Finra Attorney Jobs in District Of Columbia
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Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Nov 05, 2024
SUMMARY: Honors Associate, FINRA Enforcement Program Job Summary: The FINRA Enforcement Associates, Honors Program is an entry-level position that provides meaningful contributions to investigations and decisions involving disciplinary actions against individuals and firms in the financial industry. As...
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Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Nov 05, 2024
SUMMARY: Honors Associate, FINRA Enforcement Program Apply Now for Entry-Level Legal Position in Financial Industry Associate, Honors Program at FINRA Enforcement Department Apply Today for Exciting Opportunity in Financial Industry H1: Join the FINRA Enforcement Honors Program and Launch Your Legal ...
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Litigation - Securities Litigation - Defense Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Sep 06, 2024
SUMMARY: The Associate General Counsel, Regulatory is a highly specialized and senior-level position responsible for providing expert legal advice and guidance on high-impact, complex, and politically sensitive regulatory initiatives and rule changes. This position requires a law degree, admission to the bar...
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Litigation - Securities Litigation - Defense Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Sep 22, 2024
SUMMARY: Director, Enforcement: - Responsible for managing a team of 5-8 Enforcement attorneys and overseeing all stages of Enforcement cases - Ensures that outcomes in each case are supported by thorough and accurate factual findings and clear legal framework - Monitors aging and progress of cases to ens...
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Employment Law - General Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Oct 29, 2024
SUMMARY: Summary: FINRA is seeking an experienced Assistant General Counsel, Labor & Employment to provide strategic legal advice and support on labor and employment matters. This position requires a Juris Doctorate (J.D.) and a minimum of eight (8) years of practicing law with significant subject matter ...
Litigation - Securities Litigation - Defense Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Oct 01, 2024
SUMMARY: Senior Litigation Counsel, Enforcement - Full Time The organization is seeking a highly experienced Senior Litigation Counsel to join their Enforcement department. The ideal candidate will have a law degree and at least thirteen years of litigation experience, with a strong background in administ...
Litigation - Securities Litigation - Defense Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Oct 08, 2024
SUMMARY: Title: Senior Litigation Counsel, Enforcement Organization: FINRA Job Type: Full-Time Experience: 10 years of litigation experience Education: Law degree Location: Nationwide Salary: Dependent on location and qualifications, ranging from $127,300 to $296,100 Job Requisition ID:...
Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Nov 07, 2024
SUMMARY: FINRA abides by the requirements of 41 CFR 60-1.4(a), 60-300.5(a) and 60-741.5(a). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their ...
Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Oct 30, 2024
SUMMARY: FINRA abides by the requirements of 41 CFR 60-1.4(a), 60-300.5(a) and 60-741.5(a). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their ...
Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Oct 07, 2024
SUMMARY: H1 Friendly Headings: H1: Principal Investigator, VAST - All FINRA Locations H2: Overview of the Role H2: Essential Job Functions H2: Education and Experience Requirements H2: Salary Information H2: Important Information Bold Headlines: Principal Investigator, VAST - All FINR...
Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Sep 06, 2024
SUMMARY: Search...
Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Sep 25, 2024
SUMMARY: Senior Principal Analyst, Risk Monitoring – Large Diversified – All FINRA Locations Full Time Posted Today Job Requisition ID: R-008444 The Organization: - FINRA (Financial Industry Regulatory Authority) Job Summary: - Responsible for conducting risk monitoring activities and on...
Corporate - Securities and Capital Markets Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Nov 01, 2024
SUMMARY: Job Title: Senior Associate or Counsel (Corporate Securities) Department: Securities Group Law Firm: Saul Ewing Saul Ewing, a leading law firm, is seeking an experienced senior associate or counsel to join our growing securities group. This is a fantastic opportunity to join a dynamic and entre...
Trusts and Estates - General Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Oct 07, 2024
SUMMARY: Any attempt by an applicant and/or third-party to submit any information that is not accurate, correct, or truthful, or that is intended to be misleading or deceptive during the recruiting and hiring process will be grounds for disqualification from employment with Wells Fargo. H1 Friendly Headin...
Litigation - White Collar Crime & Government Investigations - Defense Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Oct 22, 2024
SUMMARY: Litigation Attorney (White Collar) in Washington, D.C.: Join Clark Hill's Litigation Business Unit with a competitive salary and benefits package. H1: Litigation Attorney (White Collar) Position in Washington, D.C. at Clark Hill Law Firm H2: Experienced Attorney with Financial Services Investi...
Corporate - Asset/Investment Management Attorney / Finance - Financial Services Regulation Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Oct 22, 2024
SUMMARY: Law Firm Seeking Financial Services Compliance & Regulatory Associate Mid-level to Senior Associate Positions Available in All Offices Salary Range: $260,000 - $330,000 (annualized) Davis Wright Tremaine LLP is currently seeking an experienced associate attorney to join our Financial Services P...
Litigation - Securities Litigation - Defense Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: About FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a...
Litigation - Securities Litigation - Defense Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Director, Enforcement - Woodbridge, NJ/Jersey City, NJ/Jericho, NY/Denver, CO/Dallas, TX/Chicago, IL/Boston, MA/Boca Raton, FL/Washington, DC/San Francisco, CA/Rockville, MD/Philadelphia, PA/New York, NY/Los Angeles, CA Overview: - The Enforcement Director manages a team of 5-8 attorneys respo...
Litigation - Securities Litigation - Defense Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: The Director of Enforcement is responsible for managing a team of 5-8 attorneys, overseeing a diverse docket of cases, and ensuring timely and high-quality outcomes in each matter. This position requires a law degree and admission to the bar, as well as a minimum of seven years of experience in secu...
Litigation - Securities Litigation - Defense Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: FINRA abides by the requirements of 41 CFR 60-1.4(a), 60-300.5(a) and 60-741.5(a). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and require affirmative action by covered prime contractors and sub...