Varies by location, based on factors such as experience and education Job Requisition ID: R-008606 Location: All FINR...
Attorney in Chicago, IL
Chicago, IL
Type: Full Time | Posted Date: Nov 07, 2024
SUMMARY: Summary: The Senior Analyst in Corporate Financing Public Offerings is responsible for analyzing complex and high-profile public offering transactions. The role involves reviewing and investigating proposed underwriting arrangements to ensure compliance with FINRA and SEC rules. The candidate sho...
Attorney in Chicago, IL
Chicago, IL
Type: Full Time | Posted Date: Nov 07, 2024
SUMMARY: FINRA abides by the requirements of 41 CFR 60-1.4(a), 60-300.5(a) and 60-741.5(a). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their ...
Attorney in Chicago, IL
Chicago, IL
Type: Full Time | Posted Date: Oct 30, 2024
SUMMARY: FINRA abides by the requirements of 41 CFR 60-1.4(a), 60-300.5(a) and 60-741.5(a). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their ...
Attorney in Chicago, IL
Chicago, IL
Type: Full Time | Posted Date: Sep 05, 2024
SUMMARY: About FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, mar...
Corporate - Securities and Capital Markets Attorney in Chicago, IL
Chicago, IL
Type: Full Time | Posted Date: Nov 20, 2024
SUMMARY: Chief Counsel & Chief Compliance Officer - Legal and Compliance Team at Marsh McLennan - Available in 3 locations: New York, NY; Chicago, IL; Boston, MA - Hybrid role with 3 days in office requirement - Oversee compliance programs for MMA Securities, MMA Asset Management, and MMC Securities - ...
Corporate - Securities and Capital Markets Attorney in Chicago, IL
Chicago, IL
Type: Full Time | Posted Date: Nov 20, 2024
SUMMARY: Job Title: Chief Counsel & Chief Compliance Officer Locations: New York, NY; Chicago, IL; Boston, MA Salary Range: $138,700 - $277,300 Responsibilities: - Serve as the trusted adviser for Marsh McLennan Agency (MMA) Asset Management, MMA Securities, and Marsh McLennan Company (MMC) Securities ...
Corporate - Asset/Investment Management Attorney / Finance - Financial Services Regulation Attorney in Chicago, IL
Chicago, IL
Type: Full Time | Posted Date: Oct 22, 2024
SUMMARY: Law Firm Seeking Financial Services Compliance & Regulatory Associate Davis Wright Tremaine LLP, a leading law firm with offices across the United States, is currently seeking a Financial Services Compliance & Regulatory Associate to join their dynamic team. This is a mid-level to senior associat...