Finra Attorney Jobs in Florham Park
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Litigation - Securities Litigation - Defense Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Oct 11, 2024
SUMMARY: FINRA offers a comprehensive benefits package. Senior Litigation Counsel, Enforcement - Full Time Salary Range: - CA: Minimum $146,200, Maximum $296,100 - CO/HI/MN/VT*: Minimum $127,300, Maximum $246,600 - IL*: Minimum $139,800, Maximum $271,400 - Jersey City, NJ/NY, NY: Minimum $152,700, Maximum...
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Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Nov 05, 2024
SUMMARY: Honors Program Associates at FINRA play an important role in the Enforcement division by assisting senior attorneys and investigators in their investigations and decisions regarding disciplinary actions against individuals and firms in the financial industry. This is an entry-level position that pro...
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Litigation - Securities Litigation - Defense Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Oct 28, 2024
SUMMARY: Please note: If the “Apply Now” button on a job board posting does not take you directly to the FINRA Careers site, enter www.finra.org/careers into your browser to reach our site directly. Introducing Associate, HONORS Program: - Entry-level position within FINRA's Enforcement department ...
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Litigation - Securities Litigation - Defense Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Sep 10, 2024
SUMMARY: SEO Friendly Job Title: Associate General Counsel, Regulatory - Expert in Complex Regulatory Initiatives and Rule Changes H1: Join FINRA as an Associate General Counsel, Regulatory - Expert in Complex Regulatory Initiatives and Rule Changes H2: Lead Regulatory Policy and Provide Expert Legal C...
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Litigation - Securities Litigation - Defense Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: Sep 10, 2024
SUMMARY: Job Title: Associate General Counsel, Regulatory Salary Information: - Minimum Salary: $149,600 - Maximum Salary: $351,200 - Actual compensation based on factors such as skill set, experience, education, and internal peer comparisons. - Full pay ranges provided for candidate to consider growth ...
Litigation - Securities Litigation - Defense Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Sep 10, 2024
SUMMARY: Bullet points: - Full-time position as an Associate General Counsel, Regulatory at FINRA (Financial Industry Regulatory Authority) - Responsible for managing the adoption of new regulatory requirements - Provides expert knowledge to the Board of Governors and senior management - Advises on h...
Litigation - Securities Litigation - Defense Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Oct 01, 2024
SUMMARY: Senior Litigation Counsel, Enforcement - Salary information: - CA: Minimum Salary $146,200, Maximum Salary $296,100 - CO/HI/MN/VT*: Minimum Salary $127,300, Maximum Salary $246,600 - IL*: Minimum Salary $139,800, Maximum Salary $271,400 - Jersey City, NJ/NY, NY: Minimum Salary $152,700, M...
Litigation - Securities Litigation - Defense Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: Oct 01, 2024
SUMMARY: Senior Litigation Counsel, Enforcement - Represent FINRA in complex disciplinary and non-disciplinary proceedings, brief and argue appeals, and provide guidance and advice to Member Supervision and the Member Application Program. H1: Senior Litigation Counsel, Enforcement - Represent FINRA in Com...
Litigation - Securities Litigation - Defense Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: Oct 11, 2024
SUMMARY: For mid-point, the candidate’s skill set, level of experience, education, and internal peer compensation comparisons factor into the salary offer. Candidates should not expect to be offered a salary that falls at or above the maximum salary range. The organization is currently seeking a Senior ...
Litigation - Securities Litigation - Defense Attorney in New York City, NY
New York City, NY
Type: Part Time | Posted Date: Oct 30, 2024
SUMMARY: We are seeking a Legal Extern to join our Enforcement team for the Spring 2025 semester. This is an unpaid externship opportunity at the Financial Industry Regulatory Authority (FINRA). As a Legal Extern, you will work closely with Enforcement's attorneys, investigators, and management to assist in ...
Litigation - Securities Litigation - Defense Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Oct 01, 2024
SUMMARY: Senior Litigation Counsel, Enforcement - Full Time *Locations: Washington, DC Jersey City, NJ Jericho, NY Denver, CO Dallas, TX Chicago, IL Boston, MA Boca Raton, FL Woodbridge, NJ San Francisco, CA Rockville, MD Philadelphia, PA New York, NY Los Angeles, CA *Salary Range: Varies ...
Litigation - Securities Litigation - Defense Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Oct 11, 2024
SUMMARY: The salary range for this position is subject to change based on factors including, but not limited to, the location of the role, the candidate’s skills and qualifications, and the relevant market rate. Organization is currently seeking a highly skilled and experienced Senior Litigation Counsel...
Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: Nov 07, 2024
SUMMARY: Senior Analyst, Public Offerings - Job Summary: The Senior Analyst in Corporate Financing Public Offerings is responsible for analyzing complex and high-profile public offering transactions. This role requires a Bachelor's degree and three to five years of related financial industry experience or...
Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Nov 07, 2024
SUMMARY: H1 Friendly Heading: Senior Analyst, Public Offerings - Analyze High-Profile Transactions and Ensure Compliance with FINRA and SEC Rules H2 Friendly Headings: - Essential Job Functions - Other Responsibilities - Education/Experience Requirements - Work Conditions - Salary Information by Lo...
Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Nov 07, 2024
SUMMARY: Senior Analyst, Public Offerings - Salary, Job Title and Experience Information FINRA is currently seeking a Senior Analyst in Corporate Financing Public Offerings for their offices located in various locations across the country, including Rockville, MD, Kansas City, MO, Jericho, NY, Denver, CO,...
Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: Sep 05, 2024
SUMMARY: Senior Director, Enforcement Central Intake Group: - Lead and manage the Enforcement Central Intake Group (CIG) team, collaborating with Enforcement's referring partners and playing a critical role in administering matters across Regulatory Operations (RegOps). - Responsible for providing oversi...
Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Sep 06, 2024
SUMMARY: About FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a...
Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: Senior Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA...
Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: Senior Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA...
Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: Senior Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA...